SEC Form 4 · accession 0001127602-16-038343
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosemary G. Hyland
Officer — EVP, Human Resources
Period of report
Jan 29, 2016
Accepted (ET)
Jan 29, 2016 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2016 | D | 4,966 | $0.00 | D | 4,313 | D | |
| Common Stock | holding | — | — | — | 1,455 | I | By 401(K)/ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a disposition to the issuer of restricted stock per the issuer's Award Agreement upon the retirement of reporting person.