| Jan 23, 2018 PForm 4 → | Jan 23, 4:35 pm EST | AGIOS PHARMACEUTICALS INCAGIO | CELGENE CORP +310% Owner | 851,154 | $67.00 | $57,027,318 | 1,374,599 | +163% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 3:44 pm EST | TEMPLETON EMERGING MARKETS INCOME FUNDTEI | Saba Capital Management, L.P. +110% Owner | 243,458 | $11.76 | $2,862,405 | 5,771,740 | +4.40% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 1:05 pm EST | OCWEN FINANCIAL CORPOCN | Leon G Cooperman10% Owner | 494,459 | $3.16 | $1,561,489 | 5,640,468 | +9.61% | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 7:02 pm EST | NexPoint Residential Trust, Inc.NXRT | James D Dondero +3President, Director, 10% Owner | 24,788 | $27.23 | $675,081 | 2,307,116 | +1.09% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 7:24 am EST | Opko Health, Inc.OPK | Phillip Md Et Al Frost +1CEO & Chairman, Director, 10% Owner | 100,000 | $4.76 | $476,070 | 595,000 | +20.2% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 11:18 am EST | NUVEEN FLOATING RATE INCOME FUNDJFR | William J SchneiderOther | 35,775 | $11.18 | $400,133 | 35,775 | — | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 2:28 pm EST | CCUR Holdings, Inc.CCUR | Julian D. Singer10% Owner | 25,469 | $5.74 | $146,183 | 2,017,072 | +1.28% | plan? amended |
| Jan 22, 2018 PForm 4 → | Jan 23, 4:12 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 5,370 | $23.65 | $127,000 | 2,303,802 | +0.23% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 11:51 am EST | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | William J SchneiderOther | 12,015 | $9.53 | $114,479 | 12,015 | — | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 4:08 pm EST | MVC CAPITAL, INC.MVC | Michael T TokarzChairman, Director | 10,000 | $10.55 | $105,500 | 941,043 | +1.07% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:54 pm EST | Mellanox Technologies, Ltd.MLNX | Thomas A Lacey10% Owner | 1,450 | $66.30 | $96,135 | 1,450 | — | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 1:39 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Mathieu B. StreiffEVP & General Counsel | 7,323 | $9.21 | $67,445 | 35,827 | +25.7% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 1:37 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Danny ProskyPresident & COO | 7,017 | $9.21 | $64,627 | 36,539 | +23.8% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 1:35 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Jeffrey T HansonCEO & Chairman of the Board, Director | 6,981 | $9.21 | $64,295 | 35,485 | +24.5% | plan? |
| Dec 1, 2017 PForm 4/A → | Jan 24, 2018, 2:16 pm EST | Bullfrog Gold Corp.BFGC | Alan P. LindsayDirector | 300,000 | $0.136 | $40,800 | 7,006,985 | +4.47% | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 4:37 pm EST | RAND CAPITAL CORPRAND | Reginald B Newman IIDirector | 7,730 | $2.75 | $21,258 | 167,730 | +4.83% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 3:57 pm EST | Mellanox Technologies, Ltd.MLNX | Mary B Cranston10% Owner | 223 | $67.50 | $15,053 | 223 | — | plan? |
| Jan 18, 2018 PForm 4 → | Jan 24, 9:31 am EST | Southern National Bancorp of Virginia IncSONA | William H StevensExecutive Vice President | 1,500 | $9.20 | $13,800 | 9,571 | +18.6% | plan? late |
| Dec 27, 2017 PForm 4 → | Jan 24, 2018, 9:24 am EST | Texas Republic Capital Corpno symbol | Charles R BaileyDirector | 4,400 | $2.50 | $11,000 | 204,400 | +2.20% | plan? late |
| Jan 22, 2018 PForm 4 → | Jan 24, 1:40 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Brian PeayChief Financial Officer | 1,002 | $9.21 | $9,228 | 1,002 | — | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 6:30 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Jaleea Pyle GeorgeCFO, Secretary, Director | 2,560 | $2.50 | $6,400 | 91,538 | +2.88% | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 6:32 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Angela HanleyOther | 2,560 | $2.50 | $6,400 | 91,538 | +2.88% | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 6:33 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Neil LeibmanChief Executive Officer, Director, 10% Owner | 2,560 | $2.50 | $6,400 | 91,538 | +2.88% | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 6:34 pm EST | SUMMER ENERGY HOLDINGS INCSUME | Tom Davis OlearyDirector, 10% Owner | 2,560 | $2.50 | $6,400 | 91,538 | +2.88% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 1:53 pm EST | UNITED BANCSHARES INC/OHUBOH | Brian D YoungPresident/CEO, Director | 260 | $22.33 | $5,806 | 23,632 | +1.11% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 23, 6:40 pm EST | Biostage, Inc.BSTG | DST Capital LLC10% Owner | 1,572 | $2.67 | $4,197 | 15,722 | +11.1% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 9:59 am EST | Vistra Energy CorpVST | Scott B HelmDirector | 200 | $19.22 | $3,844 | 15,902 | +1.27% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:32 pm EST | Stock Yards Bancorp, Inc.SYBT | Donna L HeitzmanDirector | 94 | $38.10 | $3,600 | 1,901 | +5.23% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:36 pm EST | Stock Yards Bancorp, Inc.SYBT | Stephen M PriebeDirector | 94 | $38.10 | $3,600 | 12,677 | +0.75% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:31 pm EST | Stock Yards Bancorp, Inc.SYBT | Charles R Edinger IIIDirector | 87 | $38.10 | $3,300 | 37,410 | +0.23% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:38 pm EST | Stock Yards Bancorp, Inc.SYBT | Norman TasmanDirector | 87 | $38.10 | $3,300 | 61,842 | +0.14% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:35 pm EST | Stock Yards Bancorp, Inc.SYBT | Richard NorthernDirector | 66 | $38.10 | $2,500 | 18,423 | +0.36% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:34 pm EST | Stock Yards Bancorp, Inc.SYBT | Carl G HerdeDirector | 47 | $38.10 | $1,800 | 20,670 | +0.23% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 2:04 pm EST | UNITED BANCSHARES INC/OHUBOH | Daniel J LuckeCFO | 79 | $22.38 | $1,768 | 1,427 | +5.86% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 3:29 pm EST | Stock Yards Bancorp, Inc.SYBT | J McCauley BrownDirector | 43 | $38.10 | $1,650 | 1,431 | +3.12% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 1:42 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Stefan K.L. OhEVP of Acquisitions | 147 | $9.21 | $1,354 | 3,561 | +4.31% | plan? |
| Jan 23, 2018 PForm 4 → | Jan 24, 1:43 pm EST | UNITED BANCSHARES INC/OHUBOH | Heather Marie OatmanSecretary | 52 | $22.38 | $1,164 | 12,577 | +0.42% | plan? |