SEC Form 4 · accession 0001127602-18-029766
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Clara L T Rankin
Other
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 5, 2018 | P | 198 | $63.9844 | A | 2,502 | I | Reporting Person's son is trustee of a trust fbo Reporting Person. |
| Class A Common StockF1,F2 | Oct 5, 2018 | P | 223 | $61.51 | A | 96,895 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1,F3 | Oct 5, 2018 | P | 463 | $62.21 | A | 97,358 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1,F2 | Oct 5, 2018 | P | 22 | $61.51 | A | 5,851 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF1,F3 | Oct 5, 2018 | P | 45 | $62.21 | A | 5,896 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF1 | Oct 8, 2018 | P | 113 | $62.6372 | A | 2,615 | I | Reporting Person's son is trustee of a trust fbo Reporting Person. |
| Class A Common StockF1,F4 | Oct 8, 2018 | P | 120 | $61.49 | A | 97,478 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1,F5 | Oct 8, 2018 | P | 59 | $62.17 | A | 97,537 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1,F6 | Oct 8, 2018 | P | 213 | $63.42 | A | 97,750 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA V |
| Class A Common StockF1,F4 | Oct 8, 2018 | P | 12 | $61.49 | A | 5,908 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF1,F5 | Oct 8, 2018 | P | 6 | $62.17 | A | 5,914 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
| Class A Common StockF1,F6 | Oct 8, 2018 | P | 20 | $63.42 | A | 5,934 | I | Son is Trustee of Trust fbo reporting person representing interest in shares held by RA VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.
- F32018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
- F42018-Oct-8 -Block 1 Weighted Average- Share Price represents average price between $60.94 and $61.81.
- F52018-Oct-8 -Block 2 Weighted Average- Share Price represents average price between $61.93 and $62.25.
- F62018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.