SEC Form 4 · accession 0001628280-18-015383
Capital Bancorp Inc · CBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric M. Suss
Officer — EVP and CHRO
Period of report
Dec 23, 2018
Accepted (ET)
Dec 26, 2018 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2018 | M | 13,000 | $5.00 | A | 20,200 | D | |
| Common Stock | Dec 23, 2018 | F | 5,486 | $11.85 | D | 14,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $5.00 | Dec 23, 2018 | M | 13,000 | D | Dec 31, 2014 | Dec 31, 2018 | Common Stock | 13,000 | 0 | D |
| Stock OptionsF1 | $6.63 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2019 | Common Stock | 13,000 | 13,000 | D |
| Stock OptionsF1 | $6.63 | holding | — | — | — | Jan 31, 2016 | Jan 31, 2020 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionsF1 | $7.50 | holding | — | — | — | Dec 31, 2016 | Dec 31, 2020 | Common Stock | 13,000 | 13,000 | D |
| Stock OptionsF1 | $8.50 | holding | — | — | — | Dec 31, 2017 | Dec 31, 2021 | Common Stock | 12,000 | 12,000 | D |
| Stock OptionsF1 | $12.38 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2022 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.