Company · CIK 0000927628 · SIC 6021 — National Commercial Banks · NYSE
CAPITAL ONE FINANCIAL CORP · COF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Pierre E LeroyDirector | 2,440 | — | — | 44,200 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Peter Thomas KillaleaDirector | 2,440 | — | — | 3,090 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Benjamin P Jenkins IIIDirector | 2,440 | — | — | 12,739 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Lewis Hay IIIDirector | 2,440 | — | — | 41,222 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Ann F HackettDirector | 2,440 | — | — | 55,950 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Patrick W GrossDirector | 2,440 | — | — | 47,839 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Jonathan W. WitterPresident, Retail Banking | 29,348 | $68.49 | $677,983 | 89,793 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Michael SlocumPresident, Commercial Banking | 22,138 | $68.49 | $543,194 | 55,047 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Ryan M. SchneiderPresident, Card | 27,178 | $68.49 | $627,848 | 182,790 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Kevin S. BorgmannChief Risk Officer | 11,604 | $68.49 | $268,070 | 55,957 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Yajnik SanjivPresident, Financial Services | 26,138 | $68.49 | $529,085 | 150,747 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Robert M. AlexanderChief Information Officer | 23,117 | $68.49 | $511,346 | 101,828 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 29,637 | $68.49 | $684,695 | 142,216 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Richard D FairbankChair, CEO and President, Director | 364,261 | $68.49 | $8,057,095 | 2,593,005 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 25,126 | $68.49 | $580,453 | 88,742 | — | plan? |
| Mar 8, 2016 AFForm 4 → | Mar 10, 4:29 pm EST | Jory A BersonChief Human Resources Officer | 25,730 | $68.49 | $569,152 | 105,170 | — | plan? |
| Mar 1, 2016 SForm 4 → | Mar 3, 4:15 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 5,239 | $66.61 | $348,970 | 18,044 | −22.5% | plan? |
| Feb 24, 2016 AForm 4 → | Feb 26, 4:27 pm EST | Peter Thomas KillaleaDirector | 650 | — | — | 650 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:21 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 11,422 | $62.52 | $411,368 | 23,283 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:21 pm EST | Stephen S CrawfordChief Financial Officer | 67,286 | $62.52 | $2,379,896 | 195,204 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Jonathan W. WitterPresident, Retail Banking | 39,013 | $62.52 | $1,339,016 | 80,076 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Michael SlocumPresident, Commercial Banking | 34,992 | $62.52 | $1,204,486 | 48,771 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Ryan M. SchneiderPresident, Card | 49,890 | $62.52 | $1,743,455 | 173,694 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Kevin S. BorgmannChief Risk Officer | 33,388 | $62.52 | $1,139,399 | 52,181 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 37,320 | $62.52 | $1,279,313 | 80,566 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Yajnik SanjivPresident, Financial Services | 39,270 | $62.51 | $1,328,372 | 139,802 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 42,478 | $62.52 | $1,461,925 | 132,573 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Jory A BersonChief Human Resources Officer | 35,730 | $62.52 | $1,223,736 | 95,847 | — | plan? |
| Feb 15, 2016 DFMForm 4 → | Feb 17, 5:20 pm EST | Robert M. AlexanderChief Information Officer | 31,939 | $62.51 | $1,083,943 | 93,631 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Jonathan W. WitterPresident, Retail Banking | 10,282 | $62.55 | $398,734 | 83,901 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Michael SlocumPresident, Commercial Banking | 8,614 | $62.55 | $333,505 | 52,313 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Ryan M. SchneiderPresident, Card | 12,688 | $62.59 | $468,591 | 179,580 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 9,107 | $62.55 | $350,915 | 84,174 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 11,570 | $62.56 | $440,002 | 136,865 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Kevin S. BorgmannChief Risk Officer | 6,450 | $62.53 | $256,544 | 55,245 | — | plan? |
| Feb 10, 2016 FForm 4 → | Feb 12, 5:47 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 858 | $62.24 | $53,402 | 25,021 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Jory A BersonChief Human Resources Officer | 10,066 | $62.57 | $378,066 | 99,267 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Robert M. AlexanderChief Information Officer | 8,388 | $62.56 | $319,130 | 96,370 | — | plan? |
| Feb 10, 2016 DFMForm 4 → | Feb 12, 5:47 pm EST | Yajnik SanjivPresident, Financial Services | 10,271 | $62.59 | $376,625 | 143,030 | — | plan? |
| Feb 10, 2016 DMForm 4 → | Feb 12, 5:47 pm EST | Richard D FairbankChair, CEO and President, Director | 77,682 | $62.74 | $2,436,884 | 2,464,016 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Kevin S. BorgmannChief Risk Officer | 16,563 | — | — | 57,001 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Michael SlocumPresident, Commercial Banking | 16,790 | — | — | 54,363 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Robert M. AlexanderChief Information Officer | 16,484 | — | — | 98,184 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 18,725 | — | — | 86,287 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Jonathan W. WitterPresident, Retail Banking | 18,014 | — | — | 86,369 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Jory A BersonChief Human Resources Officer | 16,162 | — | — | 101,285 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Ryan M. SchneiderPresident, Card | 25,823 | — | — | 181,866 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 10,268 | — | — | 25,879 | — | plan? |
| Feb 4, 2016 AFForm 4 → | Feb 8, 9:12 pm EST | Stephen S CrawfordChief Financial Officer | 46,063 | $63.73 | $997,566 | 204,054 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:11 pm EST | Yajnik SanjivPresident, Financial Services | 18,375 | — | — | 144,793 | — | plan? |
| Feb 4, 2016 AFMForm 4 → | Feb 8, 9:11 pm EST | Richard D FairbankChair, CEO and President, Director | 30,052 | $63.73 | $165,188 | 2,464,016 | — | plan? |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:11 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 19,411 | — | — | 139,361 | — | plan? |
| Nov 13, 2015 GForm 4 → | Nov 23, 4:26 pm EST | Richard D FairbankChair, CEO and President, Director | 5,176 | — | — | 2,437,095 | — | plan? late |
| Nov 3, 2015 SForm 4 → | Nov 5, 5:19 pm EST | Michael SlocumPresident, Commercial Banking | 2,930 | $80.86 | $236,920 | 37,573 | −7.23% | plan? |
| Oct 30, 2015 GForm 4 → | Nov 3, 6:00 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 2,102 | — | — | 119,950 | — | plan? |
| Jul 21, 2015 SForm 4 → | Jul 23, 5:06 pm EDT | Kevin S. BorgmannChief Risk Officer | 1,811 | $91.42 | $165,562 | 40,438 | −4.29% | plan? |
| Jul 20, 2015 SForm 4 → | Jul 22, 4:14 pm EDT | Robert M. AlexanderChief Information Officer | 14,212 | $91.74 | $1,303,809 | 81,680 | −14.8% | plan? |
| Jul 20, 2015 MForm 4 → | Jul 22, 4:14 pm EDT | Robert M. AlexanderChief Information Officer | 9,769 | $45.75 | $446,932 | 95,892 | — | plan? |
| Jul 15, 2015 SForm 4 → | Jul 17, 5:20 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 56,510 | $90.00 | $5,085,900 | 122,052 | −31.6% | plan? |
| Jul 15, 2015 MForm 4 → | Jul 17, 5:20 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 56,510 | $88.81 | $5,018,653 | 178,562 | — | plan? |
| Jul 1, 2015 SForm 4 → | Jul 2, 4:42 pm EDT | Jonathan W. WitterPresident, Retail Banking | 39,258 | $88.55 | $3,476,400 | 67,623 | −36.7% | plan? |
| Jun 25, 2015 SForm 4 → | Jun 29, 4:19 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 7,140 | $90.00 | $642,600 | 122,052 | −5.53% | plan? |
| Jun 25, 2015 MForm 4 → | Jun 29, 4:19 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 7,140 | $88.81 | $634,103 | 129,192 | — | plan? |
| Jun 23, 2015 SForm 4 → | Jun 25, 5:13 pm EDT | Robert M. AlexanderChief Information Officer | 13,565 | $89.92 | $1,219,765 | 86,123 | −13.6% | plan? |
| Jun 23, 2015 MForm 4 → | Jun 25, 5:13 pm EDT | Robert M. AlexanderChief Information Officer | 9,768 | $45.75 | $446,886 | 99,688 | — | plan? |
| Jun 22, 2015 SForm 4 → | Jun 24, 5:43 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 49,890 | $89.00 | $4,440,210 | 122,052 | −29.0% | plan? |
| Jun 22, 2015 MForm 4 → | Jun 24, 5:43 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 49,890 | $48.95 | $2,442,116 | 171,942 | — | plan? |
| Jun 15, 2015 SForm 4 → | Jun 17, 4:31 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 100,000 | $87.30 | $8,730,000 | 122,052 | −45.0% | plan? |
| Jun 15, 2015 MForm 4 → | Jun 17, 4:31 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 100,000 | $48.95 | $4,895,000 | 222,052 | — | plan? |
| Jun 11, 2015 SForm 4 → | Jun 15, 4:25 pm EDT | Robert M. AlexanderChief Information Officer | 12,599 | $87.74 | $1,105,436 | 89,920 | −12.3% | plan? |
| Jun 11, 2015 MForm 4 → | Jun 15, 4:25 pm EDT | Robert M. AlexanderChief Information Officer | 9,767 | $45.75 | $446,840 | 102,519 | — | plan? |
| Jun 10, 2015 SForm 4 → | Jun 12, 4:08 pm EDT | Robert M. AlexanderChief Information Officer | 13,925 | $85.74 | $1,193,930 | 92,752 | −13.1% | plan? |
| Jun 10, 2015 MForm 4 → | Jun 12, 4:08 pm EDT | Robert M. AlexanderChief Information Officer | 7,925 | $18.28 | $144,869 | 106,677 | — | plan? |
| Jun 10, 2015 SForm 4 → | Jun 12, 4:08 pm EDT | Ryan M. SchneiderPresident, Card | 21,600 | $86.00 | $1,857,600 | 155,758 | −12.2% | plan? |
| Jun 10, 2015 MForm 4 → | Jun 12, 4:08 pm EDT | Ryan M. SchneiderPresident, Card | 21,600 | $48.95 | $1,057,320 | 177,358 | — | plan? |
| May 29, 2015 SForm 4 → | Jun 2, 6:53 pm EDT | Ryan M. SchneiderPresident, Card | 144,414 | $83.80 | $12,102,573 | 155,479 | −48.2% | plan? |
| May 29, 2015 MForm 4 → | Jun 2, 6:53 pm EDT | Ryan M. SchneiderPresident, Card | 90,678 | $47.23 | $4,282,919 | 159,779 | — | plan? |
| May 8, 2015 SForm 4 → | May 12, 4:04 pm EDT | Michael SlocumPresident, Commercial Banking | 7,477 | $82.56 | $617,301 | 40,503 | −15.6% | plan? |
| May 6, 2015 SForm 4 → | May 8, 4:03 pm EDT | Richard Scott BlackleyPrincipal Accounting Officer | 5,379 | $82.14 | $441,831 | 15,611 | −25.6% | plan? |
| May 6, 2015 SForm 4 → | May 8, 4:03 pm EDT | Pierre E LeroyDirector | 18,689 | $82.88 | $1,548,944 | 41,760 | −30.9% | plan? |
| May 6, 2015 MForm 4 → | May 8, 4:03 pm EDT | Pierre E LeroyDirector | 18,689 | $46.19 | $863,272 | 60,449 | — | plan? |
| May 4, 2015 SForm 4 → | May 6, 5:46 pm EDT | Patrick W GrossDirector | 3,800 | $82.00 | $311,600 | 45,399 | −7.72% | plan? |
| May 4, 2015 MForm 4 → | May 6, 5:46 pm EDT | Patrick W GrossDirector | 3,800 | $74.16 | $281,808 | 49,199 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:16 pm EDT | Catherine WestDirector | 2,103 | — | — | 8,107 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:16 pm EDT | Bradford H WarnerDirector | 2,103 | — | — | 45,584 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:15 pm EDT | Mayo A Shattuck IIIDirector | 2,103 | — | — | 39,449 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:14 pm EDT | Peter E RaskindDirector | 2,103 | — | — | 13,691 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:14 pm EDT | Pierre E LeroyDirector | 2,103 | — | — | 41,760 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:14 pm EDT | Benjamin P Jenkins IIIDirector | 2,103 | — | — | 10,299 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:14 pm EDT | Lewis Hay IIIDirector | 2,103 | — | — | 38,782 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:13 pm EDT | Ann F HackettDirector | 2,103 | — | — | 53,510 | — | plan? |
| Apr 30, 2015 AForm 4 → | May 4, 5:08 pm EDT | Patrick W GrossDirector | 2,103 | — | — | 45,399 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:10 pm EDT | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 34,866 | $77.72 | $914,065 | 67,562 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:10 pm EDT | Jonathan W. WitterPresident, Retail Banking | 36,126 | $77.72 | $947,096 | 106,497 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:08 pm EDT | Michael SlocumPresident, Commercial Banking | 26,375 | $77.72 | $734,376 | 47,980 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:07 pm EDT | Ryan M. SchneiderPresident, Card | 54,432 | $77.72 | $1,427,017 | 208,821 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:07 pm EDT | Yajnik SanjivPresident, Financial Services | 45,014 | $77.72 | $1,033,909 | 150,851 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:06 pm EDT | Robert M. AlexanderChief Information Officer | 32,075 | $77.72 | $805,101 | 98,743 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:05 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 53,025 | $77.72 | $1,390,100 | 122,052 | — | plan? |
| Mar 10, 2015 FMForm 4 → | Mar 12, 6:05 pm EDT | Kevin S. BorgmannChief Risk Officer | 11,504 | $77.72 | $301,631 | 42,249 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2015 AForm 4 → | Feb 2, 5:34 pm EST | Michael SlocumPresident, Commercial Banking | 48,706 | — | — | 29,413 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:34 pm EST | Robert M. AlexanderChief Information Officer | 44,925 | — | — | 27,266 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:33 pm EST | Jory A BersonChief Human Resources Officer | 49,651 | — | — | 30,296 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:33 pm EST | Jonathan W. WitterPresident, Retail Banking | 53,410 | — | — | 32,354 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:31 pm EST | Ryan M. SchneiderPresident, Card | 72,653 | — | — | 46,374 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:31 pm EST | Yajnik SanjivPresident, Financial Services | 51,213 | — | — | 29,688 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:30 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 52,178 | — | — | 31,903 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:29 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 54,478 | — | — | 31,660 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:29 pm EST | Stephen S CrawfordChief Financial Officer | 96,463 | — | — | 60,664 | — | |
| Jan 29, 2015 AMForm 4 → | Feb 2, 5:28 pm EST | Richard D FairbankChair, CEO and President, Director | 155,594 | — | — | 115,812 | — | |
| Jan 30, 2014 AForm 4/A → | Jan 15, 2015, 4:35 pm EST | Stephen S CrawfordChief Financial Officer | 20,795 | — | — | 20,795 | — |