SEC Form 4 · accession 0001127602-18-030460
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 15, 2018 | P | 238 | $62.0015 | A | 3,644 | D | |
| Class A Common StockF1,F2,F3 | Oct 15, 2018 | P | 265 | $61.34 | A | 100,757 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Oct 15, 2018 | P | 560 | $62.32 | A | 101,317 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F2,F5 | Oct 15, 2018 | P | 26 | $61.34 | A | 6,227 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1,F4,F5 | Oct 15, 2018 | P | 54 | $62.32 | A | 6,281 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF1 | Oct 16, 2018 | P | 119 | $62.8956 | A | 3,763 | D | |
| Class A Common StockF1,F6,F3 | Oct 16, 2018 | P | 412 | $62.90 | A | 101,729 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F5 | Oct 16, 2018 | P | 41 | $62.90 | A | 6,322 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-15 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.83.
- F3Representing proportionate interest in shares held by RA V
- F42018-Oct-15 -Block 2 Weighted Average- Share Price represents average price between $61.91 and $62.49.
- F5Representing proporationate interest in shares held by RA VI
- F62018-Oct-16 -Weighted Average- Share Price represents average price between $62.50 and $63.45.