SEC Form 4 · accession 0001127602-18-030477
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 15, 2018 | P | 1 | $61.34 | A | 160 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Oct 15, 2018 | P | 1 | $62.32 | A | 161 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Oct 16, 2018 | P | 1 | $62.90 | A | 162 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 566 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 566 | 566 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | D |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-15 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.83.
- F32018-Oct-15 -Block 2 Weighted Average- Share Price represents average price between $61.91 and $62.49.
- F42018-Oct-16 -Weighted Average- Share Price represents average price between $62.50 and $63.45.
- F5N/A