SEC Form 4 · accession 0000927628-17-000316
CAPITAL ONE FINANCIAL CORP · COF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M. Alexander
Officer — Chief Information Officer
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | S | 6,716 | $96.74 | D | 70,273 | D | |
| Common Stock | holding | — | — | — | 2 | I | Robert M. Alexander UGMA | |
| Common Stock | holding | — | — | — | 100 | I | The Alexander Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed pursuant to a trading plan entered into by the reporting person on January 31, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.