SEC Form 4 · accession 0001225208-16-029064
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Scott Blackley
Officer — Principal Accounting Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | S | 5,239 | $66.61 | D | 18,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These shares were sold at prices ranging from $66.26 to $66.88. Information regarding the number of shares sold at each price will be provided upon request.