SEC Form 4 · accession 0001127602-18-029768

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Other

Period of report

Oct 5, 2018

Accepted (ET)

Oct 9, 2018 · 3:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 5, 2018	P	594	$63.9844	A	7,525	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F2	Oct 5, 2018	P	1	$61.51	A	151	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Oct 5, 2018	P	1	$62.21	A	152	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Oct 8, 2018	P	339	$62.6372	A	7,864	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F1,F4	Oct 8, 2018	P	1	$62.17	A	153	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	42,666	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust
Class A Common Stock	holding	—	—		—	26,119	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	holding	—	—		—	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	26,119	26,119	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I

F1Shares purchased pursuant to 10b5-1 plan
F22018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.
F32018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
F42018-Oct-8 -Block 2 Weighted Average- Share Price represents average price between $61.93 and $62.25.
F5N/A