| Jan 11, 2019 PForm 4 → | Jan 15, 1:31 pm EST | WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI | Saba Capital Management, L.P. +110% Owner | 446,171 | $9.02 | $4,023,863 | 5,772,625 | +8.38% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 1:47 pm EST | Nuveen Credit Strategies Income FundJQC | Saba Capital Management, L.P. +110% Owner | 230,130 | $7.61 | $1,751,289 | 14,140,775 | +1.65% | plan? |
| Jan 7, 2019 PForm 4 → | Jan 14, 6:20 pm EST | CBAK Energy Technology, Inc.CBAT | Yunfei LiCEO, Director, 10% Owner | 1,666,667 | $1.02 | $1,700,000 | 5,592,685 | +42.5% | plan? late |
| Jan 11, 2019 PForm 4 → | Jan 15, 1:38 pm EST | WESTERN ASSET HIGH INCOME FUND II INC.HIX | Saba Capital Management, L.P. +110% Owner | 203,461 | $6.22 | $1,266,504 | 9,724,885 | +2.14% | plan? |
| Jan 10, 2019 PForm 4 → | Jan 14, 4:52 pm EST | INTERNATIONAL FLAVORS & FRAGRANCES INCIFF | Winder Investment Pte Ltd10% Owner | 4,300 | $134.87 | $579,960 | 19,730,818 | +0.02% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 10:57 am EST | Barings BDC, Inc.BBDC | BARINGS LLC10% Owner | 52,350 | $9.71 | $508,057 | 13,063,169 | +0.40% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 15, 1:34 pm EST | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO | Saba Capital Management, L.P. +110% Owner | 54,643 | $4.67 | $255,183 | 13,447,171 | +0.41% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 15, 11:59 am EST | XAI Octagon Floating Rate & Alternative Income Term TrustXFLT | Lauren Michelle BasmadjianOther | 12,500 | $8.02 | $100,274 | 17,500 | +250% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 14, 4:51 pm EST | E.W. SCRIPPS CoSSP | Charles E Scripps10% Owner | 5,000 | $18.27 | $91,363 | 796,367 | +0.63% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 6:16 am EST | Opko Health, Inc.OPK | Phillip Md Et Al Frost +1CEO & Chairman, Director, 10% Owner | 15,000 | $3.74 | $56,055 | 24,910,177 | +0.06% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 1:56 pm EST | Invesco High Income Trust IIVLT | Saba Capital Management, L.P. +110% Owner | 4,150 | $13.48 | $55,942 | 1,175,456 | +0.35% | plan? |
| Jan 10, 2019 PForm 4 → | Jan 14, 9:04 pm EST | LiveXLive Media, Inc.LIVX | Michael Leonard ZemetraCFO and EVP | 16,667 | $3.00 | $50,001 | 16,667 | — | plan? |
| Jun 30, 2018 PForm 4 → | Jan 15, 2019, 12:23 pm EST | Lincolnway Energy, LLCno symbol | Jeff William TaylorChairman, Director | 71 | $656.69 | $46,625 | 701 | +11.3% | plan? late |
| Jan 10, 2019 PForm 4 → | Jan 14, 4:41 pm EST | FREQUENCY ELECTRONICS INCFEIM | Edenbrook Capital, LLC +2Director, 10% Owner | 3,784 | $10.34 | $39,115 | 1,177,065 | +0.32% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 14, 4:08 pm EST | VOLT INFORMATION SCIENCES, INC.VISI | Paul TomkinsSVP & Chief Financial Officer | 9,000 | $3.44 | $30,960 | 30,416 | +42.0% | plan? |
| Jan 10, 2019 PForm 4 → | Jan 14, 4:29 pm EST | CorEnergy Infrastructure Trust, Inc.CORR | Jeffrey E. FulmerExecutive Vice President | 800 | $34.69 | $27,752 | 4,865 | +19.7% | plan? |
| Jan 10, 2019 PForm 4 → | Jan 14, 9:02 pm EST | LiveXLive Media, Inc.LIVX | Douglas D SchaerChief Operating Officer | 8,334 | $3.00 | $25,002 | 175,001 | +5.00% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 14, 5:54 pm EST | VOLT INFORMATION SCIENCES, INC.VISI | Nick CyprusDirector | 5,000 | $3.43 | $17,150 | 39,753 | +14.4% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 10:38 am EST | COMMUNITY BANCORP /VTCMTV | Jacques R CoutureDirector | 700 | $16.31 | $11,417 | 23,982 | +3.01% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 14, 4:22 pm EST | CITY HOLDING COCHCO | Robert D FisherDirector | 148 | $67.69 | $10,018 | 31,764 | +0.47% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 14, 4:22 pm EST | CITY HOLDING COCHCO | Tracy W Hylton IIDirector | 136 | $67.69 | $9,206 | 47,169 | +0.29% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 7:30 am EST | Castle Brands IncROX | Richard LampenPresident and CEO, Director | 10,000 | $0.9153 | $9,153 | 2,737,470 | +0.37% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 14, 4:41 pm EST | InPoint Commercial Real Estate Income, Inc.no symbol | Mitchell A SabshonCEO, Director | 280 | $25.00 | $7,000 | 7,769 | +3.74% | plan? |
| Jan 14, 2019 PForm 4 → | Jan 15, 3:42 pm EST | RiverNorth Opportunistic Municipal Income Fund, Inc.RMI | Scott SprauerOther | 260 | $20.23 | $5,260 | 260 | — | plan? |
| Jan 11, 2019 PForm 4 → | Jan 14, 6:17 pm EST | EDUCATIONAL DEVELOPMENT CORPEDUC | Heather N. CobbCHIEF SALES&MARKETING OFFICER | 157 | $8.25 | $1,295 | 10,639 | +1.50% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 14, 6:20 pm EST | EDUCATIONAL DEVELOPMENT CORPEDUC | Daniel E O'KeefeCHIEF FINANCIAL OFFICER | 147 | $8.25 | $1,213 | 7,073 | +2.12% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 14, 6:19 pm EST | EDUCATIONAL DEVELOPMENT CORPEDUC | Craig M WhiteCHIEF OPERATING OFFICER | 134 | $8.25 | $1,106 | 424,071 | +0.03% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 15, 11:09 am EST | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 612 | $0.6873 | $421 | 13,893,386 | +0.00% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 14, 6:23 pm EST | EDUCATIONAL DEVELOPMENT CORPEDUC | Randall W WhiteCEO AND PRESIDENT | 38 | $8.25 | $314 | 1,329,899 | +0.00% | plan? |
| Jan 15, 2019 PForm 4 → | Jan 15, 3:51 pm EST | YORK WATER COYORW | Erin C McGlaughlinDirector | 5 | $29.88 | $142 | 823 | +0.58% | plan? |
| Jan 15, 2019 PForm 4 → | Jan 15, 3:59 pm EST | YORK WATER COYORW | James H CawleyDirector | 1 | $29.88 | $36 | 406 | +0.29% | plan? |