Daily feed · SEC Form 4 filings
All insider purchases — Oct 18, 2018
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Oct 16, 2018 PForm 4 → | Oct 18, 3:35 pm EDT | TORTOISE MLP FUND, INC.NTG | PRUDENTIAL FINANCIAL INC +110% Owner | 48,880,000 | $8,224,223.04 | $402,000,022,000,000 | — | — | plan? |
| Aug 28, 2017 PForm 4 → | Oct 18, 2018, 12:16 pm EDT | City National Rochdale Select Strategies FundCNRLX | James R. WolfordDirector | 42,597,156 | $9.93 | $423,000,000 | 42,597,156 | — | plan? late |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:10 pm EDT | Allogene Therapeutics, Inc.ALLO | TPG Group Holdings (SBS) Advisors, Inc. +210% Owner | 675,000 | $18.00 | $12,150,000 | 23,135,061 | +3.01% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 9:11 pm EDT | FREDS INCFRED | Alden Global Capital LLC +210% Owner | 1,150,000 | $2.66 | $3,061,069 | 10,425,000 | +12.4% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 8:15 am EDT | Golub Capital BDC 3, Inc.no symbol | Lawrence E GolubChairman, Director | 75,021 | $15.00 | $1,125,315 | 34,068 | — | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 8:17 am EDT | Golub Capital BDC 3, Inc.no symbol | David GolubPresident and CEO, Director | 75,021 | $15.00 | $1,125,315 | 34,068 | — | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:17 pm EDT | Allogene Therapeutics, Inc.ALLO | PFIZER INC10% Owner | 55,556 | $18.00 | $1,000,008 | 22,032,040 | +0.25% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 6:01 pm EDT | GCP Applied Technologies Inc.GCP | Dalbergia Investments LLC +510% Owner | 31,957 | $25.38 | $811,172 | 5,415,838 | +0.59% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:30 pm EDT | Allogene Therapeutics, Inc.ALLO | David D ChangPresident and CEO, Director | 40,000 | $18.00 | $720,000 | 1,995,625 | +2.05% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:29 pm EDT | Allogene Therapeutics, Inc.ALLO | Arie BelldegrunDirector, 10% Owner | 35,000 | $18.00 | $630,000 | 35,000 | — | plan? amended |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:32 pm EDT | Allogene Therapeutics, Inc.ALLO | Franz B HumerDirector | 30,000 | $18.00 | $540,000 | 30,000 | — | plan? |
| Oct 17, 2018 PForm 4 → | Oct 17, 7:33 pm EDT | Barings BDC, Inc.BBDC | BARINGS LLC10% Owner | 49,023 | $10.10 | $495,108 | 9,745,531 | +0.51% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:49 pm EDT | BRIDGE BANCORP INCBDGE | BASSWOOD CAPITAL MANAGEMENT, L.L.C. +4Director, 10% Owner | 13,784 | $31.19 | $429,955 | 119,919 | +13.0% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:35 pm EDT | AgroFresh Solutions, Inc.AGFS | DowDuPont Inc. +110% Owner | 62,370 | $5.88 | $366,907 | 20,254,313 | +0.31% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 5:32 pm EDT | Allogene Therapeutics, Inc.ALLO | Owen N. WitteDirector | 15,000 | $18.00 | $270,000 | 198,750 | +8.16% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 17, 4:22 pm EDT | FIRST HORIZON NATIONAL CORPFHN | David T PopwellPresident-Banking | 15,750 | $15.88 | $250,077 | 298,942 | +5.56% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 18, 8:46 am EDT | E.W. SCRIPPS CoSSP | Mary Peirce10% Owner | 14,858 | $16.62 | $246,958 | 343,727 | +4.52% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:36 pm EDT | RPM INTERNATIONAL INC/DE/RPM | John M BallbachDirector | 3,360 | $59.53 | $200,018 | 13,260 | +33.9% | plan? amended |
| Oct 17, 2018 PForm 4 → | Oct 17, 8:09 pm EDT | SOLIGENIX, INC.SNGX | Mark E. PearsonDirector | 170,000 | $1.16 | $197,200 | 2,500,000 | +7.30% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 18, 3:38 pm EDT | COMMUNITY TRUST BANCORP INC /KY/CTBI | Franky MinnifieldOther | 2,275 | $44.64 | $101,563 | 3,305 | +221% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 9:30 pm EDT | Farmland Partners Inc.FPI | Chris A DowneyDirector | 15,395 | $6.27 | $96,598 | 63,313 | +32.1% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:10 pm EDT | Sterling Real Estate Trustno symbol | Richard SavageauOther | 3,864 | $17.70 | $68,416 | 25,620 | +17.8% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:29 pm EDT | Sterling Real Estate Trustno symbol | James Wieland10% Owner | 3,606 | $17.85 | $64,376 | 49,128 | +7.92% | plan? |
| Oct 16, 2018 PForm 4/A → | Oct 18, 2:36 pm EDT | PEN INC.PENC | Ronald J BermanDirector | 127,119 | $0.50 | $63,560 | 389,411 | +48.5% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 17, 6:15 pm EDT | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 3,468 | $16.30 | $56,534 | 91,288 | +3.95% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 18, 1:14 pm EDT | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 2,433 | $16.61 | $40,406 | 93,721 | +2.67% | plan? |
| Oct 9, 2018 PForm 4 → | Oct 17, 9:55 pm EDT | MALVERN BANCORP, INC.MLVF | Stephen P ScartozziDirector | 1,904 | $21.00 | $39,984 | 7,089 | +36.7% | plan? late |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:02 pm EDT | Sterling Real Estate Trustno symbol | Timothy HuntOther | 1,997 | $17.83 | $35,605 | 4,640 | +75.6% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 17, 4:51 pm EDT | Oil-Dri Corp of AmericaODC | Allan H SeligDirector | 1,000 | $30.67 | $30,667 | 35,000 | +2.94% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:29 pm EDT | Sterling Real Estate Trustno symbol | Lance WolfOther | 1,703 | $17.87 | $30,439 | 4,531 | +60.2% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 18, 8:08 am EDT | Trinity Place Holdings Inc.TPHS | MFP PARTNERS LP +210% Owner | 5,148 | $5.90 | $30,366 | 4,497,393 | +0.11% | plan? late |
| Oct 17, 2018 PForm 4 → | Oct 17, 7:27 pm EDT | BARINGS CORPORATE INVESTORSMCI | Edward P Grace IIIOther | 1,766 | $14.82 | $26,172 | 14,766 | +13.6% | plan? amended |
| Oct 16, 2018 PForm 4 → | Oct 17, 4:25 pm EDT | FASTENAL COFAST | Holden LewisChief Financial Officer/EVP | 500 | $52.28 | $26,142 | 3,500 | +16.7% | plan? |
| Oct 9, 2018 PForm 4 → | Oct 17, 9:56 pm EDT | MALVERN BANCORP, INC.MLVF | Therese WoodmanDirector | 1,000 | $21.00 | $21,000 | 12,112 | +9.00% | plan? late |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:00 pm EDT | Sterling Real Estate Trustno symbol | James HansenOther | 1,085 | $17.58 | $19,065 | 76,034 | +1.45% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:08 am EDT | PEN INC.PENC | Howard G Westerman Jr.Director | 33,898 | $0.50 | $16,949 | 77,787 | +77.2% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 8:21 am EDT | Golub Capital BDC 3, Inc.no symbol | William M Webster IVDirector | 1,068 | $15.00 | $16,015 | 10,677 | +11.1% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:53 pm EDT | BRIDGE BANCORP INCBDGE | BASSWOOD PARTNERS, L.L.C.Director, 10% Owner | 344 | $31.19 | $10,730 | 119,919 | +0.29% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:05 pm EDT | Sterling Real Estate Trustno symbol | Michelle L. KorsmoOther | 580 | $18.44 | $10,694 | 3,309 | +21.3% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:07 am EDT | PEN INC.PENC | Jeanne M RickertChief Legal Officer, Director | 13,333 | $0.50 | $6,667 | 553,882 | +2.47% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:07 am EDT | PEN INC.PENC | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 13,333 | $0.50 | $6,667 | 562,132 | +2.43% | plan? |
| Oct 18, 2018 PForm 4 → | Oct 18, 12:24 pm EDT | QCR HOLDINGS INCQCRH | Marie Z. ZieglerDirector | 170 | $38.59 | $6,560 | 24,442 | +0.70% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:23 am EDT | PEN INC.PENC | Ronald J BermanDirector | 127,119 | $0.05 | $6,356 | 389,411 | +48.5% | plan? amended |
| Oct 17, 2018 PForm 4 → | Oct 18, 1:24 pm EDT | DIVIDEND & INCOME FUNDDNI | William McCollum WinmillVP and a Portfolio Manager | 489 | $11.39 | $5,572 | 1,589 | +44.5% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 17, 4:40 pm EDT | Vistra Energy Corp.VST | Scott B HelmDirector | 200 | $23.94 | $4,788 | 32,567 | +0.62% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 10:38 am EDT | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 5,300 | $0.6846 | $3,628 | 13,736,600 | +0.04% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:30 pm EDT | Sterling Real Estate Trustno symbol | Joel S. ThomsenChief Investment Officer | 197 | $17.57 | $3,465 | 5,956 | +3.42% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:01 pm EDT | Sterling Real Estate Trustno symbol | Timothy HaugenOther | 115 | $17.58 | $2,020 | 8,055 | +1.45% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 17, 5:01 pm EDT | AUBURN NATIONAL BANCORPORATION, INCAUBN | J Tutt BarrettDirector | 36 | $38.97 | $1,403 | 6,402 | +0.57% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 18, 11:57 am EDT | ROYCE GLOBAL VALUE TRUST, INC.RGT | John E DenneenSecretary | 100 | $9.75 | $975 | 5,100 | +2.00% | plan? |
| Oct 17, 2018 PForm 4 → | Oct 18, 11:58 am EDT | ROYCE GLOBAL VALUE TRUST, INC.RGT | John E DenneenSecretary | 100 | $9.75 | $975 | 5,100 | +2.00% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 10:22 am EDT | AUBURN NATIONAL BANCORPORATION, INCAUBN | David E HouselDirector | 25 | $38.97 | $974 | 4,920 | +0.51% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 1:45 pm EDT | AUBURN NATIONAL BANCORPORATION, INCAUBN | Charles Edward Smith Jr.Senior Vice President | 14 | $39.10 | $547 | 604 | +2.37% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 11:26 am EDT | AUBURN NATIONAL BANCORPORATION, INCAUBN | Shannon O'DonnellSenior Vice President | 13 | $39.02 | $507 | 912 | +1.45% | plan? |
| Oct 15, 2018 PForm 4 → | Oct 17, 4:00 pm EDT | Sterling Real Estate Trustno symbol | Angela Dawn StockChief Accounting Officer | 18 | $17.58 | $319 | 163 | +12.5% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 10:54 am EDT | CENTURY BANCORP INCCNBKA | Paul A EvangelistaExecutive Vice President | 2 | $82.00 | $197 | 5,844 | +0.04% | plan? |
| Oct 16, 2018 PForm 4 → | Oct 18, 11:06 am EDT | AUBURN NATIONAL BANCORPORATION, INCAUBN | William Thomas JohnsonSVP/Senior Lender | 5 | $39.12 | $196 | 5,530 | +0.09% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.