Company · CIK 0001430592 · SIC 6282 — Investment Advice
Financial Engines, Inc. · FNGN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:38 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 7,990 | $34.47 | $94,448 | 93,518 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:35 pm EST | Jeffrey C GraceOther | 1,510 | $34.47 | $14,236 | 14,792 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:29 pm EST | Mark Peter CostelloEVP, Service Delivery | 2,529 | $34.47 | $21,371 | 3,886 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:28 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 5,581 | $34.47 | $52,567 | 2,531 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:26 pm EST | Michael Jerome CampbellEVP, Technology | 2,627 | $34.47 | $24,749 | 29,725 | — | plan? |
| Nov 11, 2015 FMForm 4 → | Nov 12, 6:25 pm EST | Anne Tuttle CappelEVP, General Counsel | 2,627 | $34.47 | $24,749 | 9,940 | — | plan? |
| Nov 3, 2015 SForm 4 → | Nov 23, 5:14 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,032 | $34.45 | $35,552 | 10,592 | −8.88% | plan? late |
| Nov 3, 2015 MForm 4 → | Nov 23, 5:14 pm EST | Anne Tuttle CappelEVP, General Counsel | 411 | $21.39 | $8,791 | 11,624 | — | plan? late |
| Nov 3, 2015 SForm 4 → | Nov 4, 7:35 pm EST | Anne Tuttle CappelEVP, General Counsel | 3,589 | $33.40 | $119,873 | 8,749 | −29.1% | plan? |
| Nov 3, 2015 MForm 4 → | Nov 4, 7:35 pm EST | Anne Tuttle CappelEVP, General Counsel | 3,589 | $21.39 | $76,769 | 12,338 | — | plan? |
| Nov 3, 2015 SForm 4 → | Nov 4, 7:31 pm EST | Michael Jerome CampbellEVP, Technology | 19,713 | $33.65 | $663,342 | 28,534 | −40.9% | plan? |
| Nov 3, 2015 MForm 4 → | Nov 4, 7:31 pm EST | Michael Jerome CampbellEVP, Technology | 8,611 | $7.50 | $64,583 | 48,247 | — | plan? |
| Oct 26, 2015 MForm 4 → | Oct 27, 6:31 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 28,693 | $6.97 | $199,991 | 91,008 | — | plan? |
| Aug 20, 2015 SForm 4 → | Aug 21, 5:31 pm EDT | Joseph GrundfestDirector | 5,500 | $34.89 | $191,890 | 210,000 | −2.55% | plan? |
| Aug 14, 2015 SForm 4 → | Aug 18, 4:57 pm EDT | Joseph GrundfestDirector | 14,500 | $36.25 | $525,577 | 215,500 | −6.30% | plan? |
| Aug 13, 2015 SForm 4 → | Aug 14, 5:11 pm EDT | Joseph GrundfestDirector | 15,000 | $36.51 | $547,694 | 230,000 | −6.12% | plan? |
| Aug 10, 2015 SForm 4 → | Aug 11, 8:59 pm EDT | Joseph GrundfestDirector | 15,000 | $40.19 | $602,790 | 245,000 | −5.77% | plan? |
| Aug 10, 2015 SForm 4 → | Aug 11, 7:27 pm EDT | Michael Jerome CampbellEVP, Technology | 9,857 | $40.45 | $398,716 | 39,636 | −19.9% | plan? |
| Aug 10, 2015 MForm 4 → | Aug 11, 7:27 pm EDT | Michael Jerome CampbellEVP, Technology | 4,306 | $7.50 | $32,295 | 49,493 | — | plan? |
| Aug 3, 2015 SForm 4 → | Aug 4, 5:48 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | $45.61 | $228,028 | 8,374 | −37.4% | plan? |
| Aug 3, 2015 MForm 4 → | Aug 4, 5:48 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | $7.50 | $37,500 | 13,374 | — | plan? |
| Jul 31, 2015 SForm 4 → | Aug 3, 5:55 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | $45.95 | $113,497 | 45,187 | −5.18% | plan? |
| Jul 31, 2015 MForm 4 → | Aug 3, 5:55 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | $6.51 | $16,080 | 47,657 | — | plan? |
| Jul 23, 2015 SForm 4 → | Jul 24, 4:50 pm EDT | Anne Tuttle CappelEVP, General Counsel | 4,000 | $44.36 | $177,428 | 8,749 | −31.4% | plan? |
| Jul 23, 2015 MForm 4 → | Jul 24, 4:50 pm EDT | Anne Tuttle CappelEVP, General Counsel | 4,000 | $21.39 | $85,560 | 12,749 | — | plan? |
| Jul 17, 2015 SForm 4 → | Jul 20, 5:23 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | $45.45 | $112,262 | 45,187 | −5.18% | plan? |
| Jul 17, 2015 MForm 4 → | Jul 20, 5:23 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | $6.51 | $16,080 | 47,657 | — | plan? |
| Jul 17, 2015 SForm 4 → | Jul 20, 5:22 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | $45.00 | $225,000 | 8,374 | −37.4% | plan? |
| Jul 17, 2015 MForm 4 → | Jul 20, 5:22 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | $7.50 | $37,500 | 13,374 | — | plan? |
| Jul 16, 2015 SForm 4 → | Jul 17, 6:45 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | $43.73 | $327,975 | 62,315 | −10.7% | plan? |
| Jul 16, 2015 MForm 4 → | Jul 17, 6:45 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | $7.99 | $59,925 | 69,815 | — | plan? |
| Jun 26, 2015 SForm 4 → | Jun 29, 6:33 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | $44.27 | $332,025 | 62,315 | −10.7% | plan? |
| Jun 26, 2015 MForm 4 → | Jun 29, 6:33 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | $7.99 | $59,925 | 69,815 | — | plan? |
| Jun 11, 2015 SForm 4 → | Jun 12, 5:10 pm EDT | Raymond J. SimsEVP and CFO | 14,000 | $43.30 | $606,178 | 2,961 | −82.5% | plan? |
| Jun 11, 2015 MForm 4 → | Jun 12, 5:10 pm EDT | Raymond J. SimsEVP and CFO | 14,000 | $25.19 | $352,590 | 16,961 | — | plan? |
| Jun 8, 2015 SForm 4 → | Jun 9, 6:45 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | $44.88 | $179,520 | 8,749 | −31.4% | plan? |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:45 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | $26.22 | $104,880 | 12,749 | — | plan? |
| Jun 8, 2015 SForm 4 → | Jun 9, 6:43 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | $45.11 | $338,325 | 62,315 | −10.7% | plan? |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:43 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | $7.99 | $59,925 | 69,815 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:17 pm EDT | David B YoffieDirector | 2,504 | — | — | 7,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:16 pm EDT | John B ShovenDirector | 2,504 | — | — | 7,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:15 pm EDT | Paul G KoontzDirector | 2,504 | — | — | 7,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:13 pm EDT | Robert A HuretDirector | 2,504 | — | — | 7,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:12 pm EDT | Blake R. GrossmanDirector | 2,504 | — | — | 22,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:11 pm EDT | Joseph GrundfestDirector | 2,504 | — | — | 7,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:10 pm EDT | Heidi FieldsDirector | 2,504 | — | — | 7,504 | — | plan? |
| May 21, 2015 MForm 4 → | May 26, 6:09 pm EDT | E. Olena Berg-LacyDirector | 2,504 | — | — | 5,629 | — | plan? |
| May 20, 2015 SForm 4 → | May 21, 5:31 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | $40.88 | $163,520 | 8,749 | −31.4% | plan? |
| May 20, 2015 MForm 4 → | May 21, 5:31 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | $21.39 | $85,560 | 12,749 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:33 pm EDT | Paul G KoontzDirector | 1,250 | — | — | 5,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:28 pm EDT | David B YoffieDirector | 1,250 | — | — | 5,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:25 pm EDT | John B ShovenDirector | 1,250 | — | — | 5,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:23 pm EDT | Robert A HuretDirector | 1,250 | — | — | 5,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:22 pm EDT | Blake R. GrossmanDirector | 1,250 | — | — | 20,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:17 pm EDT | Joseph GrundfestDirector | 1,250 | — | — | 5,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:15 pm EDT | Heidi FieldsDirector | 1,250 | — | — | 5,000 | — | plan? |
| May 16, 2015 MForm 4 → | May 19, 6:14 pm EDT | E. Olena Berg-LacyDirector | 1,250 | — | — | 3,125 | — | plan? |
| May 14, 2015 SForm 4 → | May 15, 8:03 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,030 | $40.91 | $164,867 | 8,749 | −31.5% | plan? |
| May 14, 2015 MForm 4 → | May 15, 8:03 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,030 | $20.21 | $81,440 | 12,779 | — | plan? |
| May 13, 2015 SForm 4 → | May 15, 5:17 pm EDT | Joseph GrundfestDirector | 40,000 | $40.94 | $1,637,618 | 260,000 | −13.3% | plan? |
| May 11, 2015 SForm 4 → | May 12, 4:39 pm EDT | Raymond J. SimsEVP and CFO | 15,000 | $41.77 | $626,486 | 2,961 | −83.5% | plan? |
| May 11, 2015 MForm 4 → | May 12, 4:39 pm EDT | Raymond J. SimsEVP and CFO | 15,000 | $23.00 | $345,000 | 17,961 | — | plan? |
| Apr 27, 2015 SForm 4 → | Apr 28, 4:56 pm EDT | Raymond J. SimsEVP and CFO | 6,000 | $43.88 | $263,266 | 2,961 | −67.0% | plan? |
| Apr 16, 2015 FMForm 4 → | Apr 17, 5:12 pm EDT | Michael Jerome CampbellEVP, Technology | 1,689 | $42.35 | $19,566 | 45,187 | — | plan? |
| Apr 16, 2015 FMForm 4 → | Apr 17, 5:10 pm EDT | Mark Peter CostelloEVP, Service Delivery | 1,633 | $42.35 | $17,194 | 2,597 | — | plan? |
| Mar 12, 2015 SForm 4 → | Mar 13, 4:28 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | $44.95 | $111,027 | 44,422 | −5.27% | plan? |
| Mar 12, 2015 MForm 4 → | Mar 13, 4:28 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | $6.51 | $16,080 | 46,892 | — | plan? |
| Mar 10, 2015 SForm 4 → | Mar 11, 5:22 pm EDT | Joseph GrundfestDirector | 39,199 | $42.08 | $1,649,392 | 300,000 | −11.6% | plan? |
| Mar 10, 2015 MForm 4 → | Mar 11, 5:20 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 23,529 | $4.25 | $99,998 | 62,315 | — | plan? |
| Mar 5, 2015 SForm 4 → | Mar 9, 5:30 pm EDT | Kelly O'DonnellEVP Marketing | 1,250 | $41.70 | $52,125 | 8,279 | −13.1% | plan? |
| Mar 5, 2015 MForm 4 → | Mar 9, 5:30 pm EDT | Kelly O'DonnellEVP Marketing | 1,250 | — | — | 9,529 | — | plan? |
| Feb 26, 2015 FMForm 4 → | Feb 27, 7:04 pm EST | Raymond J. SimsEVP and CFO | 2,596 | $41.45 | $28,891 | 8,961 | — | plan? |
| Feb 26, 2015 FMForm 4 → | Feb 27, 7:03 pm EST | Lawrence M. RaffonePresident & CEO, Director | 3,998 | $41.45 | $40,704 | 8,374 | — | plan? |
| Feb 26, 2015 FMForm 4 → | Feb 27, 7:01 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 3,393 | $41.45 | $38,797 | 38,786 | — | plan? |
| Feb 26, 2015 FMForm 4 → | Feb 27, 6:59 pm EST | Jeffrey C GraceOther | 740 | $41.45 | $9,368 | 14,108 | — | plan? |
| Feb 26, 2015 FMForm 4 → | Feb 27, 6:57 pm EST | Anne Tuttle CappelEVP & General Counsel | 1,231 | $41.45 | $14,010 | 8,749 | — | plan? |
| Feb 26, 2015 FMForm 4 → | Feb 27, 6:56 pm EST | Kelly O'DonnellEVP Marketing | 2,060 | $41.45 | $20,559 | 8,279 | — | plan? |
| Feb 26, 2015 SForm 4 → | Feb 27, 6:47 pm EST | E. Olena Berg-LacyDirector | 1,875 | $41.00 | $76,875 | 1,875 | −50.0% | plan? |
| Feb 24, 2015 SForm 4 → | Feb 25, 5:18 pm EST | Kelly O'DonnellEVP Marketing | 1,250 | $41.04 | $51,300 | 7,211 | −14.8% | plan? |
| Feb 24, 2015 SForm 4 → | Feb 25, 5:09 pm EST | John B ShovenDirector | 10,000 | $40.38 | $403,800 | 3,750 | −72.7% | plan? |
| Feb 24, 2015 MForm 4 → | Feb 25, 5:09 pm EST | John B ShovenDirector | 10,000 | $8.75 | $87,500 | 13,750 | — | plan? |
| Feb 6, 2015 SForm 4 → | Feb 9, 5:03 pm EST | Kelly O'DonnellEVP Marketing | 4,772 | $39.81 | $189,971 | 8,461 | −36.1% | plan? |
| Feb 6, 2015 MForm 4 → | Feb 9, 5:03 pm EST | Kelly O'DonnellEVP Marketing | 2,272 | $21.72 | $49,348 | 13,233 | — | plan? |
| Jan 28, 2015 MForm 4 → | Jan 29, 5:08 pm EST | Michael Jerome CampbellEVP, Technology | 18,529 | $4.25 | $78,748 | 44,422 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2016 MForm 4 → | Feb 22, 6:07 pm EST | Mark Peter CostelloEVP, Service Delivery | 2,272 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:04 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,621 | — | — | 0 | — | |
| Feb 18, 2016 MForm 4 → | Feb 22, 6:03 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 2,272 | — | — | 0 | — | |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:35 pm EST | Michael E. MartinDirector | 25,000 | — | — | 25,000 | — | |
| Dec 31, 2015 MForm 4 → | Jan 4, 2016, 6:00 pm EST | Mark Peter CostelloEVP, Service Delivery | 4,675 | — | — | 0 | — | |
| Dec 31, 2015 MForm 4 → | Jan 4, 2016, 5:59 pm EST | Michael Jerome CampbellEVP, Technology | 10,226 | — | — | 0 | — | |
| Nov 30, 2015 MForm 4 → | Dec 1, 7:59 pm EST | Michael Jerome CampbellEVP, Technology | 7,980 | — | — | 18,555 | — | |
| Nov 22, 2015 MForm 4 → | Nov 23, 5:18 pm EST | Mark Peter CostelloEVP, Service Delivery | 419 | — | — | 838 | — | |
| Nov 22, 2015 MForm 4 → | Nov 23, 5:15 pm EST | Michael Jerome CampbellEVP, Technology | 419 | — | — | 838 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:26 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 1,993 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:25 pm EST | Lawrence M. RaffoneCEO & President, Director | 1,993 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:24 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 858 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:23 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 1,993 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:22 pm EST | Jeffrey C GraceOther | 858 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:20 pm EST | Anne Tuttle CappelEVP, General Counsel | 995 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:19 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,143 | — | — | 0 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 7:18 pm EST | Michael Jerome CampbellEVP, Technology | 1,143 | — | — | 0 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:48 pm EST | Lawrence M. RaffoneCEO & President, Director | 2,985 | — | — | 2,985 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:46 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 1,940 | — | — | 1,940 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:46 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 748 | — | — | 748 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:44 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 2,090 | — | — | 2,090 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:43 pm EST | Jeffrey C GraceOther | 823 | — | — | 823 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:41 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,070 | — | — | 1,070 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:40 pm EST | Michael Jerome CampbellEVP, Technology | 1,070 | — | — | 1,070 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 7:38 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,045 | — | — | 1,045 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:46 pm EST | Raymond J. SimsEVP, CFO & Chief Risk Officer | 4,056 | — | — | 12,171 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:42 pm EST | Lawrence M. RaffonePresident & CEO, Director | 8,352 | — | — | 25,056 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:40 pm EST | Kelly O'DonnellEVP Business Ops & Corp Mktg | 3,341 | — | — | 10,023 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:38 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 5,250 | — | — | 15,750 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:35 pm EST | Jeffrey C GraceOther | 1,097 | — | — | 3,294 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:29 pm EST | Mark Peter CostelloEVP, Service Delivery | 1,909 | — | — | 5,728 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:28 pm EST | Chung Meng CheongEVP, Product & Consumer Mktg | 4,056 | — | — | 12,171 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:26 pm EST | Michael Jerome CampbellEVP, Technology | 1,909 | — | — | 5,728 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 6:25 pm EST | Anne Tuttle CappelEVP, General Counsel | 1,909 | — | — | 5,728 | — | |
| Nov 3, 2015 MForm 4 → | Nov 23, 5:14 pm EST | Anne Tuttle CappelEVP, General Counsel | 411 | — | — | 4,000 | — | late |
| Nov 3, 2015 MForm 4 → | Nov 4, 7:35 pm EST | Anne Tuttle CappelEVP, General Counsel | 3,589 | — | — | 4,411 | — | |
| Nov 3, 2015 MForm 4 → | Nov 4, 7:31 pm EST | Michael Jerome CampbellEVP, Technology | 8,611 | — | — | 4,305 | — | |
| Oct 26, 2015 MForm 4 → | Oct 27, 6:31 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 28,693 | — | — | 0 | — | |
| Aug 10, 2015 MForm 4 → | Aug 11, 7:27 pm EDT | Michael Jerome CampbellEVP, Technology | 4,306 | — | — | 12,916 | — | |
| Aug 3, 2015 MForm 4 → | Aug 4, 5:48 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | — | — | 18,667 | — | |
| Jul 31, 2015 MForm 4 → | Aug 3, 5:55 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | — | — | 22,230 | — | |
| Jul 23, 2015 MForm 4 → | Jul 24, 4:50 pm EDT | Anne Tuttle CappelEVP, General Counsel | 4,000 | — | — | 8,000 | — | |
| Jul 17, 2015 MForm 4 → | Jul 20, 5:23 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | — | — | 24,700 | — | |
| Jul 17, 2015 MForm 4 → | Jul 20, 5:22 pm EDT | Lawrence M. RaffonePresident & CEO, Director | 5,000 | — | — | 23,667 | — | |
| Jul 16, 2015 MForm 4 → | Jul 17, 6:45 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | — | — | 44,985 | — | |
| Jun 26, 2015 MForm 4 → | Jun 29, 6:33 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | — | — | 52,485 | — | |
| Jun 11, 2015 MForm 4 → | Jun 12, 5:10 pm EDT | Raymond J. SimsEVP and CFO | 14,000 | — | — | 19,100 | — | |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:45 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | — | — | 20,290 | — | |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:43 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 7,500 | — | — | 59,985 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:17 pm EDT | David B YoffieDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:16 pm EDT | John B ShovenDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:15 pm EDT | Paul G KoontzDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:13 pm EDT | Robert A HuretDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:12 pm EDT | Blake R. GrossmanDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:11 pm EDT | Joseph GrundfestDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:10 pm EDT | Heidi FieldsDirector | 2,504 | — | — | 3,764 | — | |
| May 21, 2015 MForm 4 → | May 26, 6:09 pm EDT | E. Olena Berg-LacyDirector | 2,504 | — | — | 2,500 | — | |
| May 20, 2015 AForm 4 → | May 21, 6:00 pm EDT | David B YoffieDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:59 pm EDT | John B ShovenDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:56 pm EDT | Paul G KoontzDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:53 pm EDT | Robert A HuretDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:50 pm EDT | Joseph GrundfestDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:43 pm EDT | Blake R. GrossmanDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:41 pm EDT | Heidi FieldsDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 AForm 4 → | May 21, 5:39 pm EDT | E. Olena Berg-LacyDirector | 4,894 | — | — | 4,894 | — | |
| May 20, 2015 MForm 4 → | May 21, 5:31 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,000 | — | — | 12,000 | — | |
| May 16, 2015 AForm 4 → | May 19, 6:33 pm EDT | Paul G KoontzDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:28 pm EDT | David B YoffieDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:25 pm EDT | John B ShovenDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:23 pm EDT | Robert A HuretDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:22 pm EDT | Blake R. GrossmanDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:17 pm EDT | Joseph GrundfestDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:15 pm EDT | Heidi FieldsDirector | 1,250 | — | — | 1,250 | — | |
| May 16, 2015 MForm 4 → | May 19, 6:14 pm EDT | E. Olena Berg-LacyDirector | 1,250 | — | — | 1,250 | — | |
| May 14, 2015 MForm 4 → | May 15, 8:03 pm EDT | Anne Tuttle CappelEVP & General Counsel | 4,030 | — | — | 16,000 | — | |
| May 13, 2015 AForm 4 → | May 14, 4:22 pm EDT | Paul GambleEVP, Distrib & Inst Services | 79,488 | — | — | 58,383 | — | |
| May 11, 2015 MForm 4 → | May 12, 4:39 pm EDT | Raymond J. SimsEVP and CFO | 15,000 | — | — | 30,100 | — | |
| Apr 16, 2015 MForm 4 → | Feb 22, 2016, 6:01 pm EST | Michael Jerome CampbellEVP, Technology | 2,272 | — | — | 0 | — | late |
| Apr 16, 2015 MForm 4 → | Apr 17, 5:12 pm EDT | Michael Jerome CampbellEVP, Technology | 1,227 | — | — | 3,683 | — | |
| Apr 16, 2015 MForm 4 → | Apr 17, 5:10 pm EDT | Mark Peter CostelloEVP, Service Delivery | 1,227 | — | — | 3,683 | — | |
| Mar 12, 2015 MForm 4 → | Mar 13, 4:28 pm EDT | Michael Jerome CampbellEVP, Technology | 2,470 | — | — | 27,170 | — | |
| Mar 10, 2015 MForm 4 → | Mar 11, 5:20 pm EDT | Christopher L. JonesEVP & Chief Investment Officer | 23,529 | — | — | 0 | — | |
| Mar 5, 2015 MForm 4 → | Mar 9, 5:30 pm EDT | Kelly O'DonnellEVP Marketing | 1,250 | — | — | 2,084 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 7:04 pm EST | Raymond J. SimsEVP and CFO | 1,899 | — | — | 5,698 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 7:03 pm EST | Lawrence M. RaffonePresident & CEO, Director | 3,016 | — | — | 9,049 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 7:01 pm EST | Christopher L. JonesEVP & Chief Investment Officer | 2,457 | — | — | 7,374 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 6:59 pm EST | Jeffrey C GraceOther | 514 | — | — | 1,542 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 6:57 pm EST | Anne Tuttle CappelEVP & General Counsel | 893 | — | — | 2,682 | — | |
| Feb 26, 2015 MForm 4 → | Feb 27, 6:56 pm EST | Kelly O'DonnellEVP Marketing | 1,564 | — | — | 4,692 | — | |
| Feb 24, 2015 MForm 4 → | Feb 25, 5:09 pm EST | John B ShovenDirector | 10,000 | — | — | 7,500 | — | |
| Feb 6, 2015 MForm 4 → | Feb 9, 5:03 pm EST | Kelly O'DonnellEVP Marketing | 2,272 | — | — | 1,667 | — | |
| Jan 28, 2015 MForm 4 → | Jan 29, 5:08 pm EST | Michael Jerome CampbellEVP, Technology | 18,529 | — | — | 0 | — |