Form4insider filings, from the source

Company · CIK 0000878932 · NYSE

EQUUS TOTAL RETURN, INC. · EQS

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $2.3M · 13sales $0 · 0net $2.3M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesNov 2015Feb 2016Apr 2016Jul 2016Oct 2016Dec 2016Mar 2017

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Mar 21, 2017 PForm 4/A →Mar 27, 2:28 pm EDTRichard F BergnerDirector19,500$2.40$46,80019,500— plan?
Mar 17, 2017 PForm 4 →Mar 23, 10:46 am EDTRichard F BergnerDirector19,500$2.40$46,80019,500— plan? late
Mar 17, 2017 PForm 4 →Mar 20, 3:28 pm EDTFraser AtkinsonDirector19,500$2.40$46,80021,389+1,032% plan?
Mar 17, 2017 PForm 4 →Mar 20, 10:58 am EDTPallieres Bertrand desDirector, 10% Owner15,000$2.40$36,0002,199,692+0.69% plan?
Mar 17, 2017 PForm 4 →Mar 17, 7:04 pm EDTRobert L KnaussDirector21,000$2.40$50,40092,670+29.3% plan?
Mar 17, 2017 PForm 4 →Mar 17, 5:59 pm EDTHenry W HankinsonDirector19,500$2.40$46,80019,500— plan?
Mar 17, 2017 PForm 4 →Mar 17, 4:37 pm EDTJohn A. HardyChief Executive Officer, Director500,000$2.40$1,200,000500,000— plan?
Mar 17, 2017 PForm 4 →Mar 17, 4:35 pm EDTKenneth I DenosSecretary, Director250,000$2.40$600,000265,754+1,587% plan?
Feb 25, 2016 PForm 4 →Mar 3, 6:35 pm ESTPallieres Bertrand desDirector, 10% Owner14,280$1.50$21,4202,184,692+0.66% plan? late
Jan 20, 2016 PForm 4 →Jan 22, 12:26 pm ESTPallieres Bertrand desDirector, 10% Owner33,577$1.54$51,6162,170,412+1.57% plan?
Nov 25, 2015 PForm 4 →Nov 30, 4:33 pm ESTPallieres Bertrand desDirector, 10% Owner42,284$1.50$63,4262,619,662— plan?
Nov 24, 2015 PForm 4 →Nov 25, 4:42 pm ESTRobert L KnaussDirector20,000$1.55$30,92671,670— plan?
Nov 20, 2015 PForm 4/A →Dec 22, 1:11 pm ESTPallieres Bertrand desDirector, 10% Owner42,284$1.50$63,4262,136,835+2.02% plan?
Nov 19, 2015 PForm 4 →Nov 20, 4:09 pm ESTRobert L KnaussDirector11,000$1.51$16,65251,670+27.0% plan?
Nov 18, 2015 PForm 4/A →Dec 22, 1:06 pm ESTPallieres Bertrand desDirector, 10% Owner28,638$1.49$42,7752,094,551+1.39% plan?
Nov 18, 2015 PForm 4 →Nov 20, 8:05 pm ESTPallieres Bertrand desDirector, 10% Owner28,638$1.49$42,7752,577,378+1.12% plan? amended

Reported at this company — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.