Daily feed · SEC Form 4 filings

All insider purchases — Oct 17, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

95 filings · trading day Oct 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 13, 2018 PForm 4 →	Oct 16, 7:41 pm EDT	Reis, Inc.REIS	MOODYS CORP10% Owner	11,570,797	$23.00	$266,128,331	14,128,253	+452%	plan?
Oct 16, 2018 PForm 4 →	Oct 17, 9:09 am EDT	Golub Capital BDC 3, Inc.no symbol	Ohio Strs10% Owner	200,000	$15.00	$3,000,000	2,064,702	+10.7%	plan?
Oct 12, 2018 PForm 4 →	Oct 16, 4:53 pm EDT	StealthGas Inc.GASS	Glendon Capital Management LP10% Owner	783,329	$3.44	$2,697,814	4,782,575	+19.6%	plan?
Oct 12, 2018 PForm 4 →	Oct 16, 5:48 pm EDT	APPIAN CORPAPPN	Abdiel Capital Management, LLC +410% Owner	101,300	$25.37	$2,569,981	6,622,702	+1.55%	plan?
Jan 12, 2018 PForm 4 →	Oct 17, 3:02 pm EDT	Clean Coal Technologies Inc.CCTC	Tacho M Sandoval10% Owner	1,765,063	$0.2953	$521,232	18,780,675	+10.4%	plan? late
Oct 16, 2018 PForm 4 →	Oct 16, 8:00 pm EDT	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	38,200	$10.13	$387,023	9,696,508	+0.40%	plan?
Oct 16, 2018 PForm 4 →	Oct 16, 4:29 pm EDT	E.W. SCRIPPS CoSSP	Corina S. Granado10% Owner	14,858	$16.48	$244,796	267,233	+5.89%	plan?
Oct 12, 2018 PForm 4 →	Oct 16, 4:22 pm EDT	Anaplan, Inc.PLAN	Robert E BeauchampDirector	10,000	$24.21	$242,128	10,000	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:27 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	3,207	$62.00	$198,841	205	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:30 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	3,207	$62.00	$198,841	205	—	plan?
Oct 12, 2018 PForm 4 →	Oct 16, 5:11 pm EDT	CONSOL Coal Resources LPCCR	CONSOL Energy Inc.Director, 10% Owner	8,895	$18.46	$164,183	5,135,363	+0.17%	plan?
Apr 16, 2018 PForm 4 →	Oct 17, 1:35 pm EDT	EVO Transportation & Energy Services, Inc.EVO	John Peter YerosChief Executive Officer	50,000	$3.00	$150,000	74,650	+203%	plan? late
Oct 15, 2018 PForm 4 →	Oct 17, 2:30 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,808	$62.90	$113,716	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:32 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	1,808	$62.90	$113,716	163	—	plan?
Oct 17, 2018 PForm 4 →	Oct 17, 3:59 pm EDT	Tekla Healthcare Opportunities FundTHQ	Daniel R OmsteadPresident, Director	5,902	$18.19	$107,374	17,902	+49.2%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:47 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara L T RankinOther	1,715	$62.30	$106,849	6,322	+37.2%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:49 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther	1,715	$62.30	$106,849	6,322	+37.2%	plan?
Oct 17, 2018 PForm 4 →	Oct 17, 3:59 pm EDT	TEKLA HEALTHCARE INVESTORSHQH	Daniel R OmsteadPresident, Director	3,882	$21.78	$84,534	73,606	+5.57%	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 4:21 pm EDT	E.W. SCRIPPS CoSSP	Charles E Scripps10% Owner	5,000	$16.42	$82,110	698,824	+0.72%	plan?
Jul 23, 2018 PForm 4 →	Oct 16, 7:24 pm EDT	PureBase CorpPUBC	A Scott DockterCEO, Director, 10% Owner	601,000	$0.13	$78,130	44,665,932	+1.36%	plan? late
Oct 15, 2018 PForm 4 →	Oct 17, 10:46 am EDT	BRIDGE BANCORP INCBDGE	JR. Albert E McCOYDirector	2,500	$30.83	$77,072	10,028	+33.2%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:26 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Bruce T RankinOther	1,074	$62.30	$66,909	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:27 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther	1,074	$62.30	$66,909	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 4:40 pm EDT	Firsthand Technology Value Fund, Inc.SVVC	Kevin M LandisPresident, Director	3,468	$16.35	$56,718	87,820	+4.11%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:43 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	663	$62.30	$41,305	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:45 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	663	$62.30	$41,305	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 4:18 pm EDT	E.W. SCRIPPS CoSSP	Anthony S. Granado10% Owner	2,210	$16.41	$36,262	10,000	+28.4%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:59 pm EDT	Sterling Real Estate Trustno symbol	Bruce FurnessChairman, Board of Trustees	1,924	$18.09	$34,811	60,151	+3.30%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:22 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	547	$62.30	$34,078	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:27 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	547	$62.30	$34,078	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:35 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	547	$62.30	$34,078	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:37 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	547	$62.30	$34,078	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:35 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	484	$62.30	$30,156	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:37 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	484	$62.30	$30,156	163	—	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 6:47 pm EDT	SECOND SIGHT MEDICAL PRODUCTS INCEYES	Gregg WilliamsDirector, 10% Owner	17,633	$1.66	$29,258	30,512,945	+0.06%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:05 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	447	$62.01	$27,717	162	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:08 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	447	$62.01	$27,717	162	—	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:29 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	402	$62.00	$24,923	16,201	+2.54%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:31 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	402	$62.00	$24,923	16,201	+2.54%	plan?
Oct 16, 2018 PForm 4 →	Oct 17, 2:06 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	224	$62.90	$14,089	163	—	plan?
Oct 16, 2018 PForm 4 →	Oct 17, 2:10 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	224	$62.90	$14,089	163	—	plan?
Oct 16, 2018 PForm 4 →	Oct 16, 4:37 pm EDT	Telaria, Inc.TLRA	Paul CaineExecutive Chairman, Director	5,000	$2.77	$13,850	146,130	+3.54%	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 7:11 pm EDT	Spirit MTA REITSMTA	Ricardo Jonas RodriguezCEO, Pres, CFO, Treas	1,038	$11.12	$11,543	41,277	+2.58%	plan?
Oct 12, 2018 PForm 4 →	Oct 16, 5:33 pm EDT	NATIONAL SECURITY GROUP INCNSEC	Andrew J. Abernathey +110% Owner	587	$14.50	$8,512	307,748	+0.19%	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 4:54 pm EDT	MARIN SOFTWARE INCMRIN	Wister WalcottEVP, Product and Technology	2,000	$3.24	$6,480	66,033	+3.12%	plan?
Oct 15, 2018 PForm 4 →	Oct 16, 5:32 pm EDT	UNIVERSAL TECHNICAL INSTITUTE INCUTI	Kimberly J McWatersPresident and CEO, Director	2,016	$2.58	$5,201	671,192	+0.30%	plan?
Oct 16, 2018 PForm 4 →	Oct 17, 10:20 am EDT	SOLITARIO ZINC CORP.XPL	Christopher E HeraldPresident & CEO, Director	5,000	$0.336	$1,680	1,580,000	+0.32%	plan?
Oct 12, 2018 PForm 4 →	Oct 16, 4:34 pm EDT	BioCardia, Inc.BCDA	David McClungChief Financial Officer	500	$2.64	$1,318	4,600	+12.2%	plan?
Oct 16, 2018 PForm 4 →	Oct 17, 2:41 pm EDT	AUBURN NATIONAL BANCORPORATION, INCAUBN	Terry W AndrusDirector	33	$38.96	$1,286	3,352	+0.99%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:57 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	20	$62.30	$1,246	163	+14.0%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:58 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	20	$62.30	$1,246	163	+14.0%	plan?
Oct 16, 2018 PForm 4 →	Oct 17, 11:45 am EDT	AUBURN NATIONAL BANCORPORATION, INCAUBN	William F Ham Jr.Director	27	$38.92	$1,051	3,660	+0.74%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:22 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R SeelbachOther	15	$62.32	$935	162	+10.2%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:26 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Scott W SeelbachOther	15	$62.32	$935	162	+10.2%	plan?
Oct 9, 2018 PForm 4 →	Oct 16, 4:59 pm EDT	ENDONOVO THERAPEUTICS, INC.ENDV	Michael Scott MannPresident	18,000	$0.0494	$888	26,028,898	+0.07%	plan? late
Oct 15, 2018 PForm 4 →	Oct 17, 1:32 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Jacob A KuipersOther	12	$62.35	$748	162	+8.00%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:33 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Julia L RankinOther	12	$62.35	$748	162	+8.00%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:53 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	12	$62.35	$748	163	+7.95%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:54 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M RankinOther	12	$62.35	$748	163	+7.95%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:18 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Parker RankinOther	11	$62.30	$685	163	+7.24%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:40 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	4	$62.22	$249	163	+2.52%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:55 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	4	$62.22	$249	163	+2.52%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:11 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margaret Pollard RankinOther	4	$62.22	$249	163	+2.52%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:13 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	4	$62.22	$249	163	+2.52%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:23 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:24 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:25 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:26 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:34 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. RankinOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:43 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Anne Farnham Rankin Trust 8/15/2012Other	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:44 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	A Farnham RankinOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:50 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elisabeth M RankinOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:51 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, GrantorOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:16 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Mary M RankinOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:17 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:19 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	William A RankinOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:21 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007Other	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:38 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Charles WilliamsOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:39 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:41 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margo J.V. WilliamsOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:42 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther	3	$62.51	$188	163	+1.88%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:29 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Evelyn R KuipersOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:30 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	2013 Trust fbo Evelyn R. KuipersOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:35 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matilda Alan KuipersOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:36 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust for Children of Julia Kuipers fbo Matilda Alan KuipersOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:23 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Isabelle SeelbachOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:25 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott SeelbachOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:28 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Taplin E SeelbachOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:30 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach TrustOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:32 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Wilson SeelbachOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:33 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson SeelbachOther	3	$62.19	$187	162	+1.89%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:37 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Read Rankin IIIOther	2	$62.61	$125	162	+1.25%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 1:38 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R Rankin Jr.Other	2	$62.61	$125	162	+1.25%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 2:46 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther	2	$62.61	$125	162	+1.25%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 3:59 pm EDT	Sterling Real Estate Trustno symbol	Ryan M. DownsPresident	0	$17.58	$0	1	+1.42%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.