SEC Form 5 · accession 0001127602-19-004272
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis M Fetsko
Officer — EVP, COO, CFO & Treasurer
Period of report
Dec 31, 2018
Accepted (ET)
Feb 6, 2019 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2018 | G | 220 | $71.00 | D | 15,084 | D | |
| Common Stock | holding | — | — | — | 4,005 | I | by 401K/ISOP | |
| Common Stock | holding | — | — | — | 4,550 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift to Charitable Gift Fund.