Insider holders · CIK 0000878932
EQUUS TOTAL RETURN, INC. · EQS
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Pallieres Bertrand desDirector | 2,199,692 | — | 2,199,692 | Mar 20, 2017 · 10:58 am EDT | Form 4 |
| John A. HardyChief Executive Officer | 500,000 | — | 500,000 | Mar 17, 2017 · 4:37 pm EDT | Form 4 |
| Kenneth I DenosSecretary | 265,754 | — | 265,754 | Mar 17, 2017 · 4:35 pm EDT | Form 4 |
| Robert L KnaussDirector | 92,670 | — | 92,670 | Mar 17, 2017 · 7:04 pm EDT | Form 4 |
| Fraser AtkinsonDirector | 21,389 | — | 21,389 | Mar 20, 2017 · 3:28 pm EDT | Form 4 |
| Henry W HankinsonDirector | 19,500 | — | 19,500 | Mar 17, 2017 · 5:59 pm EDT | Form 4 |
| Richard F BergnerDirector | 19,500 | — | 19,500 | Mar 27, 2017 · 2:28 pm EDT | Form 4/A |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.