| Dec 18, 2018 SForm 4 → | Dec 19, 7:03 pm EST | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | 20,915 | $7.56 | $158,176 | 0 | −100% | plan? |
| Nov 27, 2018 SForm 4 → | Nov 28, 5:12 pm EST | NUVEEN FLOATING RATE INCOME FUNDJFR | 35,775 | $9.64 | $344,878 | 0 | −100% | plan? |
| Jun 1, 2018 PForm 4 → | Jun 5, 11:57 am EDT | NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDNUO | 15,600 | $13.80 | $215,333 | 30,600 | +104% | plan? |
| May 31, 2018 PForm 4 → | Jun 1, 10:30 am EDT | NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDNUO | 15,000 | $13.78 | $206,630 | 15,000 | — | plan? |
| Jan 23, 2018 PForm 4 → | Jan 25, 12:06 pm EST | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | 8,900 | $9.64 | $85,762 | 20,915 | +74.1% | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 11:51 am EST | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | 12,015 | $9.53 | $114,479 | 12,015 | — | plan? |
| Jan 22, 2018 PForm 4 → | Jan 24, 11:18 am EST | NUVEEN FLOATING RATE INCOME FUNDJFR | 35,775 | $11.18 | $400,133 | 35,775 | — | plan? |
| Dec 15, 2017 SForm 4 → | Dec 19, 4:16 pm EST | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | 19,275 | $9.34 | $180,123 | 0 | −100% | plan? |
| Dec 15, 2017 SForm 4 → | Dec 19, 12:07 pm EST | Nuveen Floating Rate Income Opportunity FundJRO | 38,600 | $11.27 | $435,119 | 8,800 | −81.4% | plan? |
| Dec 15, 2017 SForm 4 → | Dec 19, 11:53 am EST | Nuveen Global High Income FundJGH | 23,100 | $16.68 | $385,419 | 0 | −100% | plan? |
| Oct 4, 2017 PForm 4 → | Oct 5, 1:13 pm EDT | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | 10,275 | $10.10 | $103,753 | 19,275 | +114% | plan? |
| Oct 3, 2017 PForm 4 → | Oct 5, 1:13 pm EDT | Nuveen Emerging Markets Debt 2022 Target Term FundJEMD | 9,000 | $10.06 | $90,520 | 9,000 | — | plan? |
| Sep 18, 2017 PForm 4 → | Sep 20, 11:52 am EDT | Nuveen Global High Income FundJGH | 23,100 | $17.33 | $400,344 | 23,100 | — | plan? |
| Jul 6, 2017 PForm 4 → | Jul 10, 11:01 am EDT | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA | 3,850 | $12.97 | $49,935 | 34,550 | +12.5% | plan? |
| Jun 30, 2017 PForm 4 → | Jul 5, 4:37 pm EDT | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA | 30,700 | $12.95 | $397,696 | 30,700 | — | plan? |
| Jun 30, 2017 PForm 4 → | Jul 5, 2:21 pm EDT | Nuveen Floating Rate Income Opportunity FundJRO | 8,600 | $11.55 | $99,337 | 47,400 | +22.2% | plan? |
| Jun 21, 2017 SForm 4 → | Jun 23, 2:51 pm EDT | Nuveen Energy MLP Total Return FundJMF | 40,030 | $11.85 | $474,468 | 0 | −100% | plan? |
| Apr 21, 2017 SForm 4 → | Apr 24, 2:41 pm EDT | Nuveen Energy MLP Total Return FundJMF | 3,730 | $13.35 | $49,809 | 40,030 | −8.52% | plan? |
| Feb 16, 2017 SForm 4 → | Feb 16, 9:01 pm EST | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD | 4,900 | $12.04 | $58,985 | 650 | −88.3% | plan? |
| Dec 7, 2016 SForm 4 → | Dec 9, 5:24 pm EST | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ | 14,900 | $12.92 | $192,508 | 0 | −100% | plan? |
| Dec 7, 2016 SForm 4 → | Dec 9, 5:20 pm EST | NUVEEN OHIO QUALITY INCOME MUNICIPAL FUNDNUO | 19,980 | $15.00 | $299,778 | 0 | −100% | plan? |
| Dec 7, 2016 PForm 4 → | Dec 9, 5:17 pm EST | Nuveen Energy MLP Total Return FundJMF | 11,250 | $13.30 | $149,634 | 43,760 | +34.6% | plan? |
| Dec 7, 2016 PForm 4 → | Dec 9, 5:14 pm EST | Nuveen Credit Strategies Income FundJQC | 25,000 | $8.68 | $216,985 | 25,000 | — | plan? |
| Dec 7, 2016 PForm 4 → | Dec 9, 5:06 pm EST | Nuveen Floating Rate Income Opportunity FundJRO | 30,000 | $11.78 | $353,499 | 38,800 | +341% | plan? |
| Apr 18, 2016 PForm 4 → | Apr 20, 4:17 pm EDT | NUVEEN OHIO QUALITY INCOME MUNICIPAL FUNDNUO | 3,130 | $15.95 | $49,924 | 19,980 | +18.6% | plan? |
| Apr 18, 2016 PForm 4 → | Apr 20, 4:16 pm EDT | Nuveen Energy MLP Total Return FundJMF | 4,860 | $10.24 | $49,764 | 32,510 | +17.6% | plan? |
| Feb 2, 2016 PForm 4 → | Feb 4, 4:48 pm EST | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD | 4,900 | $10.22 | $50,075 | 5,550 | +754% | plan? |
| Feb 2, 2016 PForm 4 → | Feb 4, 4:46 pm EST | Nuveen Floating Rate Income Opportunity FundJRO | 5,300 | $9.43 | $49,969 | 8,800 | +151% | plan? |
| Feb 2, 2016 PForm 4 → | Feb 4, 4:46 pm EST | Nuveen Energy MLP Total Return FundJMF | 5,800 | $8.63 | $50,075 | 27,650 | +26.5% | plan? |
| Dec 15, 2015 PForm 4 → | Dec 17, 4:36 pm EST | Nuveen Energy MLP Total Return FundJMF | 21,850 | $9.24 | $201,916 | 21,850 | — | plan? |
| Dec 15, 2015 PForm 4 → | Dec 17, 4:34 pm EST | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ | 14,900 | $13.55 | $201,895 | 14,900 | — | plan? |
| Dec 15, 2015 SForm 4 → | Dec 17, 4:32 pm EST | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD | 23,620 | $10.19 | $240,688 | 650 | −97.3% | plan? |
| Dec 15, 2015 SForm 4 → | Dec 17, 4:31 pm EST | Nuveen Floating Rate Income Opportunity FundJRO | 42,274 | $9.17 | $387,568 | 3,500 | −92.4% | plan? |
| Dec 15, 2015 SForm 4 → | Dec 17, 4:29 pm EST | Nuveen Tax-Advantaged Dividend Growth FundJTD | 19,850 | $13.40 | $265,990 | 0 | −100% | plan? |
| May 11, 2015 PForm 4 → | May 13, 11:23 am EDT | NUVEEN OHIO QUALITY INCOME MUNICIPAL FUNDNUO | 16,850 | $14.83 | $249,906 | 16,850 | — | plan? |
| May 11, 2015 PForm 4 → | May 13, 11:15 am EDT | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD | 23,620 | $12.70 | $299,965 | 24,270 | +3,634% | plan? |
| May 11, 2015 PForm 4 → | May 13, 11:09 am EDT | Nuveen Tax-Advantaged Dividend Growth FundJTD | 19,850 | $16.36 | $324,686 | 19,850 | — | plan? |
| May 8, 2015 SForm 4 → | May 11, 5:38 pm EDT | Nuveen S&P 500 Dynamic Overwrite FundSPXX | 26,350 | $14.10 | $371,548 | 5,600 | −82.5% | plan? |
| Apr 8, 2015 PForm 4 → | Apr 10, 4:32 pm EDT | Nuveen Floating Rate Income Opportunity FundJRO | 17,000 | $11.76 | $199,925 | 45,774 | +59.1% | plan? |