Form4insider filings, from the source

Insider · CIK 0001521119

Scott C. Caraher

Files at: ECOF, JRO, JFR, NSL, JSD, JTA, JDD, JCO. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $920k · 27sales $758k · 9net $162k
$10k$10k$100k$100k$1M$1MbuyssalesFeb 2015Sep 2015May 2016Jan 2017Sep 2017May 2018Jan 2019

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 4, 2019 PForm 4 →Jan 8, 5:40 pm ESTNuveen Floating Rate Income Opportunity FundJRO2,000$9.44$18,88524,136+9.04% plan?
Oct 3, 2018 PForm 4 →Oct 5, 3:23 pm EDTNUVEEN SENIOR INCOME FUNDNSL2,000$6.52$13,0402,000— plan?
Oct 3, 2018 PForm 4 →Oct 5, 3:15 pm EDTNUVEEN FLOATING RATE INCOME FUNDJFR2,000$10.43$20,8616,000+50.0% plan?
Oct 3, 2018 PForm 4 →Oct 5, 3:13 pm EDTNuveen Floating Rate Income Opportunity FundJRO2,000$10.27$20,53922,136+9.93% plan?
Aug 7, 2018 PForm 4 →Aug 8, 2:46 pm EDTNuveen Floating Rate Income Opportunity FundJRO2,000$10.22$20,44020,136+11.0% plan?
Jul 17, 2018 PForm 4 →Jul 19, 4:22 pm EDTNuveen Floating Rate Income Opportunity FundJRO6,000$10.21$61,23218,136+49.4% plan?
Nov 1, 2017 SForm 4 →Nov 3, 4:57 pm EDTNuveen Short Duration Credit Opportunities FundJSD511$17.62$9,00425,312−1.98% plan?
Oct 31, 2017 SForm 4 →Nov 1, 5:16 pm EDTNuveen Short Duration Credit Opportunities FundJSD2,000$17.52$35,04825,823−7.19% plan?
Oct 30, 2017 SForm 4 →Nov 1, 5:16 pm EDTNuveen Short Duration Credit Opportunities FundJSD1,000$17.56$17,56027,823−3.47% plan?
Oct 27, 2017 SForm 4 →Nov 1, 5:16 pm EDTNuveen Short Duration Credit Opportunities FundJSD800$17.50$13,99928,823−2.70% plan? late
Jul 27, 2017 SForm 4 →Jul 31, 6:10 pm EDTNuveen Floating Rate Income Opportunity FundJRO12,000$11.80$141,65412,136−49.7% plan?
Jul 13, 2017 SForm 4 →Jul 17, 6:15 pm EDTNuveen Floating Rate Income Opportunity FundJRO7,611$11.67$88,80534,489−18.1% plan?
Jul 12, 2017 SForm 4 →Jul 21, 3:57 pm EDTNuveen Floating Rate Income Opportunity FundJRO10,353$11.64$120,52831,747−24.6% plan? late
Mar 10, 2017 PForm 4 →Mar 15, 6:34 pm EDTNuveen Short Duration Credit Opportunities FundJSD2,000$18.19$36,37129,623+7.24% plan? late
Feb 14, 2017 SForm 4 →Feb 15, 6:13 pm ESTNuveen Floating Rate Income Opportunity FundJRO8,000$12.58$100,64042,100−16.0% plan?
Feb 14, 2017 PForm 4 →Feb 15, 5:53 pm ESTNuveen Short Duration Credit Opportunities FundJSD5,600$17.90$100,24027,623+25.4% plan?
Mar 3, 2016 PForm 4 →Mar 4, 6:25 pm ESTNuveen Floating Rate Income Opportunity FundJRO2,000$9.23$18,46050,100+4.16% plan?
Mar 1, 2016 PForm 4 →Mar 3, 6:08 pm ESTNuveen Floating Rate Income Opportunity FundJRO3,000$9.05$27,15048,100+6.65% plan?
Feb 29, 2016 PForm 4 →Mar 2, 4:53 pm ESTNuveen Floating Rate Income Opportunity FundJRO4,000$8.96$35,83045,100+9.73% plan?
Feb 26, 2016 PForm 4 →Mar 2, 4:53 pm ESTNuveen Floating Rate Income Opportunity FundJRO4,000$8.92$35,67441,100+10.8% plan? late
Dec 29, 2015 PForm 4 →Dec 31, 12:35 pm ESTNuveen Short Duration Credit Opportunities FundJSD5,000$14.80$74,00022,023+29.4% plan?
Dec 29, 2015 PForm 4 →Dec 31, 12:33 pm ESTNuveen Floating Rate Income Opportunity FundJRO11,700$9.69$113,43037,100+46.1% plan?
Dec 29, 2015 SForm 4 →Dec 31, 12:32 pm ESTNUVEEN SENIOR INCOME FUNDNSL40,638$5.68$230,7550−100% plan?
Aug 27, 2015 PForm 4 →Aug 28, 5:49 pm EDTNuveen Floating Rate Income Opportunity FundJRO2,000$10.31$20,61925,400+8.55% plan?
Aug 25, 2015 PForm 4 →Aug 26, 5:26 pm EDTNuveen Short Duration Credit Opportunities FundJSD1,000$15.58$15,58017,023+6.24% plan?
Jul 29, 2015 PForm 4 →Jul 31, 5:08 pm EDTNuveen Floating Rate Income Opportunity FundJRO4,000$10.61$42,42723,400+20.6% plan?
Jul 29, 2015 PForm 4 →Jul 31, 5:07 pm EDTNuveen Short Duration Credit Opportunities FundJSD2,000$16.37$32,73116,023+14.3% plan?
Jun 3, 2015 PForm 4 →Jun 4, 2:30 pm EDTNuveen Short Duration Credit Opportunities FundJSD1,000$17.17$17,16814,023+7.68% plan?
Mar 5, 2015 PForm 4 →Mar 6, 3:44 pm ESTNUVEEN SENIOR INCOME FUNDNSL5,000$6.71$33,54140,638+14.0% plan?
Mar 5, 2015 PForm 4 →Mar 6, 3:37 pm ESTNuveen Short Duration Credit Opportunities FundJSD1,200$17.26$20,70813,023+10.1% plan?
Mar 2, 2015 PForm 4 →Mar 4, 6:11 pm ESTNuveen Short Duration Credit Opportunities FundJSD823$17.14$14,10611,823+7.48% plan?
Mar 2, 2015 PForm 4 →Mar 4, 6:08 pm ESTNUVEEN SENIOR INCOME FUNDNSL4,000$6.65$26,58535,638+12.6% plan?
Feb 23, 2015 PForm 4 →Feb 24, 5:33 pm ESTNUVEEN SENIOR INCOME FUNDNSL4,000$6.68$26,70631,638+14.5% plan?
Feb 12, 2015 PForm 4 →Feb 12, 3:20 pm ESTNUVEEN SENIOR INCOME FUNDNSL4,000$6.53$26,12027,638+16.9% plan?
Feb 4, 2015 PForm 4 →Feb 4, 5:34 pm ESTNUVEEN SENIOR INCOME FUNDNSL2,338$6.47$15,12523,638+11.0% plan?
Feb 3, 2015 PForm 4 →Feb 4, 5:34 pm ESTNUVEEN SENIOR INCOME FUNDNSL5,000$6.48$32,38921,300+30.7% plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.