SEC Form 4 · accession 0001225208-15-020293
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Finneran Jr.
Officer — Gen. Counsel & Corp. Secretary
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2015 | G | 2,102 | $0.00 | D | 119,950 | D | |
| Common Stock | holding | — | — | — | 33,221 | I | By Spouse | |
| Common Stock | holding | — | — | — | 31,683 | I | Finneran/Cotter Children's Trust |
Table II — derivative securities
No Table II lines on this filing.