SEC Form 4 · accession 0000927628-17-000284
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Slocum
Officer — President, Commercial Banking
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | S | 8,292 | $91.99 | D | 53,613 | D |
Table II — derivative securities
No Table II lines on this filing.