SEC Form 4 · accession 0001391609-15-000290
EQUUS TOTAL RETURN, INC. · EQS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Knauss
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 24, 2015 | P | 9,000 | $1.543 | D | 60,670 | D | |
| Common stock | Nov 24, 2015 | P | 1,000 | $1.54 | D | 61,670 | D | |
| Common stock | Nov 25, 2015 | P | 9,000 | $1.5499 | D | 70,670 | D | |
| Common stock | Nov 25, 2015 | P | 1,000 | $1.5496 | D | 71,670 | D |
Table II — derivative securities
No Table II lines on this filing.