SEC Form 4 · accession 0001127602-18-030484

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Other

Period of report

Oct 15, 2018

Accepted (ET)

Oct 17, 2018 · 3:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 15, 2018	P	357	$62.0015	A	85,536	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F3	Oct 15, 2018	P	1	$61.34	A	161	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 15, 2018	P	1	$61.34	A	161	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 15, 2018	P	1	$62.32	A	162	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 15, 2018	P	1	$62.32	A	162	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 15, 2018	P	2	$62.32	A	162	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Oct 15, 2018	P	2	$62.32	A	162	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Oct 16, 2018	P	178	$62.8956	A	85,714	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F5	Oct 16, 2018	P	1	$62.90	A	163	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Oct 16, 2018	P	1	$62.90	A	163	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Oct 16, 2018	P	1	$62.90	A	163	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Oct 16, 2018	P	1	$62.90	A	163	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	5,126	I	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	49,811	I	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock^F2	holding	—	—		—	12,058	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	32,369	I	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	holding	—	—		—	3,162	D
Class A Common Stock	holding	—	—		—	6,899	I	proportionate LP interest in shares held by RA II, L.P
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	9,740	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	2,983	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,365	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,357	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	5,972	5,972	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	12,058	12,058	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	2,332	2,332	D
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	6,899	6,899	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	9,740	9,740	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	2,152	2,152	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	8,365	8,365	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	3,528	3,528	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Oct-15 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.83.
F42018-Oct-15 -Block 2 Weighted Average- Share Price represents average price between $61.91 and $62.49.
F52018-Oct-16 -Weighted Average- Share Price represents average price between $62.50 and $63.45.
F6N/A