SEC Form 4 · accession 0001127602-15-016781
TOMPKINS FINANCIAL CORP · TMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Hardie
Director
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2015 | G | 1,000 | $51.11 | D | 62,000 | D | |
| Common StockF1 | May 7, 2015 | G | 1,000 | $51.11 | D | 61,000 | D | |
| Common StockF1 | May 7, 2015 | G | 1,000 | $51.11 | D | 60,000 | D | |
| Common StockF2 | May 7, 2015 | G | 1,000 | $51.11 | D | 59,000 | D | |
| Common Stock | holding | — | — | — | 780 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift to daughter.
- F2Bona fide gift to son.