Company · CIK 0000350797 · SIC 6282 — Investment Advice

EATON VANCE CORP · EV

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $716k · 7sales $90.0M · 56net −$89.3M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 26, 2017 GMForm 4 →	Sep 27, 4:11 pm EDT	Matthew J WitkosOther	48,444	$39.31	$1,841,572	205,725	—	plan?
Sep 22, 2017 SForm 4 →	Sep 25, 1:00 pm EDT	Thomas E Faust Jr.CEO, Director	73,982	$48.20	$3,566,273	2,737,924	−2.63%	plan?
Sep 21, 2017 SForm 4 →	Sep 22, 2:24 pm EDT	Brian D. LangstraatDirector	12,850	$48.08	$617,786	103,179	−11.1%	plan?
Sep 21, 2017 MForm 4 →	Sep 22, 2:24 pm EDT	Brian D. LangstraatDirector	12,850	$47.23	$606,913	116,029	—	plan?
Sep 20, 2017 SForm 4 →	Sep 21, 12:10 pm EDT	Leo I Higdon Jr.Director	6,865	$48.08	$330,085	4,761	−59.0%	plan?
Sep 20, 2017 MForm 4 →	Sep 21, 12:10 pm EDT	Leo I Higdon Jr.Director	6,865	$47.23	$324,237	11,626	—	plan?
Sep 20, 2017 SForm 4 →	Sep 21, 11:45 am EDT	Frederick S MariusChief Legal Officer	7,574	$47.99	$363,463	22,040	−25.6%	plan?
Sep 20, 2017 MForm 4 →	Sep 21, 11:45 am EDT	Frederick S MariusChief Legal Officer	7,574	$26.40	$199,989	29,614	—	plan?
Aug 31, 2017 SForm 4 →	Sep 1, 11:41 am EDT	Frederick S MariusChief Legal Officer	8,915	$47.55	$423,922	22,040	−28.8%	plan?
Aug 31, 2017 MForm 4 →	Sep 1, 11:41 am EDT	Frederick S MariusChief Legal Officer	8,915	$47.23	$421,060	30,955	—	plan?
Jul 26, 2017 GMForm 4 →	Oct 20, 10:45 am EDT	Jeffrey P BealeChief Administrative Officer	44,651	$21.46	$851,033	380,610	—	plan? late
Jul 13, 2017 SForm 4 →	Jul 17, 10:51 am EDT	Jeffrey P BealeChief Administrative Officer	39,343	$48.30	$1,900,216	345,959	−10.2%	plan?
Jul 7, 2017 SForm 4 →	Jul 11, 2:15 pm EDT	Matthew J WitkosOther	24,152	$47.65	$1,150,821	207,325	−10.4%	plan?
Jul 7, 2017 MForm 4 →	Jul 11, 2:15 pm EDT	Matthew J WitkosOther	24,152	$44.14	$1,065,985	231,477	—	plan?
Jun 7, 2017 SForm 4 →	Jun 8, 4:19 pm EDT	Matthew J WitkosOther	40,000	$48.08	$1,923,040	207,325	−16.2%	plan?
Jun 7, 2017 MForm 4 →	Jun 8, 4:19 pm EDT	Matthew J WitkosOther	43,637	$28.59	$1,247,431	247,325	—	plan?
Jun 7, 2017 SForm 4 →	Jun 8, 3:57 pm EDT	Winthrop H Smith Jr.Director	21,885	$48.03	$1,051,174	9,000	−70.9%	plan?
Jun 7, 2017 MForm 4 →	Jun 8, 3:57 pm EDT	Winthrop H Smith Jr.Director	21,885	$27.06	$592,235	20,885	—	plan?
Jun 6, 2017 SForm 4 →	Jun 7, 2:18 pm EDT	Dorothy E PuhyDirector	2,563	$48.46	$124,195	11,910	−17.7%	plan?
Jun 6, 2017 MForm 4 →	Jun 7, 2:18 pm EDT	Dorothy E PuhyDirector	4,883	$27.49	$134,258	14,473	—	plan?
May 1, 2017 AFForm 4 →	Jul 11, 2:59 pm EDT	Edward J. PerkinChief Equity Inv. Officer	3,761	$45.98	$172,936	105,810	—	plan? late
Jan 25, 2017 SForm 4 →	Jan 26, 3:25 pm EST	Frederick S MariusChief Legal Officer	45,893	$43.71	$2,005,937	22,040	−67.6%	plan?
Jan 25, 2017 MForm 4 →	Jan 26, 3:25 pm EST	Frederick S MariusChief Legal Officer	45,893	$32.69	$1,500,260	67,933	—	plan?
Jan 20, 2017 SForm 4 →	Jan 24, 12:33 pm EST	Matthew J WitkosOther	84,085	$42.83	$3,601,588	203,688	−29.2%	plan?
Jan 20, 2017 MForm 4 →	Jan 24, 12:33 pm EST	Matthew J WitkosOther	84,085	$24.46	$2,056,677	287,773	—	plan?
Jan 11, 2017 AForm 4 →	Dec 8, 10:19 am EST	Julie E RozenChief Accounting Officer	4,668	—	—	4,668	—	plan? late
Jan 3, 2017 SForm 4 →	Jan 4, 4:40 pm EST	Frederick S MariusChief Legal Officer	47,235	$42.72	$2,018,086	22,040	−68.2%	plan?
Dec 19, 2016 GMForm 4 →	Oct 25, 2017, 11:43 am EDT	Payson F SwaffieldOther	95,100	$47.23	$3,547,011	731,262	—	plan? late
Dec 8, 2016 SForm 4 →	Dec 8, 6:25 pm EST	Ann E BermanDirector	13,188	$43.05	$567,743	0	−100%	plan?
Dec 8, 2016 MForm 4 →	Dec 8, 6:25 pm EST	Ann E BermanDirector	13,188	$36.74	$484,504	13,188	—	plan?
Dec 7, 2016 SForm 4 →	Dec 8, 6:10 pm EST	Winthrop H Smith Jr.Director	5,943	$42.19	$250,752	9,000	−39.8%	plan?
Dec 7, 2016 MForm 4 →	Dec 8, 6:10 pm EST	Winthrop H Smith Jr.Director	5,943	$21.46	$127,555	14,943	—	plan?
Nov 28, 2016 GForm 4 →	Feb 15, 2017, 2:20 pm EST	Leo I Higdon Jr.Director	995	—	—	4,761	—	plan? late
Nov 3, 2016 DMForm 4 →	Nov 7, 2:18 pm EST	Richard A Spillane Jr.Director	2,896	$34.99	$50,666	0	—	plan?
Nov 3, 2016 DMForm 4 →	Nov 7, 2:14 pm EST	Winthrop H Smith Jr.Director	2,896	$34.99	$50,666	9,000	—	plan?
Nov 3, 2016 DMForm 4 →	Nov 7, 2:10 pm EST	Dorothy E PuhyDirector	2,896	$34.99	$50,666	9,590	—	plan?
Nov 3, 2016 DMForm 4 →	Nov 7, 1:28 pm EST	Leo I Higdon Jr.Director	2,896	$34.99	$50,666	5,756	—	plan?
Nov 3, 2016 DMForm 4 →	Nov 7, 1:21 pm EST	Ann E BermanDirector	2,896	$34.99	$50,666	0	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:40 pm EST	Matthew J WitkosOther	4,576	$34.99	$160,114	203,688	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:32 pm EST	Payson F SwaffieldOther	6,850	$34.99	$239,682	676,162	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:24 pm EST	Edward J. PerkinChief Equity Inv. Officer	1,360	$34.99	$47,586	109,500	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:20 pm EST	Frederick S MariusChief Legal Officer	961	$34.99	$33,625	68,915	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:17 pm EST	Brian D. LangstraatDirector	587	$34.99	$20,539	103,179	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:09 pm EST	Laurie G HyltonChief Financial Officer	1,356	$34.99	$47,446	185,363	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 12:04 pm EST	Thomas E Faust Jr.CEO, Director	12,091	$34.99	$423,064	2,731,651	—	plan?
Nov 3, 2016 FForm 4 →	Nov 7, 11:50 am EST	Jeffrey P BealeChief Administrative Officer	1,644	$34.99	$57,524	350,241	—	plan?
Nov 2, 2016 FForm 4/A →	Nov 4, 6:56 pm EDT	Matthew J WitkosOther	1,058	$34.60	$36,607	208,264	—	plan?
Nov 2, 2016 AForm 4 →	Nov 4, 4:49 pm EDT	Matthew J WitkosOther	23,538	$34.60	$36,607	208,264	—	plan?
Nov 2, 2016 AFForm 4 →	Nov 4, 4:47 pm EDT	Payson F SwaffieldOther	38,658	$34.60	$60,135	683,012	—	plan?
Nov 2, 2016 AFForm 4 →	Nov 4, 4:45 pm EDT	Edward J. PerkinChief Equity Inv. Officer	18,729	$34.60	$20,379	110,860	—	plan?
Nov 2, 2016 AFForm 4 →	Nov 4, 4:41 pm EDT	Frederick S MariusChief Legal Officer	7,992	$34.60	$8,719	69,876	—	plan?
Nov 2, 2016 FForm 4 →	Nov 4, 1:29 pm EDT	Brian D. LangstraatDirector	856	$34.60	$29,618	103,766	—	plan?
Nov 2, 2016 AFForm 4 →	Nov 4, 1:29 pm EDT	Laurie G HyltonChief Financial Officer	11,977	$34.60	$13,044	186,719	—	plan?
Nov 2, 2016 AFForm 4 →	Nov 4, 1:29 pm EDT	Thomas E Faust Jr.CEO, Director	76,770	$34.60	$119,370	2,743,742	—	plan?
Nov 2, 2016 AFForm 4 →	Nov 4, 1:29 pm EDT	Jeffrey P BealeChief Administrative Officer	12,245	$34.60	$13,321	351,885	—	plan?
Nov 1, 2016 AGMForm 4 →	Sep 25, 2017, 1:00 pm EDT	Thomas E Faust Jr.CEO, Director	87,284	$46.05	$3,853,410	2,811,906	—	plan? late
Nov 1, 2016 AGMForm 4 →	Jul 17, 2017, 10:51 am EDT	Jeffrey P BealeChief Administrative Officer	45,061	$46.94	$1,880,651	385,302	—	plan? late
Nov 1, 2016 AFForm 4 →	Jan 18, 2017, 1:22 pm EST	Edward J. PerkinChief Equity Inv. Officer	1,365	$40.00	$54,602	108,855	—	plan? late
Nov 1, 2016 AForm 4 →	Jan 4, 2017, 4:40 pm EST	Frederick S MariusChief Legal Officer	360	$31.21	$11,236	64,385	—	plan? late
Nov 1, 2016 FForm 4 →	Nov 3, 4:14 pm EDT	Matthew J WitkosOther	10,235	$34.84	$356,587	186,842	—	plan?
Nov 1, 2016 FForm 4 →	Nov 3, 4:14 pm EDT	Payson F SwaffieldOther	8,102	$34.84	$282,274	647,830	—	plan?
Nov 1, 2016 AFForm 4 →	Nov 3, 3:26 pm EDT	Brian D. LangstraatDirector	37,678	$34.84	$48,010	104,622	—	plan?
Nov 1, 2016 FForm 4 →	Nov 3, 3:26 pm EDT	Laurie G HyltonChief Financial Officer	1,065	$34.84	$37,105	175,496	—	plan?
Nov 1, 2016 FForm 4 →	Nov 3, 3:26 pm EDT	Thomas E Faust Jr.CEO, Director	23,173	$34.84	$807,347	2,673,872	—	plan?
Nov 1, 2016 FForm 4 →	Nov 3, 3:25 pm EDT	Jeffrey P BealeChief Administrative Officer	2,739	$34.84	$95,427	340,410	—	plan?
Oct 31, 2016 SForm 4 →	Nov 1, 3:18 pm EDT	Thomas E Faust Jr.CEO, Director	25,537	$35.33	$902,258	2,697,045	−0.94%	plan?
Oct 31, 2016 MForm 4 →	Nov 1, 3:18 pm EDT	Thomas E Faust Jr.CEO, Director	28,086	$29.39	$825,405	2,722,582	—	plan?
Oct 31, 2016 SForm 4 →	Nov 1, 3:18 pm EDT	Laurie G HyltonChief Financial Officer	25,184	$35.20	$886,522	176,561	−12.5%	plan?
Oct 31, 2016 MForm 4 →	Nov 1, 3:18 pm EDT	Laurie G HyltonChief Financial Officer	31,864	$29.39	$936,435	201,745	—	plan?
Oct 28, 2016 SForm 4 →	Oct 31, 5:15 pm EDT	Payson F SwaffieldOther	94,727	$35.40	$3,353,592	655,932	−12.6%	plan?
Oct 28, 2016 MForm 4 →	Oct 31, 5:15 pm EDT	Payson F SwaffieldOther	107,988	$29.39	$3,173,605	750,659	—	plan?
Oct 27, 2016 SForm 4 →	Oct 31, 12:46 pm EDT	Thomas E Faust Jr.CEO, Director	166,789	$35.94	$5,994,847	2,694,496	−5.83%	plan?
Oct 24, 2016 SForm 4 →	Oct 26, 12:38 pm EDT	Leo I Higdon Jr.Director	8,197	$37.66	$308,704	5,756	−58.7%	plan?
Oct 24, 2016 MForm 4 →	Oct 26, 12:38 pm EDT	Leo I Higdon Jr.Director	8,197	$29.39	$240,898	13,953	—	plan?
Sep 19, 2016 SForm 4 →	Sep 21, 3:01 pm EDT	Dorothy E PuhyDirector	6,197	$38.75	$240,123	9,590	−39.3%	plan?
Sep 19, 2016 MForm 4 →	Sep 21, 3:01 pm EDT	Dorothy E PuhyDirector	8,197	$29.39	$240,898	15,787	—	plan?
Sep 16, 2016 MForm 4 →	Sep 19, 5:31 pm EDT	Jeffrey P BealeChief Administrative Officer	3,402	$29.39	$99,980	343,149	—	plan?
Sep 2, 2016 SForm 4 →	Sep 6, 5:22 pm EDT	Matthew J WitkosOther	94,408	$40.08	$3,783,835	197,077	−32.4%	plan?
Aug 30, 2016 GMForm 4 →	Sep 6, 5:22 pm EDT	Matthew J WitkosOther	95,658	$25.39	$2,397,034	291,485	—	plan? late
Aug 29, 2016 SForm 4 →	Aug 31, 12:31 pm EDT	Brian D. LangstraatDirector	38,012	$39.79	$1,512,547	69,700	−35.3%	plan?
Aug 29, 2016 MForm 4 →	Aug 31, 12:31 pm EDT	Brian D. LangstraatDirector	38,012	$29.39	$1,117,119	107,712	—	plan?
Aug 22, 2016 SForm 4 →	Aug 24, 2:20 pm EDT	Jeffrey P BealeChief Administrative Officer	53,153	$39.58	$2,103,652	340,747	−13.5%	plan?
Jun 23, 2016 SForm 4 →	Jun 24, 2:17 pm EDT	Winthrop H Smith Jr.Director	8,197	$37.20	$304,893	9,000	−47.7%	plan?
Jun 23, 2016 MForm 4 →	Jun 24, 2:17 pm EDT	Winthrop H Smith Jr.Director	8,197	$29.39	$240,898	17,197	—	plan?
May 2, 2016 ADForm 4 →	Jul 11, 3:07 pm EDT	Edward J. PerkinChief Equity Inv. Officer	2,892	$34.82	$100,703	93,309	—	plan? late
Mar 1, 2016 SForm 4 →	Mar 3, 11:43 am EST	Dorothy E PuhyDirector	2,500	$30.18	$75,450	7,590	−24.8%	plan?
Mar 1, 2016 MForm 4 →	Mar 3, 11:43 am EST	Dorothy E PuhyDirector	5,840	$27.32	$159,545	10,090	—	plan?
Jan 20, 2016 PForm 4 →	Jan 22, 9:06 am EST	Winthrop H Smith Jr.Director	1,000	$26.89	$26,894	9,000	+12.5%	plan?
Jan 15, 2016 PForm 4 →	Jan 20, 12:28 pm EST	Winthrop H Smith Jr.Director	1,000	$26.93	$26,925	8,000	+14.3%	plan?
Jan 11, 2016 PForm 4 →	Jan 12, 3:27 pm EST	Winthrop H Smith Jr.Director	1,000	$28.42	$28,420	7,000	+16.7%	plan?
Dec 7, 2015 SForm 4 →	Dec 9, 9:48 am EST	Leo I Higdon Jr.Director	8,402	$36.08	$303,137	6,321	−57.1%	plan?
Dec 7, 2015 MForm 4 →	Dec 9, 9:48 am EST	Leo I Higdon Jr.Director	8,402	$26.92	$226,174	14,723	—	plan?
Dec 3, 2015 GForm 4 →	Feb 16, 2016, 1:35 pm EST	Leo I Higdon Jr.Director	565	—	—	5,756	—	plan? late
Nov 16, 2015 AForm 5 →	Dec 15, 2016, 4:46 pm EST	Thomas E Faust Jr.CEO, Director	171	$32.69	$5,590	2,663,537	—	plan?
Nov 3, 2015 AFForm 4 →	Nov 5, 3:17 pm EST	Payson F SwaffieldOther	50,773	$36.79	$179,278	642,671	—	plan?
Nov 3, 2015 AFForm 4 →	Nov 5, 2:47 pm EST	Thomas E Faust Jr.CEO, Director	91,292	$36.79	$316,100	2,663,063	—	plan?
Nov 3, 2015 AFForm 4 →	Nov 5, 2:31 pm EST	Matthew J WitkosOther	28,419	$36.79	$47,054	198,327	—	plan?
Nov 3, 2015 AFForm 4 →	Nov 5, 2:31 pm EST	Laurie G HyltonChief Financial Officer	14,523	$36.79	$35,429	169,881	—	plan?
Nov 3, 2015 AFForm 4 →	Nov 5, 2:31 pm EST	Jeffrey P BealeChief Administrative Officer	14,864	$36.79	$37,673	340,104	—	plan?
Nov 3, 2015 AFForm 4 →	Nov 5, 2:05 pm EST	Edward J. PerkinChief Equity Inv. Officer	28,828	$36.79	$33,405	78,072	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 7, 2017 MForm 4 →	Jun 8, 4:19 pm EDT	Matthew J WitkosOther	43,637	—	—	0	—
Jun 7, 2017 MForm 4 →	Jun 8, 3:57 pm EDT	Winthrop H Smith Jr.Director	21,885	—	—	0	—
Jun 6, 2017 MForm 4 →	Jun 7, 2:18 pm EDT	Dorothy E PuhyDirector	4,883	—	—	0	—
May 15, 2017 AForm 4 →	May 15, 2:36 pm EDT	Richard A Spillane Jr.Director	25	—	—	1,567	—
May 15, 2017 AForm 4 →	May 15, 2:29 pm EDT	Winthrop H Smith Jr.Director	25	—	—	1,567	—
May 15, 2017 AForm 4 →	May 15, 2:24 pm EDT	Dorothy E PuhyDirector	25	—	—	1,567	—
May 15, 2017 AForm 4 →	May 15, 2:18 pm EDT	Leo I Higdon Jr.Director	25	—	—	1,567	—
May 15, 2017 AForm 4 →	May 15, 2:13 pm EDT	Ann E BermanDirector	25	—	—	1,567	—
Feb 15, 2017 AForm 4 →	Feb 15, 3:03 pm EST	Richard A Spillane Jr.Director	23	—	—	1,556	—
Feb 15, 2017 AForm 4 →	Feb 15, 2:51 pm EST	Winthrop H Smith Jr.Director	23	—	—	1,556	—
Feb 15, 2017 AForm 4 →	Feb 15, 2:34 pm EST	Dorothy E PuhyDirector	23	—	—	1,556	—
Feb 15, 2017 AForm 4 →	Feb 15, 2:20 pm EST	Leo I Higdon Jr.Director	23	—	—	1,556	—
Feb 15, 2017 AForm 4 →	Feb 15, 2:04 pm EST	Ann E BermanDirector	23	—	—	1,556	—
Jan 25, 2017 MForm 4 →	Jan 26, 3:25 pm EST	Frederick S MariusChief Legal Officer	45,893	—	—	24,525	—
Jan 20, 2017 MForm 4 →	Jan 24, 12:33 pm EST	Matthew J WitkosOther	84,085	—	—	4,088	—
Dec 8, 2016 MForm 4 →	Dec 8, 6:25 pm EST	Ann E BermanDirector	13,188	—	—	0	—
Dec 7, 2016 MForm 4 →	Dec 8, 6:10 pm EST	Winthrop H Smith Jr.Director	5,943	—	—	0	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:23 am EST	Richard A Spillane Jr.Director	12	—	—	1,546	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:18 am EST	Winthrop H Smith Jr.Director	12	—	—	1,546	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:14 am EST	Dorothy E PuhyDirector	12	—	—	1,546	—
Nov 15, 2016 AForm 4 →	Nov 17, 10:03 am EST	Leo I Higdon Jr.Director	12	—	—	1,546	—
Nov 15, 2016 AForm 4 →	Nov 17, 9:57 am EST	Ann E BermanDirector	12	—	—	1,546	—
Nov 3, 2016 AMForm 4 →	Nov 7, 2:18 pm EST	Richard A Spillane Jr.Director	1,459	—	—	0	—
Nov 3, 2016 AMForm 4 →	Nov 7, 2:14 pm EST	Winthrop H Smith Jr.Director	1,459	—	—	0	—
Nov 3, 2016 AMForm 4 →	Nov 7, 2:10 pm EST	Dorothy E PuhyDirector	1,459	—	—	0	—
Nov 3, 2016 AMForm 4 →	Nov 7, 1:28 pm EST	Leo I Higdon Jr.Director	1,459	—	—	0	—
Nov 3, 2016 AMForm 4 →	Nov 7, 1:21 pm EST	Ann E BermanDirector	1,459	—	—	0	—
Nov 1, 2016 AForm 4 →	Nov 3, 4:14 pm EDT	Matthew J WitkosOther	127,340	—	—	127,340	—
Nov 1, 2016 AForm 4 →	Nov 3, 4:14 pm EDT	Payson F SwaffieldOther	212,180	—	—	212,180	—
Nov 1, 2016 AForm 4 →	Nov 3, 4:14 pm EDT	Edward J. PerkinChief Equity Inv. Officer	50,260	—	—	50,260	—
Nov 1, 2016 AForm 4 →	Nov 3, 4:13 pm EDT	Frederick S MariusChief Legal Officer	34,600	—	—	34,600	—
Nov 1, 2016 AForm 4 →	Nov 3, 3:26 pm EDT	Brian D. LangstraatDirector	190,960	—	—	190,960	—
Nov 1, 2016 AForm 4 →	Nov 3, 3:26 pm EDT	Laurie G HyltonChief Financial Officer	58,380	—	—	58,380	—
Nov 1, 2016 AForm 4 →	Nov 3, 3:26 pm EDT	Thomas E Faust Jr.CEO, Director	446,700	—	—	446,700	—
Nov 1, 2016 AForm 4 →	Nov 3, 3:25 pm EDT	Jeffrey P BealeChief Administrative Officer	57,460	—	—	57,460	—
Nov 1, 2016 AForm 4 →	Nov 2, 6:43 pm EDT	Winthrop H Smith Jr.Director	13,786	—	—	2,009	—
Nov 1, 2016 AForm 4 →	Nov 2, 6:43 pm EDT	Richard A Spillane Jr.Director	13,786	—	—	2,009	—
Nov 1, 2016 AForm 4 →	Nov 2, 6:42 pm EDT	Leo I Higdon Jr.Director	13,786	—	—	2,009	—
Nov 1, 2016 AForm 4 →	Nov 2, 6:42 pm EDT	Dorothy E PuhyDirector	13,786	—	—	2,009	—
Nov 1, 2016 AForm 4 →	Nov 2, 6:42 pm EDT	Ann E BermanDirector	13,786	—	—	2,009	—
Oct 31, 2016 MForm 4 →	Nov 1, 3:18 pm EDT	Thomas E Faust Jr.CEO, Director	28,086	—	—	0	—
Oct 31, 2016 MForm 4 →	Nov 1, 3:18 pm EDT	Laurie G HyltonChief Financial Officer	31,864	—	—	0	—
Oct 28, 2016 MForm 4 →	Oct 31, 5:15 pm EDT	Payson F SwaffieldOther	107,988	—	—	0	—
Oct 27, 2016 MForm 4 →	Oct 31, 12:46 pm EDT	Thomas E Faust Jr.CEO, Director	187,889	—	—	28,086	—
Oct 24, 2016 MForm 4 →	Oct 26, 12:38 pm EDT	Leo I Higdon Jr.Director	8,197	—	—	0	—
Sep 19, 2016 MForm 4 →	Sep 21, 3:01 pm EDT	Dorothy E PuhyDirector	8,197	—	—	0	—
Sep 16, 2016 MForm 4 →	Sep 19, 5:31 pm EDT	Jeffrey P BealeChief Administrative Officer	3,402	—	—	1	—
Sep 2, 2016 MForm 4 →	Sep 6, 5:22 pm EDT	Matthew J WitkosOther	94,408	—	—	4,659	—
Aug 29, 2016 MForm 4 →	Aug 31, 12:31 pm EDT	Brian D. LangstraatDirector	38,012	—	—	0	—
Aug 22, 2016 MForm 4 →	Aug 24, 2:20 pm EDT	Jeffrey P BealeChief Administrative Officer	53,153	—	—	3,403	—
Aug 15, 2016 AForm 4 →	Aug 16, 10:13 am EDT	Leo I Higdon Jr.Director	22	—	—	1,437	—
Aug 15, 2016 AForm 4 →	Aug 16, 10:13 am EDT	Richard A Spillane Jr.Director	22	—	—	1,437	—
Aug 15, 2016 AForm 4 →	Aug 16, 10:13 am EDT	Winthrop H Smith Jr.Director	22	—	—	1,437	—
Aug 15, 2016 AForm 4 →	Aug 16, 10:12 am EDT	Dorothy E PuhyDirector	22	—	—	1,437	—
Aug 15, 2016 AForm 4 →	Aug 16, 10:12 am EDT	Ann E BermanDirector	22	—	—	1,437	—
Jun 23, 2016 MForm 4 →	Jun 24, 2:17 pm EDT	Winthrop H Smith Jr.Director	8,197	$29.39	$240,898	0	—
May 13, 2016 AForm 4 →	May 13, 2:32 pm EDT	Richard A Spillane Jr.Director	23	—	—	1,426	—
May 13, 2016 AForm 4 →	May 13, 2:32 pm EDT	Winthrop H Smith Jr.Director	23	—	—	1,426	—
May 13, 2016 AForm 4 →	May 13, 2:32 pm EDT	Dorothy E PuhyDirector	23	—	—	1,426	—
May 13, 2016 AForm 4 →	May 13, 2:32 pm EDT	Leo I Higdon Jr.Director	23	—	—	1,426	—
May 13, 2016 AForm 4 →	May 13, 2:32 pm EDT	Ann E BermanDirector	23	—	—	1,426	—
Mar 1, 2016 MForm 4 →	Mar 3, 11:43 am EST	Dorothy E PuhyDirector	5,840	—	—	0	—
Feb 12, 2016 AForm 4 →	Feb 16, 1:44 pm EST	Richard A Spillane Jr.Director	29	—	—	1,415	—
Feb 12, 2016 AForm 4 →	Feb 16, 1:36 pm EST	Ann E BermanDirector	29	—	—	1,415	—
Feb 12, 2016 AForm 4 →	Feb 16, 1:35 pm EST	Leo I Higdon Jr.Director	29	—	—	1,415	—
Feb 12, 2016 AForm 4 →	Feb 16, 1:35 pm EST	Dorothy E PuhyDirector	29	—	—	1,415	—
Feb 12, 2016 AForm 4 →	Feb 16, 1:33 pm EST	Winthrop H Smith Jr.Director	29	—	—	1,415	—
Dec 7, 2015 MForm 4 →	Dec 9, 9:48 am EST	Leo I Higdon Jr.Director	8,402	—	—	0	—
Nov 13, 2015 AForm 4 →	Nov 13, 3:32 pm EST	Dorothy E PuhyDirector	11	—	—	1,401	—
Nov 13, 2015 AForm 4 →	Nov 13, 3:32 pm EST	Winthrop H Smith Jr.Director	11	—	—	1,401	—
Nov 13, 2015 AForm 4 →	Nov 13, 3:30 pm EST	Richard A Spillane Jr.Director	11	—	—	1,401	—
Nov 13, 2015 AForm 4 →	Nov 13, 3:30 pm EST	Leo I Higdon Jr.Director	11	—	—	1,401	—
Nov 13, 2015 AForm 4 →	Nov 13, 3:29 pm EST	Ann E BermanDirector	11	—	—	1,401	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:50 pm EST	Brian D. LangstraatDirector	149,020	—	—	149,020	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:41 pm EST	Frederick S MariusChief Legal Officer	31,780	—	—	31,780	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:35 pm EST	Jeffrey P BealeChief Administrative Officer	52,320	—	—	52,320	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:30 pm EST	Edward J. PerkinChief Equity Inv. Officer	90,320	—	—	90,320	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:28 pm EST	Matthew J WitkosOther	105,220	—	—	105,220	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:24 pm EST	Laurie G HyltonChief Financial Officer	51,000	—	—	51,000	—	amended
Nov 2, 2015 AForm 4 →	Nov 4, 4:18 pm EST	Thomas E Faust Jr.CEO, Director	358,340	—	—	358,340	—
Nov 2, 2015 AForm 4 →	Nov 4, 4:12 pm EST	Payson F SwaffieldOther	177,120	—	—	177,120	—
Nov 1, 2015 AMForm 4 →	Nov 3, 1:11 pm EST	Ann E BermanDirector	10,216	—	—	1,496	—
Nov 1, 2015 AMForm 4 →	Nov 3, 1:09 pm EST	Leo I Higdon Jr.Director	10,216	—	—	1,496	—
Nov 1, 2015 AMForm 4 →	Nov 3, 1:08 pm EST	Richard A Spillane Jr.Director	10,216	—	—	1,496	—
Nov 1, 2015 AMForm 4 →	Nov 3, 1:05 pm EST	Winthrop H Smith Jr.Director	10,216	—	—	1,496	—
Nov 1, 2015 AMForm 4 →	Nov 3, 1:04 pm EST	Dorothy E PuhyDirector	10,216	—	—	1,496	—
Oct 29, 2015 MForm 4 →	Oct 30, 3:49 pm EDT	Thomas E Faust Jr.CEO, Director	227,040	—	—	0	—	amended
Oct 29, 2015 MForm 4 →	Oct 30, 3:33 pm EDT	Payson F SwaffieldOther	112,270	—	—	0	—	amended
Oct 27, 2015 MForm 4 →	Oct 29, 10:07 am EDT	Laurie G HyltonChief Financial Officer	35,143	—	—	0	—	amended
Sep 18, 2015 MForm 4 →	Sep 22, 7:40 am EDT	Jeffrey P BealeChief Administrative Officer	55,510	—	—	0	—
Sep 2, 2015 MForm 4 →	Sep 3, 3:23 pm EDT	Brian D. LangstraatDirector	40,573	—	—	0	—
Aug 12, 2015 AForm 4 →	Aug 12, 3:42 pm EDT	Winthrop H Smith Jr.Director	19	—	—	1,390	—
Aug 12, 2015 AForm 4 →	Aug 12, 3:42 pm EDT	Ann E BermanDirector	19	—	—	1,390	—
Aug 12, 2015 AForm 4 →	Aug 12, 3:42 pm EDT	Richard A Spillane Jr.Director	19	—	—	1,390	—
Aug 12, 2015 AForm 4 →	Aug 12, 3:42 pm EDT	Dorothy E PuhyDirector	19	—	—	1,390	—
Aug 12, 2015 AForm 4 →	Aug 12, 3:41 pm EDT	Leo I Higdon Jr.Director	19	—	—	1,390	—
May 13, 2015 AForm 4 →	May 14, 8:42 am EDT	Richard A Spillane Jr.Director	17	—	—	1,380	—
May 13, 2015 AForm 4 →	May 14, 8:42 am EDT	Winthrop H Smith Jr.Director	17	—	—	1,380	—
May 13, 2015 AForm 4 →	May 14, 8:42 am EDT	Dorothy E PuhyDirector	17	—	—	1,380	—
May 13, 2015 AForm 4 →	May 14, 8:42 am EDT	Leo I Higdon Jr.Director	17	—	—	1,380	—