Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 26, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

72 filings · trading day Dec 26, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 21, 2018 AForm 4 →	Dec 26, 11:06 am EST	UNITY BANCORP INC /NJ/UNTY	James A HughesPresident/CEO, Director	14,000	$18.25	$255,500	57,000	—	amended
Dec 20, 2018 SForm 4 →	Dec 26, 6:57 am EST	Concrete Pumping Holdings, Inc.BBCP	Polar Asset Management Partners Inc.10% Owner	250,000	$0.65	$162,500	2,973,779	—	late
Dec 21, 2018 AForm 4 →	Dec 26, 11:01 am EST	UNITY BANCORP INC /NJ/UNTY	Peter E MaricondoDirector	3,000	$18.25	$54,750	12,200	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:02 am EST	UNITY BANCORP INC /NJ/UNTY	Aaron TuckerDirector	3,000	$18.25	$54,750	12,100	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:02 am EST	UNITY BANCORP INC /NJ/UNTY	David D DallasDirector, 10% Owner	3,000	$18.25	$54,750	8,733	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:03 am EST	UNITY BANCORP INC /NJ/UNTY	Mark S BrodyDirector	3,000	$18.25	$54,750	12,200	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:04 am EST	UNITY BANCORP INC /NJ/UNTY	Raj PatelDirector	3,000	$18.25	$54,750	12,100	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:04 am EST	UNITY BANCORP INC /NJ/UNTY	Wayne CourtrightDirector	3,000	$18.25	$54,750	12,200	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:05 am EST	UNITY BANCORP INC /NJ/UNTY	Allen TuckerDirector	3,000	$18.25	$54,750	12,200	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:06 am EST	UNITY BANCORP INC /NJ/UNTY	Donald E. Souders Jr.Director	3,000	$18.25	$54,750	12,100	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:07 am EST	UNITY BANCORP INC /NJ/UNTY	Robert H Dallas IIDirector, 10% Owner	3,000	$18.25	$54,750	8,667	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 11:07 am EST	UNITY BANCORP INC /NJ/UNTY	Mary E. GrossDirector	3,000	$18.25	$54,750	9,267	—	amended
Dec 21, 2018 AForm 4 →	Dec 26, 10:56 am EST	SONOCO PRODUCTS COSON	Robert C TiedePresident & CEO	347	$51.92	$18,027	34,324	—
Dec 21, 2018 AForm 4 →	Dec 26, 12:17 pm EST	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	121	$45.09	$5,457	19,573	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:21 am EST	CHEMICAL FINANCIAL CORPCHFC	James R FitterlingDirector	61	$35.86	$2,170	6,442	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:37 am EST	CHEMICAL FINANCIAL CORPCHFC	Arthur A WeissDirector	60	$35.86	$2,158	6,406	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:34 am EST	CHEMICAL FINANCIAL CORPCHFC	Larry D StaufferDirector	59	$35.86	$2,127	6,315	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:35 am EST	CHEMICAL FINANCIAL CORPCHFC	Jeffrey L. TateDirector	51	$35.86	$1,841	5,467	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:33 am EST	CHEMICAL FINANCIAL CORPCHFC	John E. PelizzariDirector	49	$35.86	$1,769	5,251	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:26 am EST	CHEMICAL FINANCIAL CORPCHFC	Richard M. LievenseDirector	44	$35.86	$1,596	4,738	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:27 am EST	CHEMICAL FINANCIAL CORPCHFC	Barbara J MahoneDirector	41	$35.86	$1,470	4,363	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:32 am EST	CHEMICAL FINANCIAL CORPCHFC	Barbara L. McQuadeDirector	27	$35.86	$953	2,831	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:25 am EST	CHEMICAL FINANCIAL CORPCHFC	Ronald A KleinDirector	24	$35.86	$860	2,554	—
Dec 21, 2018 AForm 4 →	Dec 26, 8:38 am EST	CHEMICAL FINANCIAL CORPCHFC	Franklin C WheatlakeDirector	23	$35.86	$816	2,422	—
Dec 21, 2018 AForm 4 →	Dec 26, 11:37 am EST	WORTHINGTON INDUSTRIES INCWOR	Joseph B HayekVP and CFO	2	$34.80	$70	858	—
Dec 21, 2018 AForm 4 →	Dec 26, 6:31 am EST	CITRIX SYSTEMS INCCTXS	Antonio G. GomesEVP & General Counsel	42	—	—	12,169	—
Dec 21, 2018 AForm 4 →	Dec 26, 6:36 am EST	CITRIX SYSTEMS INCCTXS	David J HenshallCEO & PRESIDENT, Director	120	—	—	12,247	—
Dec 21, 2018 AForm 4 →	Dec 26, 6:43 am EST	CITRIX SYSTEMS INCCTXS	Donna Nappen KimmelEVP & Chief People Officer	42	—	—	12,169	—
Dec 21, 2018 AForm 4 →	Dec 26, 6:46 am EST	CITRIX SYSTEMS INCCTXS	Timothy A. MinahanEVP Business Strategy & CMO	53	—	—	12,553	—
Dec 21, 2018 MForm 4 →	Dec 26, 8:31 am EST	EVANS BANCORP INCEVBN	Robert G Miller Jr.Secretary, Director	2,096	—	—	4,771	—
Dec 18, 2018 AForm 4 →	Dec 26, 8:40 am EST	Superior Drilling Products, Inc.SDPI	Annette MeierPresident, Director, 10% Owner	63,974	—	—	63,974	—	late
Dec 18, 2018 AForm 4 →	Dec 26, 8:42 am EST	Superior Drilling Products, Inc.SDPI	G. Troy MeierChief Executive Officer, Director, 10% Owner	83,417	—	—	83,417	—	late
Dec 26, 2018 XForm 4 →	Dec 26, 8:51 am EST	Howard Bancorp IncHBMD	Richard G. ArnoldDirector	688	—	—	0	—
Dec 21, 2018 MForm 4 →	Dec 26, 8:55 am EST	WATERS CORP /DE/WAT	Edward ConardDirector	3,500	—	—	0	—
Dec 26, 2018 XForm 4 →	Dec 26, 9:00 am EST	Howard Bancorp IncHBMD	Paul I. Latta Jr.Director	1,845	—	—	0	—
Dec 20, 2018 MForm 4 →	Dec 26, 9:00 am EST	Clovis Oncology, Inc.CLVS	Lindsey RolfeSee Remarks	3,438	—	—	27,500	—	late
Dec 20, 2018 MForm 4 →	Dec 26, 9:00 am EST	Clovis Oncology, Inc.CLVS	Gillian C Ivers-ReadSee Remarks	1,875	—	—	15,000	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 10:23 am EST	TFS Financial CORPTFSL	Cathy W ZbanekChief Mkting Off / HR Off	10,100	—	—	10,100	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 10:27 am EST	TFS Financial CORPTFSL	Anna Maria P MottaChief Information Officer	4,500	—	—	4,500	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 10:32 am EST	TFS Financial CORPTFSL	Marc A StefanskiChairman, President and CEO, Director	34,800	—	—	34,800	—	late
Dec 21, 2018 MForm 4 →	Dec 26, 10:35 am EST	WALT DISNEY CO/DIS	Alan N BravermanSr EVP, General Counsel & Secy	2,287	—	—	0	—
Dec 21, 2018 MForm 4 →	Dec 26, 10:36 am EST	WALT DISNEY CO/DIS	Christine M McCarthySEVP-Chief Financial Officer	2,375	—	—	0	—
Dec 21, 2018 MForm 4 →	Dec 26, 10:37 am EST	WALT DISNEY CO/DIS	Zenia B. MuchaSEVP Corporate Communications	1,474	—	—	1,474	—
Dec 21, 2018 MForm 4 →	Dec 26, 10:37 am EST	WALT DISNEY CO/DIS	Brent WoodfordEVP, Control, Fin Plan & Tax	2,046	—	—	0	—
Dec 20, 2018 AForm 4 →	Dec 26, 10:38 am EST	TFS Financial CORPTFSL	Paul J HumlChief Financial Officer	7,900	—	—	7,900	—	late
Dec 21, 2018 MForm 4 →	Dec 26, 10:38 am EST	WALT DISNEY CO/DIS	Mary Jayne ParkerSr EVP and Chief HR Officer	1,608	—	—	0	—
Dec 19, 2018 AMForm 4 →	Dec 26, 10:39 am EST	WALT DISNEY CO/DIS	Mary Jayne ParkerSr EVP and Chief HR Officer	49,567	—	—	47,366	—	late
Dec 19, 2018 AMForm 4 →	Dec 26, 10:39 am EST	WALT DISNEY CO/DIS	Brent WoodfordEVP, Control, Fin Plan & Tax	35,078	—	—	9,228	—	late
Dec 19, 2018 AForm 4 →	Dec 26, 10:40 am EST	WALT DISNEY CO/DIS	Robert A IgerChairman and CEO, Director	291,891	—	—	291,891	—	late
Dec 19, 2018 AMForm 4 →	Dec 26, 10:40 am EST	WALT DISNEY CO/DIS	Christine M McCarthySEVP-Chief Financial Officer	79,669	—	—	76,621	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 10:43 am EST	TFS Financial CORPTFSL	Meredith S WeilChief Operating Officer, Director	10,100	—	—	10,100	—	late
Dec 20, 2018 MForm 4 →	Dec 26, 10:58 am EST	SMART Global Holdings, Inc.SGH	Bruce M GoldbergVP, Chief Legal Officer	3,042	—	—	0	—	late
Dec 21, 2018 MForm 4 →	Dec 26, 11:37 am EST	MUTUALFIRST FINANCIAL INCMFSF	Patrick C BottsPresident of Subsidiary & COO, Director	2,000	—	—	13,000	—
Dec 21, 2018 GForm 4 →	Dec 26, 12:43 pm EST	STEELCASE INCNYSE: SCS	Robert C Pew IIIDirector	1,020	—	—	2,126,420	—
Dec 20, 2018 MForm 4 →	Dec 26, 12:43 pm EST	Intersect ENT, Inc.XENT	Lisa D EarnhardtPresident and CEO, Director	35,000	—	—	54,349	—	late
Dec 21, 2018 MForm 4 →	Dec 26, 1:04 pm EST	Helmerich & Payne, Inc.HP	Wade ClarkVP, Drilling Subsidiary	9,000	—	—	0	—
Dec 22, 2018 MForm 4 →	Dec 26, 1:24 pm EST	Capital Bancorp IncCBNK	Edward F BarryChief Executive Officer, Director	20,000	—	—	0	—
Dec 23, 2018 MForm 4 →	Dec 26, 1:26 pm EST	Capital Bancorp IncCBNK	Kathy YamadaExecutive VP & Chief Credit	10,000	—	—	0	—
Dec 23, 2018 MForm 4 →	Dec 26, 1:28 pm EST	Capital Bancorp IncCBNK	Eric M. SussEVP and CHRO	13,000	—	—	0	—
Dec 20, 2018 AForm 4 →	Dec 26, 1:40 pm EST	PREMIER BIOMEDICAL INCBIEI	John C PaulyDirector	52,500	—	—	52,500	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 1:40 pm EST	PREMIER BIOMEDICAL INCBIEI	John Stanley BorzaVice President, Director	579,000	—	—	579,000	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 1:40 pm EST	PREMIER BIOMEDICAL INCBIEI	William A. HartmanCEO and President, Director	842,000	—	—	842,000	—	late
Dec 20, 2018 AForm 4 →	Dec 26, 1:40 pm EST	PREMIER BIOMEDICAL INCBIEI	Mitchell S FelderDirector, 10% Owner	842,000	—	—	842,000	—	late
Dec 22, 2018 MForm 4 →	Dec 26, 2:09 pm EST	UNIVERSAL ELECTRONICS INCUEIC	Richard A Firehammer Jr.Senior Vice President	1,050	—	—	1,720	—
Dec 22, 2018 MForm 4 →	Dec 26, 2:14 pm EST	UNIVERSAL ELECTRONICS INCUEIC	Menno KoopmansManaging Director, EMEA	840	—	—	4,664	—
Nov 20, 2018 CForm 4 →	Dec 26, 2:19 pm EST	Switch, Inc.SWCH	William Gonsalves Balelo +210% Owner	1,000,000	—	—	4,360,920	—	late
Dec 21, 2018 JForm 4 →	Dec 26, 2:55 pm EST	Altus Midstream CoALTM	Kayne Anderson Sponsor, LLC +310% Owner	3,182,141	—	—	0	—	amended
Dec 21, 2018 JForm 4 →	Dec 26, 2:56 pm EST	Altus Midstream CoALTM	KAYNE ANDERSON CAPITAL ADVISORS LP +110% Owner	1,122,020	—	—	1,122,020	—	amended
Dec 21, 2018 MForm 4 →	Dec 26, 3:37 pm EST	INTUIT INCINTU	Henry Tayloe StansburyEVP, Chief Technology Officer	3,650	—	—	15,106	—
Dec 17, 2018 AForm 4/A →	Dec 26, 3:46 pm EST	Altus Midstream CoALTM	Mark A BorerDirector	11,037	—	—	11,037	—
Dec 17, 2018 AForm 4/A →	Dec 26, 3:50 pm EST	Altus Midstream CoALTM	D Mark LelandDirector	11,037	—	—	11,037	—
Dec 21, 2018 MForm 4 →	Dec 26, 3:58 pm EST	Engility Holdings, Inc.EGL	Susan M. BalaguerSVP, Chief Human Resources	21,930	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.