Insider holders · CIK 0001005817
TOMPKINS FINANCIAL CORP · TMP
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Michael H SpainDirector | 133,513 | 42,071 | 175,584 | Jan 28, 2016 · 3:11 pm EST | Form 5 |
| Jr William D SpainDirector | 61,986 | 67,340 | 129,326 | Jan 28, 2015 · 11:10 am EST | Form 5 |
| James W FulmerDirector | 44,393 | 36,156 | 80,549 | Aug 13, 2018 · 12:29 pm EDT | Form 4 |
| Stephen S RomainePresident & CEO | 70,091 | 452 | 70,543 | Jul 30, 2026 · 9:18 am EDT | Form 4 |
| James R HardieDirector | 59,000 | 780 | 59,780 | May 11, 2015 · 10:59 am EDT | Form 4 |
| John E AlexanderDirector | 44,013 | 561 | 44,574 | Feb 12, 2018 · 10:44 am EST | Form 5 |
| Gerald J Klein Jr.EVP Pres&CEO Mahopac Bank | 24,955 | 3,610 | 28,565 | Nov 26, 2018 · 11:26 am EST | Form 4 |
| David S BoyceEVP, Pres. & CEO Tompkins Ins. | 23,842 | 2,386 | 26,228 | Feb 20, 2019 · 7:48 am EST | Form 4 |
| Gregory J HartzEVP, Pres.&CEO Tompkins Trust | 21,948 | 2,664 | 24,612 | Mar 8, 2019 · 3:08 pm EST | Form 4 |
| Craig YunkerDirector | 22,730 | — | 22,730 | Jan 15, 2019 · 11:19 am EST | Form 4 |
| Francis M FetskoEVP, COO, CFO & Treasurer | 15,084 | 4,550 | 19,634 | Feb 6, 2019 · 1:17 pm EST | Form 5 |
| Frank C MilewskiDirector | 18,214 | — | 18,214 | Nov 5, 2018 · 8:10 am EST | Form 4 |
| John M McKennaEVP, Pres. Tompkins Comm. Bank | 16,573 | 135 | 16,708 | Aug 10, 2026 · 2:24 pm EDT | Form 4 |
| Scott L GruberEVP, Pres. & CEO, VIST Bank | 11,077 | 3,605 | 14,682 | Feb 21, 2019 · 2:16 pm EST | Form 4 |
| Susan M. ValentiEVP, Corporate Marketing | 11,837 | 1,251 | 13,088 | Nov 26, 2018 · 10:57 am EST | Form 4 |
| Alyssa H FontaineEVP, General Counsel & CRO | 10,176 | 954 | 11,130 | Sep 4, 2026 · 9:19 am EDT | Form 4 |
| Alfred J WeberDirector | 10,789 | — | 10,789 | Jan 21, 2016 · 2:47 pm EST | Form 5 |
| Diane D TorcelloEVP & President, Tompkins WNY | 7,348 | 1,865 | 9,213 | Jul 29, 2026 · 4:58 pm EDT | Form 4 |
| David KershawSVP, PAO | 4,857 | 2,719 | 7,576 | Aug 5, 2026 · 1:51 pm EDT | Form 4 |
| Patricia A JohnsonDirector | 6,968 | — | 6,968 | Jul 2, 2026 · 2:05 pm EDT | Form 4 |
| Rosemary G. HylandEVP, Human Resources | 4,313 | 1,455 | 5,768 | Jan 29, 2016 · 12:35 pm EST | Form 4 |
| Carl E HaynesDirector | 5,389 | — | 5,389 | Feb 6, 2017 · 10:54 am EST | Form 5 |
| Brian A HowardEVP, Pres. Tompkins Fin. Adv. | 3,866 | 349 | 4,215 | Nov 14, 2018 · 9:00 am EST | Form 4 |
| Paul J. BattagliaDirector | — | 4,210 | 4,210 | Feb 6, 2017 · 11:02 am EST | Form 5 |
| Bonita N LindbergSVP, Human Resource Director | 3,969 | 117 | 4,086 | Nov 14, 2018 · 9:04 am EST | Form 4 |
| Susan A HenryDirector | 3,133 | — | 3,133 | Jan 15, 2019 · 4:24 pm EST | Form 4 |
| Sandra A. ParkerDirector | 2,830 | — | 2,830 | Feb 6, 2017 · 1:03 pm EST | Form 5 |
| Angela B LeeDirector | 1,994 | — | 1,994 | Jul 6, 2026 · 8:20 am EDT | Form 4 |
| Daniel J. FessendenDirector | 1,848 | — | 1,848 | Jul 2, 2026 · 2:04 pm EDT | Form 4 |
| Stephen M AngelisPres. Tomp. Finan. Advisors | 1,500 | 173 | 1,673 | Nov 10, 2015 · 1:34 pm EST | Form 5 |
| Eric W TaylorEVP, President TFA | 1,360 | — | 1,360 | Aug 3, 2026 · 2:43 pm EDT | Form 4 |
| Thomas R. RochonDirector | 223 | 6 | 229 | Feb 6, 2017 · 10:56 am EST | Form 5 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.