SEC Form 4 · accession 0001127602-18-029573
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 2, 2018 | P | 2 | $61.18 | A | 147 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F3 | Oct 2, 2018 | P | 1 | $62.30 | A | 148 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1,F4 | Oct 3, 2018 | P | 1 | $64.55 | A | 149 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 362 | I | proportionate limited partnership interest in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 362 | 362 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Oct-2 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.52.
- F32018-Oct-2 -Block 2 Weighted Average- Share Price represents average price between $61.87 and $62.49.
- F42018-Oct-3 -Block 2 Weighted Average- Share Price represents average price between $64.28 and $64.83.
- F5N/A