SEC Form 4 · accession 0000896878-18-000226
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2018 | M | 1,493 | $135.35 | A | 3,383 | D | |
| Common Stock | Dec 21, 2018 | M | 2,157 | $113.19 | A | 5,540 | D | |
| Common StockF2 | Dec 21, 2018 | S | 516 | $185.6117 | D | 5,024 | D | |
| Common StockF3 | Dec 21, 2018 | S | 514 | $186.1131 | D | 4,510 | D | |
| Common StockF4 | Dec 21, 2018 | S | 500 | $187.41 | D | 4,010 | D | |
| Common StockF5 | Dec 21, 2018 | S | 620 | $188.6152 | D | 3,390 | D | |
| Common StockF6 | Dec 21, 2018 | S | 500 | $190.512 | D | 2,890 | D | |
| Common StockF7 | Dec 21, 2018 | S | 500 | $191.802 | D | 2,390 | D | |
| Common StockF8 | Dec 21, 2018 | S | 500 | $192.816 | D | 1,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $135.35 | Dec 21, 2018 | M | 1,493 | D | Dec 20, 2018 | Jul 19, 2024 | Common Stock | 1,493 | 28,365 | D |
| Non-Qualified Stock Option (right to buy) | $113.19 | Dec 21, 2018 | M | 2,157 | D | Dec 21, 2018 | Jul 20, 2023 | Common Stock | 2,157 | 15,106 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- F2This transaction was executed in multiple trades ranging from $185.05 to $186.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $186.05 to $186.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $187.11 to $187.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $188.27 to $189.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades ranging from $189.98 to $190.84. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades ranging from $191.59 to $192.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades ranging from $192.71 to $193.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.