SEC Form 4 · accession 0001225208-17-018392
EATON VANCE CORP · EV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie E Rozen
Officer — Chief Accounting Officer
Period of report
Jan 11, 2017
Accepted (ET)
Dec 8, 2017 · 10:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Eaton Vance Corp. Non-voting Common StockF1 | Jan 11, 2017 | A | 2,288 | $0.00 | A | 2,288 | D | |
| Eaton Vance Corp. Non-voting Common StockF1 | Nov 1, 2017 | A | 2,380 | $0.00 | A | 4,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.