SEC Form 4 · accession 0001213900-19-000703
LiveOne, Inc. · LVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Leonard Zemetra
Officer — CFO and EVP
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2019 | P | 16,667 | $3.00 | A | 16,667 | D | |
| Common StockF2 | holding | — | — | — | 250,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported herein were acquired by the Reporting Person in a private transaction from an unrelated third party.
- F2Represents Restricted Stock Units subject to certain vesting and settlement conditions as reported in the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on April 23, 2018.