| Oct 5, 2018 PForm 4 → | Oct 9, 3:09 pm EDT | GOLUB CAPITAL INVESTMENT Corpno symbol | Lawrence E GolubChairman, Director, 10% Owner | 109,760 | $15.00 | $1,646,396 | 1,821,627 | +6.41% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:11 pm EDT | GOLUB CAPITAL INVESTMENT Corpno symbol | David GolubPresident and CEO, Director, 10% Owner | 109,760 | $15.00 | $1,646,396 | 1,821,627 | +6.41% | plan? |
| Oct 4, 2018 PForm 4 → | Oct 9, 3:01 pm EDT | Golub Capital BDC 3, Inc.no symbol | Lawrence E GolubChairman, Director | 50,014 | $15.00 | $750,210 | 14,047 | — | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 3:02 pm EDT | Golub Capital BDC 3, Inc.no symbol | David GolubPresident and CEO, Director | 50,014 | $15.00 | $750,210 | 14,047 | — | plan? late |
| Sep 27, 2018 PForm 4 → | Oct 9, 6:33 am EDT | Select Interior Concepts, Inc.SIC | B. Riley Financial, Inc. +410% Owner | 66,279 | $10.55 | $699,567 | 22,366,596 | +0.30% | plan? late |
| Oct 8, 2018 PForm 4 → | Oct 9, 11:36 am EDT | Barings BDC, Inc.BBDC | BARINGS LLC10% Owner | 61,900 | $10.17 | $629,764 | 9,315,481 | +0.67% | plan? |
| Oct 4, 2018 PForm 4 → | Oct 9, 8:51 am EDT | E.W. SCRIPPS CoSSP | Eaton M Scripps10% Owner | 26,100 | $16.41 | $428,417 | 726,859 | +3.72% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 9:57 am EDT | FREQUENCY ELECTRONICS INCFEIM | Stanton D SloanePresident and CEO, Director | 20,000 | $11.03 | $220,600 | — | — | plan? late amended |
| Oct 4, 2018 PForm 4/A → | Oct 9, 11:05 am EDT | FREQUENCY ELECTRONICS INCFEIM | Stanton D SloanePresident and CEO, Director | 20,000 | $11.03 | $220,600 | 20,000 | — | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 2:02 pm EDT | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP | Bulldog Investors, LLC +310% Owner | 13,948 | $13.41 | $187,061 | 634,121 | +2.25% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:53 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther | 1,494 | $62.49 | $93,354 | 5,934 | +33.6% | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:54 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara L T RankinOther | 1,494 | $62.49 | $93,354 | 5,934 | +33.6% | plan? amended |
| Oct 8, 2018 PForm 4 → | Oct 9, 8:45 am EDT | E.W. SCRIPPS CoSSP | Charles E Scripps10% Owner | 5,000 | $16.33 | $81,665 | 693,824 | +0.73% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:34 pm EDT | BRIDGE BANCORP INCBDGE | John Martin McCaffery Jr.EVP and CFO | 2,000 | $32.29 | $64,580 | 30,602 | +6.99% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:57 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Bruce T RankinOther | 936 | $63.49 | $59,427 | 153 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:58 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther | 936 | $63.49 | $59,427 | 153 | — | plan? amended |
| Oct 4, 2018 PForm 4 → | Oct 9, 9:30 am EDT | SECOND SIGHT MEDICAL PRODUCTS INCEYES | Gregg WilliamsDirector, 10% Owner | 26,769 | $1.75 | $46,751 | 30,449,576 | +0.09% | plan? late |
| Oct 5, 2018 PForm 4 → | Oct 9, 6:01 am EDT | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 2,413 | $16.66 | $40,199 | 68,909 | +3.63% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 7:47 am EDT | LADENBURG THALMANN FINANCIAL SERVICES INC.LTS | Mark ZeitchickExecutive Vice President, Director | 15,000 | $2.61 | $39,107 | 2,874,731 | +0.52% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 8:45 am EDT | E.W. SCRIPPS CoSSP | Anthony S. Granado10% Owner | 2,307 | $16.31 | $37,619 | 7,790 | +42.1% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 1:31 pm EDT | GOLUB CAPITAL INVESTMENT Corpno symbol | William M Webster IVDirector | 2,131 | $15.00 | $31,961 | 35,362 | +6.41% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:38 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara R WilliamsOther | 479 | $63.47 | $30,400 | 153 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:39 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | David B WilliamsOther | 479 | $63.47 | $30,400 | 153 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:32 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | John C Butler Jr.Other | 479 | $63.46 | $30,399 | 153 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:34 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Helen Rankin ButlerOther | 479 | $63.46 | $30,399 | 153 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:59 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Thomas T RankinOther | 473 | $62.43 | $29,531 | 153 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:44 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Roger F RankinOther | 370 | $62.52 | $23,132 | 152 | — | plan? amended |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:45 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alison A RankinOther | 370 | $62.52 | $23,132 | 152 | — | plan? amended |
| Oct 8, 2018 PForm 4 → | Oct 9, 1:27 pm EDT | NEW IRELAND FUND INCIRL | Margaret DuffyDirector | 2,000 | $9.85 | $19,694 | 13,000 | +18.2% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 3:43 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Roger F RankinOther | 212 | $62.64 | $13,279 | 153 | — | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 3:44 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alison A RankinOther | 212 | $62.64 | $13,279 | 153 | — | plan? |
| Oct 4, 2018 PForm 4 → | Oct 9, 11:01 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Thomas T RankinOther | 183 | $63.28 | $11,580 | 151 | — | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 11:03 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Corbin RankinOther | 183 | $63.28 | $11,580 | 151 | — | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 2:59 pm EDT | Golub Capital BDC 3, Inc.no symbol | William M Webster IVDirector | 712 | $15.00 | $10,677 | 9,609 | +8.00% | plan? late |
| Oct 5, 2018 PForm 4 → | Oct 9, 12:42 pm EDT | CITIZENS & NORTHERN CORPCZNC | Frank G PellegrinoDirector | 278 | $27.29 | $7,587 | 7,847 | +3.67% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 10:28 am EDT | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 9,600 | $0.732 | $7,028 | 13,705,915 | +0.07% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 3:57 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Thomas T RankinOther | 105 | $63.13 | $6,629 | 11,628 | +0.91% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 12:42 pm EDT | CITIZENS & NORTHERN CORPCZNC | Jan E FisherDirector | 228 | $27.29 | $6,222 | 16,860 | +1.37% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 12:41 pm EDT | CITIZENS & NORTHERN CORPCZNC | Bobbi J KilmerDirector | 183 | $27.29 | $4,994 | 369 | +98.4% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 12:11 pm EDT | PACIFIC HEALTH CARE ORGANIZATION INCPFHO | Tom KubotaCEO & President, Director, 10% Owner | 500 | $5.78 | $2,890 | 1,954,000 | +0.03% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 8:04 am EDT | HILLS BANCORPORATIONHBIA.PK | Steven R RoppSr VP, Director Comm'l Banking | 43 | $52.20 | $2,250 | 15,210 | +0.28% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 11:19 am EDT | GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF | Ronald E Toupin Jr.Director | 100 | $20.10 | $2,010 | 2,023 | +5.20% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 12:54 pm EDT | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW | Ronald E Toupin Jr.Director | 150 | $11.15 | $1,673 | 2,119 | +7.62% | plan? |
| Oct 8, 2018 PForm 4 → | Oct 9, 12:45 pm EDT | WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA | Ronald E Toupin Jr.Director | 150 | $10.72 | $1,608 | 2,103 | +7.68% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:46 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Scott W SeelbachOther | 12 | $62.11 | $745 | 153 | +8.51% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:47 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Chloe R SeelbachOther | 12 | $62.11 | $745 | 153 | +8.51% | plan? |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:48 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Lynne T RankinOther | 6 | $63.33 | $380 | 150 | +4.17% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:50 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | James T RankinOther | 6 | $63.33 | $380 | 150 | +4.17% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:54 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Matthew M RankinOther | 4 | $63.16 | $253 | 150 | +2.74% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:57 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Elizabeth B RankinOther | 4 | $63.16 | $253 | 150 | +2.74% | plan? late |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:33 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara R ButlerOther | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:35 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara Rankin Butler 2002 Trust DTD 11/5/2002Other | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:36 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Griffin B ButlerOther | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:37 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:40 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:40 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Margo J.V. WilliamsOther | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:41 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:42 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Helen Charles WilliamsOther | 3 | $62.61 | $188 | 153 | +2.00% | plan? |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:38 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Thomas Parker RankinOther | 2 | $63.66 | $127 | 150 | +1.35% | plan? late |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:48 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Isabelle SeelbachOther | 2 | $61.85 | $124 | 152 | +1.33% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:49 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott SeelbachOther | 2 | $61.85 | $124 | 152 | +1.33% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:49 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Taplin E SeelbachOther | 2 | $61.85 | $124 | 152 | +1.33% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:51 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach TrustOther | 2 | $61.85 | $124 | 152 | +1.33% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:51 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Thomas Wilson SeelbachOther | 2 | $61.85 | $124 | 152 | +1.33% | plan? |
| Oct 5, 2018 PForm 4 → | Oct 9, 3:52 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson SeelbachOther | 2 | $61.85 | $124 | 152 | +1.33% | plan? |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:36 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007Other | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:37 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | William A RankinOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:42 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:45 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Mary M RankinOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:46 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Vested Trust for Margaret Pollard RankinOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:47 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Margaret Pollard RankinOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:52 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Vested Trust for James T. Rankin, Jr.Other | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 10:59 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, GrantorOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 11:00 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Elisabeth M RankinOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 11:04 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 11:06 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | James T. Rankin Jr.Other | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 11:07 am EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Claiborne R Rankin Jr.Other | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |
| Oct 4, 2018 PForm 4 → | Oct 9, 1:59 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Taplin E SeelbachOther | 1 | $63.66 | $64 | 150 | +0.67% | plan? late |