Daily feed · SEC Form 4 filings

All insider purchases — Oct 5, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

87 filings · trading day Oct 5, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 2, 2018 PForm 4 →	Oct 4, 5:31 pm EDT	GTT Communications, Inc.GTT	SPRUCE HOUSE PARTNERSHIP LP +410% Owner	387,933	$44.11	$17,110,048	10,000,000	+4.04%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 6:15 pm EDT	GCP Applied Technologies Inc.GCP	Dalbergia Investments LLC +510% Owner	101,900	$26.26	$2,675,891	4,185,832	+2.50%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 11:10 am EDT	Golub Capital BDC 3, Inc.no symbol	Ohio Strs10% Owner	133,333	$15.00	$2,000,000	1,864,702	+7.70%	plan?
Mar 30, 2018 PForm 4 →	Oct 4, 6:02 pm EDT	theMaven, Inc.MVEN	Mark E Strome +110% Owner	600,505	$2.34	$1,405,414	4,485,268	+15.5%	plan? late
Oct 3, 2018 PForm 4 →	Oct 5, 11:13 am EDT	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	79,200	$10.20	$807,848	9,095,181	+0.88%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 11:06 am EDT	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	79,200	$10.18	$806,502	9,174,381	+0.87%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 7:11 pm EDT	BRIDGE BANCORP INCBDGE	BASSWOOD CAPITAL MANAGEMENT, L.L.C. +2Director, 10% Owner	24,307	$32.44	$788,516	677,277	+3.72%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:21 pm EDT	SPROTT FOCUS TRUST INC.FUND	W Whitney GeorgeDirector, 10% Owner	100,000	$7.34	$733,995	459,880	+27.8%	plan?
Sep 24, 2018 PForm 4 →	Oct 5, 8:36 am EDT	AMICUS THERAPEUTICS INCFOLD	PERCEPTIVE ADVISORS LLC +210% Owner	50,000	$12.59	$629,700	20,724,424	+0.24%	plan? late
Oct 2, 2018 PForm 4 →	Oct 4, 4:32 pm EDT	AgroFresh Solutions, Inc.AGFS	DowDuPont Inc. +110% Owner	67,914	$6.16	$418,343	19,950,853	+0.34%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 2:13 pm EDT	ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP	Bulldog Investors, LLC +310% Owner	26,720	$13.44	$359,122	620,173	+4.50%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:12 pm EDT	KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.KMF	James C BakerPesident, Director	20,000	$13.00	$260,044	122,453	+19.5%	plan?
Oct 1, 2018 PForm 4 →	Oct 4, 5:01 pm EDT	Variant Alternative Income FundNICHX	Jerald Benjamin HayesOther	9,537	$25.00	$238,422	238,422	+4.17%	plan? late
Oct 4, 2018 PForm 4 →	Oct 5, 10:53 am EDT	Barings BDC, Inc.BBDC	Paul John ThompsonOther	12,000	$10.20	$122,343	12,000	—	plan?
Apr 1, 2016 PForm 4 →	Oct 5, 2018, 12:58 pm EDT	Exceed World, Inc.EXDW	Tomoo Yoshida +1Director, 10% Owner	13,720,000	$0.0074	$101,310	28,994,000	+89.8%	plan? late
Oct 3, 2018 PForm 4 →	Oct 4, 4:04 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	1,504	$63.46	$95,446	150	—	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:34 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,465	$63.27	$92,693	15,310	+10.6%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:36 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	1,465	$63.27	$92,693	15,270	+10.6%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 6:09 pm EDT	SECOND SIGHT MEDICAL PRODUCTS INCEYES	Gregg WilliamsDirector, 10% Owner	24,075	$1.79	$43,141	30,422,807	+0.08%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:42 pm EDT	Firsthand Technology Value Fund, Inc.SVVC	Kevin M LandisPresident, Director	2,413	$16.93	$40,854	66,496	+3.77%	plan?
Sep 26, 2018 PForm 4 →	Oct 5, 1:50 pm EDT	Exceed World, Inc.EXDW	Force Internationale Ltd10% Owner	14,894,000	$0.0017	$25,320	14,894,000	—	plan? late
Oct 2, 2018 PForm 4 →	Oct 4, 4:19 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	403	$62.58	$25,221	150	—	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:20 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	403	$62.58	$25,221	150	—	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:10 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	370	$62.12	$22,985	149	—	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:12 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	370	$62.12	$22,985	149	—	plan?
Oct 4, 2018 PForm 4 →	Oct 4, 5:18 pm EDT	CURTISS WRIGHT CORPCW	Rita J. HeiseDirector	164	$137.42	$22,537	4,443	+3.83%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:15 pm EDT	NUVEEN FLOATING RATE INCOME FUNDJFR	Scott C. CaraherOther	2,000	$10.43	$20,861	6,000	+50.0%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:13 pm EDT	Nuveen Floating Rate Income Opportunity FundJRO	Scott C. CaraherOther	2,000	$10.27	$20,539	22,136	+9.93%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:40 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Bruce T RankinOther	297	$63.27	$18,792	6,931	+4.48%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:42 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther	297	$63.27	$18,792	6,931	+4.48%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 10:24 am EDT	Knowles CorpKN	Michael S. PolacekPresident, Intelligent Audio	936	$15.95	$14,929	67,641	+1.40%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:23 pm EDT	NUVEEN SENIOR INCOME FUNDNSL	Scott C. CaraherOther	2,000	$6.52	$13,040	2,000	—	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:38 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	186	$63.28	$11,770	150	—	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:39 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	186	$63.28	$11,770	150	—	plan?
Oct 3, 2018 PForm 4 →	Oct 4, 4:11 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	181	$63.49	$11,492	150	—	plan?
Oct 3, 2018 PForm 4 →	Oct 4, 4:11 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	181	$63.49	$11,492	150	—	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:15 pm EDT	CHEROKEE INCCHKE	Robert LongneckerDirector	15,000	$0.7645	$11,467	28,998	+107%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:19 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	152	$63.27	$9,617	150	—	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:21 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	152	$63.27	$9,617	150	—	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 5:49 pm EDT	FAMOUS DAVES OF AMERICA INCDAVE	David Kanen +210% Owner	1,000	$6.41	$6,405	1,239,916	+0.08%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 9:45 pm EDT	FITLIFE BRANDS, INC.FTLF	Judd DaytonCHIEF EXECUTIVE OFFICER, Director, 10% Owner	12,377	$0.40	$4,951	1,009,438	+1.24%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 9:45 pm EDT	FITLIFE BRANDS, INC.FTLF	Judd DaytonCHIEF EXECUTIVE OFFICER, Director, 10% Owner	12,377	$0.40	$4,951	1,009,438	+1.24%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:35 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	35	$63.29	$2,215	151	+30.2%	plan? amended
Oct 4, 2018 PForm 4 →	Oct 5, 3:37 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	35	$63.29	$2,215	151	+30.2%	plan? amended
Oct 4, 2018 PForm 4 →	Oct 5, 12:05 pm EDT	CORTLAND BANCORP INCCLDB	Timothy K WoofterDirector	61	$24.40	$1,500	9,011	+0.69%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:01 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Scott W SeelbachOther	16	$62.51	$1,000	149	+12.0%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:29 pm EDT	CORTLAND BANCORP INCCLDB	Richard B ThompsonDirector	41	$24.40	$1,000	172,663	+0.02%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:35 pm EDT	CORTLAND BANCORP INCCLDB	Anthony R VrossDirector	41	$24.40	$1,000	8,109	+0.51%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:05 pm EDT	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	Gregory A DuffeyDirector	28	$35.55	$995	5,037	+0.56%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:16 pm EDT	CORTLAND BANCORP INCCLDB	Joseph P LanghenryDirector	33	$24.40	$800	10,561	+0.31%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:22 pm EDT	CORTLAND BANCORP INCCLDB	Joseph E KochDirector	33	$24.40	$800	12,079	+0.27%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:41 pm EDT	CORTLAND BANCORP INCCLDB	Neil J KabackDirector	33	$24.40	$800	7,444	+0.44%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 12:47 pm EDT	CORTLAND BANCORP INCCLDB	James E Hoffman IIIDirector	33	$24.40	$800	8,980	+0.37%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 1:02 pm EDT	CORTLAND BANCORP INCCLDB	David C ColeDirector	33	$24.40	$800	5,105	+0.65%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:33 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M RankinOther	10	$62.06	$621	149	+7.19%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:34 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	10	$62.06	$621	149	+7.19%	plan?
Oct 5, 2018 PForm 4 →	Oct 5, 3:33 pm EDT	RW HOLDINGS NNN REIT, INC.no symbol	David FeinleibDirector	50	$10.05	$500	825	+6.42%	plan?
Jul 17, 2018 PForm 4/A →	Oct 4, 9:53 pm EDT	Jaguar Health, Inc.JAGX	Jonathan B. SiegelDirector	268	$1.19	$319	15,000	+1.82%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:26 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Jacob A KuipersOther	4	$63.41	$254	150	+2.74%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:30 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Julia L RankinOther	4	$63.41	$254	150	+2.74%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:00 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Taplin E SeelbachOther	4	$62.58	$250	149	+2.76%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:02 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott SeelbachOther	4	$62.58	$250	149	+2.76%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:03 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Isabelle SeelbachOther	4	$62.58	$250	149	+2.76%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:02 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Read Rankin IIIOther	4	$62.30	$249	149	+2.76%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:03 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther	4	$62.30	$249	149	+2.76%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:18 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R Rankin Jr.Other	4	$62.30	$249	149	+2.76%	plan?
Sep 28, 2018 PForm 4 →	Oct 4, 4:33 pm EDT	COLONY BANKCORP INCCBAN	M. Edward Hoyle Jr.Regional Marketing Executive	12	$18.35	$219	7,021	+0.17%	plan? late
Oct 2, 2018 PForm 4 →	Oct 4, 4:00 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	3	$61.91	$186	149	+2.05%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:01 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	3	$61.91	$186	149	+2.05%	plan?
Oct 2, 2018 PForm 4 →	Oct 4, 4:01 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	3	$61.91	$186	149	+2.05%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:09 pm EDT	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	Patricia A Hankssvp	3	$35.55	$107	2,849	+0.11%	plan?
Oct 3, 2018 PForm 4 →	Oct 5, 3:10 pm EDT	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	Ronald L Cekovichsvp	3	$35.55	$107	6,561	+0.05%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:21 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:22 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:23 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:23 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:24 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	2013 Trust fbo Evelyn R. KuipersOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:25 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Evelyn R KuipersOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:30 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matilda Alan KuipersOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:32 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust for Children of Julia Kuipers fbo Matilda Alan KuipersOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:33 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Anne Farnham Rankin Trust 8/15/2012Other	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:34 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	A Farnham RankinOther	1	$63.66	$64	150	+0.67%	plan?
Oct 4, 2018 PForm 4 →	Oct 5, 3:29 pm EDT	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. RankinOther	1	$62.66	$63	150	+0.67%	plan?
Sep 28, 2018 PForm 4 →	Oct 4, 4:38 pm EDT	COLONY BANKCORP INCCBAN	Lee A NorthcuttRegional Marketing Executive	3	$18.35	$51	10,121	+0.03%	plan? late
Oct 3, 2018 PForm 4 →	Oct 5, 3:07 pm EDT	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	Karen K Carmacksvp	1	$35.55	$36	615	+0.16%	plan?
Sep 28, 2018 PForm 4 →	Oct 4, 4:29 pm EDT	COLONY BANKCORP INCCBAN	Lee BagwellExecutive VP	1	$18.35	$26	5,463	+0.03%	plan? late
Sep 28, 2018 PForm 4 →	Oct 4, 4:46 pm EDT	COLONY BANKCORP INCCBAN	Robert Sidney Ross10% Owner	1	$18.32	$26	516	+0.27%	plan? late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.