SEC Form 4 · accession 0001225208-18-014442
Barings BDC, Inc. · BBDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul John Thompson
Other
Period of report
Oct 4, 2018
Accepted (ET)
Oct 5, 2018 · 10:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ("Shares") | Oct 4, 2018 | P | 8,800 | $10.20 | A | 8,800 | D | |
| Common Stock ("Shares") | Oct 4, 2018 | P | 1,500 | $10.19 | A | 10,300 | D | |
| Common Stock ("Shares") | Oct 4, 2018 | P | 900 | $10.18 | A | 11,200 | D | |
| Common Stock ("Shares") | Oct 4, 2018 | P | 800 | $10.17 | A | 12,000 | D |
Table II — derivative securities
No Table II lines on this filing.