Company · CIK 0000927628 · SIC 6021 — National Commercial Banks · NYSE
CAPITAL ONE FINANCIAL CORP · COF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2018 MForm 4 → | Apr 27, 5:00 pm EDT | Richard D FairbankChairman, CEO and President, Director | 242,600 | $18.28 | $4,434,728 | 3,011,738 | — | plan? |
| Apr 3, 2018 FForm 4 → | Apr 5, 4:04 pm EDT | Timothy P GoldenController | 1,754 | $95.44 | $167,402 | 18,594 | — | plan? |
| Apr 2, 2018 SForm 4 → | Apr 4, 4:11 pm EDT | Bradford H WarnerDirector | 3,000 | $95.05 | $285,150 | 50,085 | −5.65% | plan? |
| Apr 2, 2018 MForm 4 → | Apr 4, 4:11 pm EDT | Bradford H WarnerDirector | 3,000 | $16.93 | $50,790 | 53,085 | — | plan? |
| Mar 22, 2018 SForm 4 → | Mar 26, 5:10 pm EDT | Kleber SantosPres., Retail & Direct Banking | 1,711 | $97.00 | $165,967 | 15,894 | −9.72% | plan? |
| Mar 16, 2018 SForm 4 → | Mar 20, 4:03 pm EDT | Richard Scott BlackleyChief Financial Officer | 2,194 | $98.19 | $215,429 | 38,537 | −5.39% | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:13 pm EDT | Michael J WassmerPresident, U.S. Card | 10,393 | $98.15 | $317,123 | 88,625 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:13 pm EDT | Michael SlocumPresident, Commercial Banking | 19,361 | $98.15 | $660,059 | 54,646 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:13 pm EDT | Kleber SantosPres., Retail & Direct Banking | 4,907 | $98.15 | $156,844 | 17,605 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:13 pm EDT | Yajnik SanjivPresident, Financial Services | 19,746 | $98.15 | $547,284 | 88,552 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:12 pm EDT | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 20,323 | $98.15 | $649,655 | 61,204 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:12 pm EDT | John G Finneran Jr.Chief Risk Officer & Corp Secy | 22,412 | $98.15 | $716,495 | 108,825 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:11 pm EDT | Richard D FairbankChairman, CEO and President, Director | 267,334 | $98.15 | $8,155,578 | 2,769,138 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:11 pm EDT | Noelle K EderChief Card Cust. Exp. Officer | 2,025 | $98.15 | $61,835 | 41,876 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:11 pm EDT | Matthew W CooperGeneral Counsel | 4,401 | $98.15 | $134,269 | 27,295 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:10 pm EDT | Kevin S. BorgmannSenior Advisor to the CEO | 19,788 | $98.15 | $632,577 | 72,108 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:10 pm EDT | Richard Scott BlackleyChief Financial Officer | 5,800 | $98.15 | $176,964 | 40,731 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:09 pm EDT | Jory A BersonChief Human Resources Officer | 18,885 | $98.15 | $576,141 | 84,420 | — | plan? |
| Mar 8, 2018 AFForm 4 → | Mar 12, 4:09 pm EDT | Robert M. AlexanderChief Information Officer | 16,995 | $98.15 | $518,526 | 82,399 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 5:49 pm EST | Aparna ChennapragadaDirector | 441 | — | — | 441 | — | plan? |
| Mar 1, 2018 SForm 4 → | Mar 5, 5:47 pm EST | Richard Scott BlackleyChief Financial Officer | 10,000 | $98.12 | $981,200 | 38,537 | −20.6% | plan? |
| Feb 22, 2018 SForm 4 → | Feb 26, 4:29 pm EST | Kleber SantosPres., Retail & Direct Banking | 5,607 | $97.74 | $548,028 | 15,894 | −26.1% | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:33 pm EST | Michael J WassmerPresident, U.S. Card | 36,468 | $99.28 | $2,109,868 | 84,611 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:33 pm EST | Michael SlocumPresident, Commercial Banking | 42,595 | $99.25 | $2,505,085 | 48,735 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:33 pm EST | Kleber SantosPres., Retail & Direct Banking | 18,422 | $99.30 | $1,053,431 | 21,501 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:32 pm EST | Yajnik SanjivPresident, Financial Services | 42,644 | $99.35 | $2,352,821 | 79,821 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:32 pm EST | Christopher T NewkirkPres., Intl and Small Business | 18,467 | $99.30 | $1,050,926 | 30,827 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:32 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 43,754 | $99.30 | $2,489,147 | 54,119 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:31 pm EST | John G Finneran Jr.Chief Risk Officer & Corp Secy | 48,138 | $99.28 | $2,790,148 | 101,013 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:31 pm EST | Richard D FairbankChair, CEO and President, Director | 86,336 | $99.34 | $4,780,680 | 2,667,986 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:31 pm EST | Noelle K EderChief Card Cust. Exp. Officer | 22,982 | $99.31 | $1,299,509 | 41,111 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:30 pm EST | Matthew W CooperGeneral Counsel | 18,620 | $99.30 | $1,061,425 | 25,630 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:30 pm EST | Kevin S. BorgmannSenior Advisor to the CEO | 40,605 | $99.31 | $2,293,080 | 65,210 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:30 pm EST | Richard Scott BlackleyChief Financial Officer | 29,915 | $99.32 | $1,678,781 | 48,537 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:29 pm EST | Jory A BersonChief Human Resources Officer | 38,047 | $99.32 | $2,139,970 | 77,158 | — | plan? |
| Feb 15, 2018 DFMForm 4 → | Feb 20, 6:29 pm EST | Robert M. AlexanderChief Information Officer | 36,793 | $99.33 | $2,058,007 | 75,970 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:36 pm EST | Matthew W CooperGeneral Counsel | 8,443 | — | — | 28,388 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:36 pm EST | Michael J WassmerPresident, U.S. Card | 10,743 | — | — | 90,647 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:36 pm EST | Michael SlocumPresident, Commercial Banking | 11,044 | — | — | 56,618 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:35 pm EST | Kleber SantosPres., Retail & Direct Banking | 6,827 | — | — | 24,297 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:35 pm EST | Yajnik SanjivPresident, Financial Services | 13,047 | — | — | 84,541 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:35 pm EST | Christopher T NewkirkPres., Intl and Small Business | 7,162 | — | — | 33,526 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:34 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 12,071 | — | — | 60,497 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:34 pm EST | Timothy P GoldenController | 2,865 | — | — | 20,348 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:34 pm EST | John G Finneran Jr.Chief Risk Officer & Corp Secy | 12,534 | — | — | 109,085 | — | plan? |
| Feb 1, 2018 FMForm 4 → | Feb 5, 5:33 pm EST | Richard D FairbankChair, CEO and President, Director | 1,710 | $104.72 | $179,071 | 2,677,894 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:33 pm EST | Noelle K EderChief Card Cust. Exp. Officer | 8,493 | — | — | 44,299 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:32 pm EST | Kevin S. BorgmannSenior Advisor to the CEO | 13,146 | — | — | 70,783 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:32 pm EST | Richard Scott BlackleyChief Financial Officer | 11,167 | — | — | 52,426 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:32 pm EST | Jory A BersonChief Human Resources Officer | 11,140 | — | — | 82,203 | — | plan? |
| Feb 1, 2018 AForm 4 → | Feb 5, 5:32 pm EST | Robert M. AlexanderChief Information Officer | 10,342 | — | — | 80,615 | — | plan? |
| Jan 29, 2018 SForm 4 → | Jan 31, 4:25 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 67,892 | $105.03 | $7,130,893 | 0 | −100% | plan? |
| Jan 24, 2018 SForm 4 → | Jan 26, 5:52 pm EST | Richard D FairbankChair, CEO and President, Director | 485,202 | $105.09 | $50,990,160 | 2,678,270 | −15.3% | plan? |
| Jan 24, 2018 MForm 4 → | Jan 26, 5:52 pm EST | Richard D FairbankChair, CEO and President, Director | 485,202 | $18.28 | $8,869,493 | 2,863,472 | — | plan? |
| Jan 12, 2018 SForm 4 → | Jan 17, 4:10 pm EST | Michael SlocumPresident, Commercial Banking | 27,818 | $105.00 | $2,920,890 | 45,574 | −37.9% | plan? |
| Jan 12, 2018 MForm 4 → | Jan 17, 4:10 pm EST | Michael SlocumPresident, Commercial Banking | 27,818 | $56.32 | $1,566,710 | 73,392 | — | plan? |
| Jan 12, 2018 SForm 4 → | Jan 17, 4:07 pm EST | Yajnik SanjivPresident, Financial Services | 10,086 | $105.00 | $1,059,030 | 71,367 | −12.4% | plan? |
| Jan 4, 2018 SForm 4 → | Jan 8, 4:10 pm EST | Ann F HackettDirector | 6,361 | $102.00 | $648,822 | 58,011 | −9.88% | plan? |
| Jan 4, 2018 MForm 4 → | Jan 8, 4:10 pm EST | Ann F HackettDirector | 6,361 | $16.93 | $107,692 | 64,372 | — | plan? |
| Jan 2, 2018 SForm 4 → | Jan 4, 5:18 pm EST | Bradford H WarnerDirector | 3,000 | $99.46 | $298,392 | 50,085 | −5.65% | plan? |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:18 pm EST | Bradford H WarnerDirector | 3,000 | $16.93 | $50,790 | 53,085 | — | plan? |
| Jan 2, 2018 SForm 4 → | Jan 4, 5:17 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 47,729 | $99.23 | $4,735,924 | 96,551 | −33.1% | plan? |
| Jan 2, 2018 MForm 4 → | Jan 4, 5:17 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 56,624 | $48.28 | $2,733,807 | 144,280 | — | plan? |
| Dec 22, 2017 SForm 4 → | Dec 27, 4:10 pm EST | Michael SlocumPresident, Commercial Banking | 26,405 | $100.00 | $2,640,500 | 45,574 | −36.7% | plan? |
| Dec 22, 2017 MForm 4 → | Dec 27, 4:10 pm EST | Michael SlocumPresident, Commercial Banking | 26,405 | $48.28 | $1,274,833 | 71,979 | — | plan? |
| Dec 22, 2017 SForm 4 → | Dec 27, 4:10 pm EST | Yajnik SanjivPresident, Financial Services | 156,278 | $100.00 | $15,627,800 | 81,453 | −65.7% | plan? |
| Dec 22, 2017 MForm 4 → | Dec 27, 4:10 pm EST | Yajnik SanjivPresident, Financial Services | 60,965 | $49.64 | $3,026,445 | 237,731 | — | plan? |
| Dec 18, 2017 SForm 4 → | Dec 20, 4:20 pm EST | Ann F HackettDirector | 7,000 | $98.00 | $686,000 | 58,011 | −10.8% | plan? |
| Dec 18, 2017 MForm 4 → | Dec 20, 4:20 pm EST | Ann F HackettDirector | 7,000 | $16.93 | $118,510 | 65,011 | — | plan? |
| Dec 15, 2017 SForm 4 → | Dec 19, 4:23 pm EST | Robert M. AlexanderChief Information Officer | 6,716 | $96.74 | $649,706 | 70,273 | −8.72% | plan? |
| Dec 14, 2017 SForm 4 → | Dec 18, 4:35 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 83,046 | $95.00 | $7,889,370 | 48,426 | −63.2% | plan? |
| Dec 14, 2017 MForm 4 → | Dec 18, 4:35 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 65,304 | $47.07 | $3,073,997 | 131,472 | — | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 8:26 pm EST | Jory A BersonChief Human Resources Officer | 66,490 | $95.02 | $6,317,899 | 70,955 | −48.4% | plan? |
| Dec 4, 2017 MForm 4 → | Dec 6, 8:26 pm EST | Jory A BersonChief Human Resources Officer | 37,670 | $45.75 | $1,723,403 | 137,445 | — | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 8:26 pm EST | Ann F HackettDirector | 7,000 | $95.00 | $665,000 | 58,011 | −10.8% | plan? |
| Dec 4, 2017 MForm 4 → | Dec 6, 8:26 pm EST | Ann F HackettDirector | 7,000 | $16.93 | $118,510 | 65,011 | — | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 8:25 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 6,490 | $95.00 | $616,550 | 15,764 | −29.2% | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 8:25 pm EST | Michael SlocumPresident, Commercial Banking | 8,039 | $95.00 | $763,705 | 45,574 | −15.0% | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 8:25 pm EST | Bradford H WarnerDirector | 7,000 | $94.94 | $664,580 | 50,085 | −12.3% | plan? |
| Dec 4, 2017 MForm 4 → | Dec 6, 8:25 pm EST | Bradford H WarnerDirector | 7,000 | $16.93 | $118,510 | 57,085 | — | plan? |
| Dec 4, 2017 SForm 4 → | Dec 6, 8:24 pm EST | Yajnik SanjivPresident, Financial Services | 30,652 | $95.00 | $2,911,940 | 176,766 | −14.8% | plan? |
| Dec 4, 2017 MForm 4 → | Dec 6, 8:24 pm EST | Yajnik SanjivPresident, Financial Services | 37,204 | $48.28 | $1,796,209 | 207,418 | — | plan? |
| Dec 4, 2017 MForm 4 → | Dec 5, 5:05 pm EST | Robert M. AlexanderChief Information Officer | 63,740 | $48.95 | $3,120,073 | 153,343 | — | plan? |
| Dec 1, 2017 SForm 4 → | Dec 5, 5:05 pm EST | Robert M. AlexanderChief Information Officer | 81,354 | $94.68 | $7,702,438 | 76,989 | −51.4% | plan? |
| Nov 13, 2017 GForm 4 → | Nov 15, 4:37 pm EST | Richard D FairbankChair, CEO and President, Director | 2,296 | — | — | 2,678,265 | — | plan? |
| Nov 8, 2017 GForm 4 → | Nov 13, 4:47 pm EST | Michael J WassmerPresident, U.S. Card | 903 | — | — | 79,827 | — | plan? late |
| Nov 3, 2017 SForm 4 → | Nov 7, 4:16 pm EST | Michael SlocumPresident, Commercial Banking | 8,292 | $91.99 | $762,781 | 53,613 | −13.4% | plan? |
| Oct 31, 2017 FForm 4 → | Nov 2, 4:52 pm EDT | Noelle K EderChief Card Cust. Exp. Officer | 2,997 | $92.18 | $276,263 | 35,806 | — | plan? |
| Oct 27, 2017 SForm 4 → | Oct 31, 4:46 pm EDT | Mayo A Shattuck IIIDirector | 24,167 | $92.71 | $2,240,523 | 43,950 | −35.5% | plan? |
| Oct 27, 2017 MForm 4 → | Oct 31, 4:46 pm EDT | Mayo A Shattuck IIIDirector | 24,167 | $27.61 | $667,329 | 68,117 | — | plan? |
| Oct 25, 2017 SForm 4 → | Oct 27, 4:24 pm EDT | Ann F HackettDirector | 11,055 | $91.18 | $1,007,995 | 58,011 | −16.0% | plan? |
| Oct 25, 2017 MForm 4 → | Oct 27, 4:24 pm EDT | Ann F HackettDirector | 11,055 | $47.29 | $522,791 | 69,066 | — | plan? |
| Jul 25, 2017 SForm 4 → | Jul 27, 6:00 pm EDT | Richard D FairbankChair, CEO and President, Director | 367,419 | $87.02 | $31,973,016 | 2,680,556 | −12.1% | plan? |
| Jul 25, 2017 MForm 4 → | Jul 27, 6:00 pm EDT | Richard D FairbankChair, CEO and President, Director | 367,419 | $50.99 | $18,734,695 | 2,747,975 | — | plan? |
| May 9, 2017 FForm 4 → | May 11, 4:56 pm EDT | Richard Scott BlackleyChief Financial Officer | 1,714 | $82.32 | $141,096 | 41,259 | — | plan? |
| May 5, 2017 SForm 4 → | May 8, 4:25 pm EDT | Michael SlocumPresident, Commercial Banking | 6,276 | $82.16 | $515,636 | 61,905 | −9.20% | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:44 pm EDT | Catherine WestDirector | 2,061 | — | — | 12,608 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:44 pm EDT | Bradford H WarnerDirector | 2,061 | — | — | 50,085 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:44 pm EDT | Mayo A Shattuck IIIDirector | 2,061 | — | — | 43,950 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:43 pm EDT | Peter E RaskindDirector | 2,061 | — | — | 18,192 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2017 AForm 4 → | Feb 6, 7:22 pm EST | Michael SlocumPresident, Commercial Banking | 41,113 | — | — | 25,553 | — | |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:22 pm EST | Robert M. AlexanderChief Information Officer | 35,808 | — | — | 21,347 | — | |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:21 pm EST | Christopher T NewkirkPres., Intl. and Sm. Bus. Card | 8,972 | — | — | 5,212 | — | |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:21 pm EST | Stephen S CrawfordHead of Finance and Corp Dev | 69,011 | — | — | 41,317 | — | |
| Feb 1, 2017 MForm 4 → | Feb 3, 4:40 pm EST | Michael J WassmerPresident, U.S. Card | 8,750 | — | — | 0 | — | |
| Feb 1, 2017 MForm 4 → | Feb 3, 4:40 pm EST | Kevin S. BorgmannChief Risk Officer | 29,540 | — | — | 0 | — | |
| Jan 30, 2017 MForm 4 → | Feb 1, 4:25 pm EST | Pierre E LeroyDirector | 4,098 | — | — | 0 | — | |
| Jan 30, 2017 MForm 4 → | Feb 1, 4:25 pm EST | Richard D FairbankChair, CEO and President, Director | 145,974 | — | — | 367,419 | — | |
| Jan 26, 2017 MForm 4 → | Jan 30, 4:41 pm EST | Richard D FairbankChair, CEO and President, Director | 600,000 | — | — | 513,393 | — | |
| Jan 3, 2017 MForm 4 → | Jan 5, 4:33 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 76,457 | — | — | 0 | — | |
| Dec 14, 2016 MForm 4 → | Dec 19, 4:53 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 20,000 | — | — | 0 | — | late |
| Dec 12, 2016 MForm 4 → | Dec 14, 5:02 pm EST | Lewis Hay IIIDirector | 12,515 | — | — | 0 | — | |
| Dec 12, 2016 MForm 4 → | Dec 14, 5:01 pm EST | Yajnik SanjivPresident, Financial Services | 23,560 | — | — | 0 | — | |
| Dec 12, 2016 MForm 4 → | Dec 14, 5:01 pm EST | Robert M. AlexanderChief Information Officer | 29,190 | — | — | 0 | — | |
| Nov 23, 2016 MForm 4 → | Nov 28, 5:40 pm EST | Jory A BersonChief Human Resources Officer | 107,800 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 15, 6:30 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 88,510 | — | — | 0 | — | |
| Nov 9, 2016 MForm 4 → | Nov 14, 6:10 pm EST | Richard D FairbankChair, CEO and President, Director | 873,024 | — | — | 1,113,393 | — | late |
| Oct 31, 2016 MForm 4 → | Nov 2, 4:53 pm EDT | Richard D FairbankChair, CEO and President, Director | 4,300 | — | — | 1,391,566 | — | |
| Oct 27, 2016 MForm 4 → | Oct 31, 4:38 pm EDT | Richard D FairbankChair, CEO and President, Director | 265,914 | — | — | 1,395,866 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:21 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 4,842 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:21 pm EST | Stephen S CrawfordChief Financial Officer | 29,218 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Jonathan W. WitterPresident, Retail Banking | 17,594 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Michael SlocumPresident, Commercial Banking | 15,725 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Ryan M. SchneiderPresident, Card | 22,002 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Kevin S. BorgmannChief Risk Officer | 15,162 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 16,856 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Yajnik SanjivPresident, Financial Services | 18,021 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 19,093 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Jory A BersonChief Human Resources Officer | 16,155 | — | — | 0 | — | |
| Feb 15, 2016 MForm 4 → | Feb 17, 5:20 pm EST | Robert M. AlexanderChief Information Officer | 14,600 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Jonathan W. WitterPresident, Retail Banking | 3,907 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Michael SlocumPresident, Commercial Banking | 3,282 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Ryan M. SchneiderPresident, Card | 5,201 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 3,497 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 4,537 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Kevin S. BorgmannChief Risk Officer | 2,347 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Jory A BersonChief Human Resources Officer | 4,024 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Robert M. AlexanderChief Information Officer | 3,287 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Yajnik SanjivPresident, Financial Services | 4,254 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 12, 5:47 pm EST | Richard D FairbankChair, CEO and President, Director | 38,841 | — | — | 0 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Kevin S. BorgmannChief Risk Officer | 49,013 | — | — | 28,676 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Michael SlocumPresident, Commercial Banking | 49,344 | — | — | 29,070 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Robert M. AlexanderChief Information Officer | 46,951 | — | — | 28,540 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 54,326 | — | — | 32,420 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Jonathan W. WitterPresident, Retail Banking | 52,779 | — | — | 31,189 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Jory A BersonChief Human Resources Officer | 47,041 | — | — | 27,983 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Ryan M. SchneiderPresident, Card | 72,099 | — | — | 44,709 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 11,146 | — | — | 6,434 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:12 pm EST | Stephen S CrawfordChief Financial Officer | 88,884 | — | — | 52,651 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:11 pm EST | Yajnik SanjivPresident, Financial Services | 50,690 | — | — | 28,633 | — | |
| Feb 4, 2016 AMForm 4 → | Feb 8, 9:11 pm EST | Richard D FairbankChair, CEO and President, Director | 136,006 | — | — | 106,973 | — | |
| Feb 4, 2016 AForm 4 → | Feb 8, 9:11 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 53,510 | — | — | 30,246 | — | |
| Jul 20, 2015 MForm 4 → | Jul 22, 4:14 pm EDT | Robert M. AlexanderChief Information Officer | 9,769 | — | — | 0 | — | |
| Jul 15, 2015 MForm 4 → | Jul 17, 5:20 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 56,510 | — | — | 0 | — | |
| Jun 25, 2015 MForm 4 → | Jun 29, 4:19 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 7,140 | — | — | 56,510 | — | |
| Jun 23, 2015 MForm 4 → | Jun 25, 5:13 pm EDT | Robert M. AlexanderChief Information Officer | 9,768 | — | — | 9,769 | — | |
| Jun 22, 2015 MForm 4 → | Jun 24, 5:43 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 49,890 | — | — | 0 | — | |
| Jun 15, 2015 MForm 4 → | Jun 17, 4:31 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 100,000 | — | — | 49,890 | — | |
| Jun 11, 2015 MForm 4 → | Jun 15, 4:25 pm EDT | Robert M. AlexanderChief Information Officer | 9,767 | — | — | 19,537 | — | |
| Jun 10, 2015 MForm 4 → | Jun 12, 4:08 pm EDT | Robert M. AlexanderChief Information Officer | 7,925 | — | — | 0 | — | |
| Jun 10, 2015 MForm 4 → | Jun 12, 4:08 pm EDT | Ryan M. SchneiderPresident, Card | 21,600 | — | — | 100 | — | |
| May 29, 2015 MForm 4 → | Jun 2, 6:53 pm EDT | Ryan M. SchneiderPresident, Card | 90,678 | — | — | 21,700 | — | |
| May 6, 2015 MForm 4 → | May 8, 4:03 pm EDT | Pierre E LeroyDirector | 18,689 | — | — | 0 | — | |
| May 4, 2015 MForm 4 → | May 6, 5:46 pm EDT | Patrick W GrossDirector | 3,800 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:10 pm EDT | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 23,105 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:10 pm EDT | Jonathan W. WitterPresident, Retail Banking | 23,940 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:08 pm EDT | Michael SlocumPresident, Commercial Banking | 16,926 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:07 pm EDT | Ryan M. SchneiderPresident, Card | 36,071 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:07 pm EDT | Yajnik SanjivPresident, Financial Services | 31,711 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:06 pm EDT | Robert M. AlexanderChief Information Officer | 21,716 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:05 pm EDT | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 35,139 | — | — | 0 | — | |
| Mar 10, 2015 AMForm 4 → | Mar 12, 6:05 pm EDT | Kevin S. BorgmannChief Risk Officer | 15,246 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:04 pm EDT | Jory A BersonChief Human Resources Officer | 27,915 | — | — | 0 | — | |
| Mar 10, 2015 MForm 4 → | Mar 12, 6:03 pm EDT | Richard D FairbankChair, CEO and President, Director | 395,211 | — | — | 0 | — | |
| Mar 9, 2015 MForm 4 → | Mar 11, 4:32 pm EDT | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 7,450 | — | — | 0 | — | |
| Mar 2, 2015 MForm 4 → | Mar 4, 4:48 pm EST | Ryan M. SchneiderPresident, Card | 15,650 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:32 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 3,209 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:32 pm EST | Stephen S CrawfordChief Financial Officer | 22,787 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:31 pm EST | Michael SlocumPresident, Commercial Banking | 11,829 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:31 pm EST | Kevin S. BorgmannChief Risk Officer | 11,380 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:31 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 12,775 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:30 pm EST | Jory A BersonChief Human Resources Officer | 12,917 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:30 pm EST | Yajnik SanjivPresident, Financial Services | 14,079 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:30 pm EST | Jonathan W. WitterPresident, Retail Banking | 13,740 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:29 pm EST | Robert M. AlexanderChief Information Officer | 11,458 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:29 pm EST | Ryan M. SchneiderPresident, Card | 17,192 | — | — | 0 | — | |
| Feb 15, 2015 MForm 4 → | Feb 18, 4:29 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 72,758 | — | — | 0 | — | |
| Feb 12, 2015 MForm 4 → | Feb 17, 4:31 pm EST | Kevin S. BorgmannChief Risk Officer | 2,060 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:58 pm EST | Richard D FairbankChair, CEO and President, Director | 157,378 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:55 pm EST | Jonathan W. WitterPresident, Retail Banking | 10,858 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:55 pm EST | Michael SlocumPresident, Commercial Banking | 8,382 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:54 pm EST | Ryan M. SchneiderPresident, Card | 14,722 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:54 pm EST | Kevin S. BorgmannChief Risk Officer | 4,806 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:53 pm EST | Yajnik SanjivPresident, Financial Services | 12,260 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:53 pm EST | Robert M. AlexanderChief Information Officer | 9,592 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:52 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 10,205 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:52 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 13,409 | — | — | 0 | — | |
| Feb 10, 2015 MForm 4 → | Feb 12, 4:50 pm EST | Jory A BersonChief Human Resources Officer | 12,130 | — | — | 0 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:34 pm EST | Richard Scott BlackleyPrincipal Accounting Officer | 7,532 | — | — | 3,496 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:34 pm EST | Kevin S. BorgmannChief Risk Officer | 49,843 | — | — | 31,060 | — |