SEC Form 4 · accession 0001209191-15-043422
Financial Engines, Inc. · FNGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Grundfest
Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | S | 29,383 | $40.8971 | D | 270,617 | I | The Grundfest Living Trust U/T/A DD 8/25/97 |
| Common StockF2 | May 14, 2015 | S | 10,617 | $41.0604 | D | 260,000 | I | The Grundfest Living Trust U/T/A DD 8/25/97 |
| Common Stock | holding | — | — | — | 3,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.75 to $41.53 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.80 to $41.18 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.