SEC Form 4 · accession 0001493152-18-009306
Advaxis, Inc. · ADXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Patton
Director
Period of report
Jun 26, 2018
Accepted (ET)
Jun 27, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 26, 2018 | A | 25,000 | $0.00 | A | 286,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units awarded as compensation for services on the Executive Committee of the Board of Directors.