| Mar 21, 2017 PForm 4 → | Mar 23, 10:37 am EDT | JPMORGAN CHINA REGION FUND, INC.JFC | 10,000 | $18.24 | $182,410 | 474,856 | +2.15% | plan? |
| Mar 20, 2017 PForm 4 → | Mar 22, 1:28 pm EDT | KOREA EQUITY FUND INCKEF | 906 | $8.65 | $7,835 | 1,134,384 | +0.08% | plan? |
| Mar 20, 2017 PForm 4 → | Mar 22, 1:23 pm EDT | PACHOLDER HIGH YIELD FUND INCPHF | 11,457 | $7.73 | $88,593 | 1,119,411 | +1.03% | plan? |
| Mar 10, 2017 PForm 4 → | Mar 14, 11:00 am EDT | KOREA EQUITY FUND INCKEF | 12,500 | $8.19 | $102,375 | 1,133,478 | +1.12% | plan? |
| Mar 8, 2017 PForm 4 → | Mar 10, 11:52 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 6,000 | $7.85 | $47,100 | 1,107,954 | +0.54% | plan? |
| Mar 8, 2017 PForm 4 → | Mar 10, 11:48 am EST | KOREA EQUITY FUND INCKEF | 1,400 | $8.06 | $11,284 | 1,120,978 | +0.13% | plan? |
| Mar 6, 2017 PForm 4 → | Mar 8, 12:00 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 7,301 | $7.87 | $57,459 | 1,101,954 | +0.67% | plan? |
| Mar 6, 2017 PForm 4 → | Mar 8, 11:58 am EST | KOREA EQUITY FUND INCKEF | 50,402 | $8.13 | $409,777 | 1,119,578 | +4.71% | plan? |
| Feb 28, 2017 PForm 4 → | Mar 2, 1:52 pm EST | KOREA EQUITY FUND INCKEF | 55,300 | $8.24 | $455,603 | 1,069,176 | +5.45% | plan? |
| Feb 21, 2017 PForm 4 → | Feb 23, 10:22 am EST | KOREA EQUITY FUND INCKEF | 57,500 | $8.29 | $476,862 | 1,013,872 | +6.01% | plan? |
| Feb 17, 2017 PForm 4 → | Feb 22, 9:34 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 2,000 | $7.83 | $15,652 | 1,094,653 | +0.18% | plan? |
| Feb 16, 2017 PForm 4 → | Feb 21, 11:05 am EST | KOREA EQUITY FUND INCKEF | 62,246 | $8.19 | $509,859 | 956,372 | +6.96% | plan? |
| Feb 14, 2017 PForm 4 → | Feb 16, 12:13 pm EST | KOREA EQUITY FUND INCKEF | 7,400 | $8.20 | $60,675 | 894,126 | +0.83% | plan? |
| Feb 9, 2017 PForm 4 → | Feb 14, 1:22 pm EST | KOREA EQUITY FUND INCKEF | 48,900 | $8.18 | $400,002 | 886,726 | +5.84% | plan? late |
| Feb 8, 2017 PForm 4 → | Feb 9, 1:36 pm EST | KOREA EQUITY FUND INCKEF | 50,000 | $8.14 | $407,000 | 837,826 | +6.35% | plan? |
| Feb 7, 2017 PForm 4 → | Feb 9, 12:34 pm EST | PUTNAM HIGH INCOME SECURITIES FUNDPCF | 7,584 | $8.50 | $64,480 | 1,091,947 | +0.70% | plan? |
| Feb 7, 2017 PForm 4 → | Feb 9, 12:08 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 12,174 | $7.78 | $94,720 | 1,092,653 | +1.13% | plan? |
| Feb 3, 2017 PForm 4 → | Feb 7, 1:17 pm EST | PUTNAM HIGH INCOME SECURITIES FUNDPCF | 59,526 | $8.44 | $502,570 | 1,084,363 | +5.81% | plan? |
| Feb 2, 2017 PForm 4 → | Feb 6, 1:14 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 6,928 | $7.75 | $53,692 | 1,080,479 | +0.65% | plan? |
| Feb 1, 2017 PForm 4 → | Feb 3, 10:06 am EST | PUTNAM HIGH INCOME SECURITIES FUNDPCF | 18,169 | $8.42 | $152,993 | 1,024,837 | +1.80% | plan? |
| Jan 31, 2017 PForm 4 → | Feb 2, 11:59 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 19,621 | $7.76 | $152,312 | 1,073,551 | +1.86% | plan? |
| Jan 30, 2017 PForm 4 → | Feb 1, 9:56 am EST | PUTNAM HIGH INCOME SECURITIES FUNDPCF | 31,812 | $8.38 | $266,582 | 1,006,668 | +3.26% | plan? |
| Jan 27, 2017 PForm 4 → | Jan 31, 12:59 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 5,300 | $7.78 | $41,231 | 1,053,930 | +0.51% | plan? |
| Jan 26, 2017 PForm 4 → | Jan 30, 3:28 pm EST | PUTNAM HIGH INCOME SECURITIES FUNDPCF | 43,818 | $8.43 | $369,505 | 974,856 | +4.71% | plan? |
| Jan 25, 2017 PForm 4 → | Jan 27, 1:03 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 3,073 | $7.74 | $23,790 | 1,048,630 | +0.29% | plan? |
| Dec 15, 2016 SForm 4 → | Dec 16, 11:47 am EST | NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCNRO | 45,096 | $5.30 | $238,806 | 4,295,140 | −1.04% | plan? |
| Dec 14, 2016 PForm 4 → | Dec 16, 10:49 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 1,780 | $7.20 | $12,815 | 1,045,557 | +0.17% | plan? |
| Dec 13, 2016 SForm 4 → | Dec 15, 10:59 am EST | NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCNRO | 91,134 | $5.32 | $485,209 | 4,340,236 | −2.06% | plan? |
| Dec 12, 2016 PForm 4 → | Dec 14, 10:52 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 10,516 | $7.20 | $75,680 | 1,043,777 | +1.02% | plan? |
| Dec 8, 2016 PForm 4 → | Dec 12, 11:15 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 1,267 | $13.13 | $16,635 | 1,179,781 | +0.11% | plan? |
| Dec 7, 2016 PForm 4 → | Dec 9, 10:29 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 11,469 | $7.13 | $81,752 | 1,033,261 | +1.12% | plan? |
| Dec 6, 2016 PForm 4 → | Dec 8, 9:42 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 1,327 | $13.13 | $17,423 | 1,178,514 | +0.11% | plan? |
| Dec 5, 2016 PForm 4 → | Dec 7, 12:20 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 21,336 | $7.10 | $151,444 | 1,021,792 | +2.13% | plan? |
| Dec 2, 2016 PForm 4 → | Dec 6, 10:35 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 10,830 | $13.20 | $142,924 | 1,177,187 | +0.93% | plan? |
| Dec 1, 2016 PForm 4 → | Dec 5, 9:38 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 5,318 | $7.08 | $37,649 | 1,000,456 | +0.53% | plan? |
| Nov 30, 2016 PForm 4 → | Dec 2, 10:56 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 8,179 | $13.08 | $106,977 | 1,166,357 | +0.71% | plan? |
| Nov 29, 2016 PForm 4 → | Dec 1, 10:04 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 540 | $7.00 | $3,782 | 995,138 | +0.05% | plan? |
| Nov 28, 2016 PForm 4 → | Nov 30, 11:49 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 12,078 | $12.95 | $156,425 | 1,158,178 | +1.05% | plan? |
| Nov 25, 2016 PForm 4 → | Nov 29, 12:20 pm EST | PACHOLDER HIGH YIELD FUND INCPHF | 11,449 | $6.98 | $79,887 | 994,598 | +1.16% | plan? |
| Nov 23, 2016 PForm 4 → | Nov 28, 10:33 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 7,635 | $13.05 | $99,630 | 1,146,100 | +0.67% | plan? |
| Nov 22, 2016 PForm 4 → | Nov 25, 11:05 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 3,843 | $7.00 | $26,912 | 983,149 | +0.39% | plan? |
| Nov 21, 2016 PForm 4 → | Nov 23, 11:53 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 5,355 | $13.03 | $69,793 | 1,138,465 | +0.47% | plan? |
| Nov 18, 2016 PForm 4 → | Nov 22, 8:51 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 4,441 | $6.94 | $30,835 | 979,306 | +0.46% | plan? |
| Nov 17, 2016 PForm 4 → | Nov 21, 11:26 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 1,704 | $12.90 | $21,975 | 1,133,110 | +0.15% | plan? |
| Nov 14, 2016 PForm 4 → | Nov 16, 10:20 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 9,384 | $12.88 | $120,849 | 1,131,406 | +0.84% | plan? |
| Nov 11, 2016 PForm 4 → | Nov 15, 11:52 am EST | PACHOLDER HIGH YIELD FUND INCPHF | 8,335 | $6.71 | $55,969 | 974,865 | +0.86% | plan? |
| Nov 9, 2016 PForm 4 → | Nov 14, 9:30 am EST | Nuveen Long/Short Commodity Total Return FundCTF | 24,356 | $13.06 | $318,011 | 1,122,022 | +2.22% | plan? late |
| Nov 7, 2016 PForm 4 → | Nov 9, 2:20 pm EST | Nuveen Long/Short Commodity Total Return FundCTF | 5,569 | $13.03 | $72,571 | 1,097,666 | +0.51% | plan? |
| Nov 3, 2016 PForm 4 → | Nov 7, 2:27 pm EST | Nuveen Long/Short Commodity Total Return FundCTF | 7,775 | $13.04 | $101,357 | 1,092,097 | +0.72% | plan? |
| Nov 1, 2016 PForm 4 → | Nov 3, 11:37 am EDT | Nuveen Long/Short Commodity Total Return FundCTF | 7,942 | $13.02 | $103,434 | 1,084,322 | +0.74% | plan? |
| Oct 31, 2016 SForm 4 → | Nov 1, 11:52 am EDT | PACHOLDER HIGH YIELD FUND INCPHF | 10,436 | $7.01 | $73,156 | 964,292 | −1.07% | plan? |
| Oct 28, 2016 PForm 4 → | Nov 1, 2:07 pm EDT | Nuveen Long/Short Commodity Total Return FundCTF | 7,692 | $13.33 | $102,568 | 1,076,380 | +0.72% | plan? |
| Oct 19, 2016 PForm 4 → | Oct 21, 11:49 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 11,200 | $8.89 | $99,559 | 1,951,679 | +0.58% | plan? |
| Oct 5, 2016 PForm 4 → | Oct 7, 12:01 pm EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 1,500 | $9.11 | $13,670 | 1,940,479 | +0.08% | plan? |
| Sep 30, 2016 PForm 4 → | Oct 4, 10:10 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 15,004 | $9.10 | $136,595 | 1,938,979 | +0.78% | plan? |
| Sep 28, 2016 PForm 4 → | Sep 30, 11:58 am EDT | Nuveen Global Equity Income FundJGV | 18,049 | $11.89 | $214,570 | 2,194,974 | +0.83% | plan? |
| Sep 27, 2016 PForm 4 → | Sep 29, 9:57 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 25,224 | $9.03 | $227,669 | 1,923,975 | +1.33% | plan? |
| Sep 22, 2016 PForm 4 → | Sep 26, 10:16 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 105,206 | $9.08 | $954,760 | 1,898,751 | +5.87% | plan? |
| Sep 21, 2016 PForm 4 → | Sep 23, 12:44 pm EDT | Nuveen Global Equity Income FundJGV | 51,143 | $11.86 | $606,305 | 2,176,925 | +2.41% | plan? |
| Sep 20, 2016 PForm 4 → | Sep 22, 11:51 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 89,240 | $9.00 | $803,072 | 1,793,545 | +5.24% | plan? |
| Sep 19, 2016 PForm 4 → | Sep 21, 9:42 am EDT | Nuveen Global Equity Income FundJGV | 1,000 | $11.78 | $11,781 | 2,125,782 | +0.05% | plan? |
| Sep 16, 2016 PForm 4 → | Sep 20, 10:03 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 9,795 | $8.96 | $87,798 | 1,704,305 | +0.58% | plan? |
| Sep 15, 2016 PForm 4 → | Sep 19, 10:19 am EDT | Nuveen Global Equity Income FundJGV | 25,500 | $11.70 | $298,367 | 2,124,782 | +1.21% | plan? |
| Sep 13, 2016 PForm 4 → | Sep 15, 10:29 am EDT | Virtus Total Return FundDCA | 74,407 | $4.53 | $336,983 | 4,190,476 | +1.81% | plan? |
| Sep 12, 2016 PForm 4 → | Sep 14, 12:32 pm EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 640 | $9.07 | $5,805 | 1,694,510 | +0.04% | plan? |
| Sep 12, 2016 PForm 4 → | Sep 14, 12:30 pm EDT | Nuveen Global Equity Income FundJGV | 8,021 | $12.00 | $96,236 | 2,099,282 | +0.38% | plan? |
| Sep 8, 2016 PForm 4 → | Sep 12, 9:45 am EDT | Virtus Total Return FundDCA | 137,637 | $4.64 | $638,747 | 4,116,069 | +3.46% | plan? |
| Sep 8, 2016 SForm 4 → | Sep 12, 9:42 am EDT | PACHOLDER HIGH YIELD FUND INCPHF | 12,866 | $7.22 | $92,894 | 974,728 | −1.30% | plan? |
| Sep 7, 2016 PForm 4 → | Sep 9, 9:21 am EDT | Nuveen Global Equity Income FundJGV | 21,500 | $12.27 | $263,748 | 2,091,261 | +1.04% | plan? |
| Sep 6, 2016 PForm 4 → | Sep 8, 9:33 am EDT | Virtus Total Return FundDCA | 56,478 | $4.67 | $263,950 | 3,978,432 | +1.44% | plan? |
| Sep 2, 2016 PForm 4 → | Sep 7, 9:53 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 3,546 | $9.18 | $32,557 | 1,693,870 | +0.21% | plan? |
| Sep 2, 2016 PForm 4 → | Sep 7, 9:51 am EDT | Nuveen Global Equity Income FundJGV | 37,634 | $12.22 | $459,737 | 2,069,761 | +1.85% | plan? |
| Sep 2, 2016 SForm 4 → | Sep 7, 9:48 am EDT | PACHOLDER HIGH YIELD FUND INCPHF | 1,017 | $7.24 | $7,363 | 987,594 | −0.10% | plan? |
| Aug 31, 2016 SForm 4 → | Sep 2, 11:14 am EDT | PACHOLDER HIGH YIELD FUND INCPHF | 5,234 | $7.22 | $37,793 | 988,611 | −0.53% | plan? |
| Aug 31, 2016 PForm 4 → | Sep 2, 11:11 am EDT | Nuveen Global Equity Income FundJGV | 30,149 | $12.13 | $365,777 | 2,032,127 | +1.51% | plan? |
| Aug 29, 2016 SForm 4 → | Aug 31, 1:38 pm EDT | PACHOLDER HIGH YIELD FUND INCPHF | 3,653 | $7.22 | $26,380 | 993,845 | −0.37% | plan? |
| Aug 29, 2016 PForm 4 → | Aug 31, 1:36 pm EDT | Nuveen Global Equity Income FundJGV | 45,457 | $12.17 | $553,096 | 2,001,978 | +2.32% | plan? |
| Aug 29, 2016 PForm 4 → | Aug 31, 1:32 pm EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 15,640 | $9.13 | $142,735 | 1,690,324 | +0.93% | plan? |
| Aug 25, 2016 PForm 4 → | Aug 29, 11:59 am EDT | Nuveen Global Equity Income FundJGV | 8,100 | $12.13 | $98,232 | 1,956,521 | +0.42% | plan? |
| Aug 25, 2016 PForm 4 → | Aug 29, 11:57 am EDT | Cushing Renaissance FundSZC | 8,432 | $16.56 | $139,634 | 459,250 | +1.87% | plan? |
| Aug 23, 2016 PForm 4 → | Aug 25, 12:18 pm EDT | Cushing Renaissance FundSZC | 3,440 | $16.50 | $56,743 | 450,818 | +0.77% | plan? |
| Aug 23, 2016 PForm 4 → | Aug 25, 11:52 am EDT | Nuveen Global Equity Income FundJGV | 20,169 | $12.17 | $245,467 | 1,948,421 | +1.05% | plan? |
| Aug 22, 2016 PForm 4 → | Aug 24, 10:51 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 58,688 | $9.12 | $535,192 | 1,674,684 | +3.63% | plan? |
| Aug 19, 2016 PForm 4 → | Aug 23, 12:31 pm EDT | Nuveen Global Equity Income FundJGV | 5,091 | $12.07 | $61,431 | 1,928,252 | +0.26% | plan? |
| Aug 18, 2016 PForm 4 → | Aug 22, 11:00 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 10,746 | $9.10 | $97,813 | 1,615,996 | +0.67% | plan? |
| Aug 18, 2016 PForm 4 → | Aug 22, 10:57 am EDT | Cushing Renaissance FundSZC | 2,916 | $16.37 | $47,747 | 447,378 | +0.66% | plan? |
| Aug 17, 2016 PForm 4 → | Aug 19, 10:47 am EDT | Nuveen Global Equity Income FundJGV | 15,101 | $12.11 | $182,870 | 1,923,161 | +0.79% | plan? |
| Aug 16, 2016 PForm 4 → | Aug 18, 9:44 am EDT | Cushing Renaissance FundSZC | 7,028 | $16.15 | $113,504 | 444,462 | +1.61% | plan? |
| Aug 15, 2016 PForm 4 → | Aug 17, 9:40 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 300 | $9.13 | $2,739 | 1,605,250 | +0.02% | plan? |
| Aug 12, 2016 PForm 4 → | Aug 16, 10:45 am EDT | Virtus Total Return FundDCA | 33,261 | $4.61 | $153,361 | 3,921,954 | +0.86% | plan? |
| Aug 12, 2016 PForm 4 → | Aug 16, 10:42 am EDT | Nuveen Global Equity Income FundJGV | 22,935 | $12.17 | $279,031 | 1,908,060 | +1.22% | plan? |
| Aug 12, 2016 PForm 4 → | Aug 16, 10:35 am EDT | Cushing Renaissance FundSZC | 4,460 | $16.13 | $71,941 | 437,434 | +1.03% | plan? |
| Aug 11, 2016 PForm 4 → | Aug 15, 10:39 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 4,345 | $9.09 | $39,475 | 1,604,950 | +0.27% | plan? |
| Aug 10, 2016 PForm 4 → | Aug 12, 11:34 am EDT | Nuveen Global Equity Income FundJGV | 3,107 | $12.11 | $37,624 | 1,885,125 | +0.17% | plan? |
| Aug 10, 2016 PForm 4 → | Aug 12, 11:16 am EDT | Cushing Renaissance FundDCA | 2,880 | $15.77 | $45,408 | 432,974 | +0.67% | plan? |
| Aug 10, 2016 PForm 4 → | Aug 12, 10:38 am EDT | Virtus Total Return FundDCA | 16,816 | $4.58 | $76,981 | 3,888,693 | +0.43% | plan? |
| Aug 9, 2016 PForm 4 → | Aug 11, 12:34 pm EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 2,810 | $9.08 | $25,528 | 1,600,605 | +0.18% | plan? |
| Aug 8, 2016 PForm 4 → | Aug 10, 9:57 am EDT | Virtus Total Return FundDCA | 63,934 | $4.56 | $291,700 | 3,871,877 | +1.68% | plan? |
| Aug 8, 2016 PForm 4 → | Aug 10, 9:55 am EDT | Nuveen Global Equity Income FundJGV | 35,404 | $12.04 | $426,419 | 1,882,018 | +1.92% | plan? |
| Aug 5, 2016 PForm 4 → | Aug 9, 9:50 am EDT | FIRST TRUST DIVIDEND & INCOME FUNDFAV | 73,574 | $9.07 | $666,966 | 1,597,795 | +4.83% | plan? |