Company · CIK 0001399249 · SIC 6282 — Investment Advice
Pzena Investment Management, Inc. · PZN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2019 AForm 4/A → | Mar 5, 5:46 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 322,837 | — | — | 17,947,719 | — | plan? |
| Jan 1, 2019 AForm 4 → | Jan 3, 6:04 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 322,827 | — | — | 17,947,709 | — | plan? amended |
| Jan 1, 2019 AFForm 4 → | Jan 3, 5:48 pm EST | Gary J BachmanChief Operating Officer | 3,667 | — | — | 25,216 | — | plan? |
| Dec 19, 2018 AGForm 4 → | Jan 3, 2019, 6:01 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 187,869 | — | — | 4,165,974 | — | plan? late amended |
| Dec 19, 2018 AGForm 4 → | Jan 3, 2019, 5:56 pm EST | John Paul GoetzPresident & Co-CIO, Director | 235,115 | — | — | 4,846,285 | — | plan? late amended |
| Apr 30, 2018 AForm 4 → | May 1, 4:22 pm EDT | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 289,654 | — | — | 17,624,882 | — | plan? |
| Apr 30, 2018 AForm 4 → | May 1, 4:21 pm EDT | William Louis LipseyPres, Marketing/Client Srvc, Director | 248,394 | — | — | 4,128,105 | — | plan? |
| Apr 30, 2018 AForm 4 → | May 1, 4:20 pm EDT | John Paul GoetzPresident & Co-CIO, Director | 297,211 | — | — | 4,811,170 | — | plan? |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:37 pm EST | Gary J BachmanChief Operating Officer | 2,642 | — | — | 23,595 | — | plan? |
| Sep 26, 2017 AGForm 4 → | Jan 3, 2018, 4:44 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 274,875 | — | — | 3,879,711 | — | plan? late amended |
| Sep 26, 2017 AGForm 4 → | Jan 3, 2018, 4:39 pm EST | John Paul GoetzPresident & Co-CIO, Director | 321,174 | — | — | 4,513,959 | — | plan? late |
| Sep 26, 2017 GForm 5 → | Jan 3, 2018, 4:32 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 500,000 | — | — | 17,335,228 | — | plan? |
| May 23, 2017 PForm 4 → | May 26, 4:37 pm EDT | Charles D JohnstonDirector | 10,000 | $8.43 | $84,300 | 30,000 | +50.0% | plan? late |
| Jan 1, 2017 AForm 4 → | Jan 4, 4:49 pm EST | Gary J BachmanChief Operating Officer | 9,674 | — | — | 20,953 | — | plan? |
| Apr 21, 2016 AFGForm 4 → | Jan 4, 2017, 5:03 pm EST | Michael D PetersonExecutive Vice President | 511,826 | — | — | 2,109,326 | — | plan? late |
| Apr 21, 2016 AGForm 4 → | Jan 4, 2017, 4:53 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 346,408 | — | — | 4,054,836 | — | plan? late |
| Apr 21, 2016 AGForm 4 → | Jan 4, 2017, 4:47 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 552,496 | — | — | 17,835,228 | — | plan? late |
| Apr 21, 2016 GMForm 4 → | Dec 15, 4:33 pm EST | John Paul GoetzPresident & Co-CIO | 400,000 | — | — | 4,792,785 | — | plan? late |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:09 pm EST | Gary J BachmanChief Financial Officer | 2,642 | — | — | 11,279 | — | plan? |
| Dec 31, 2015 AForm 4 → | Jan 5, 2016, 6:13 pm EST | Michael D PetersonExecutive Vice President | 43,080 | — | — | 2,099,004 | — | plan? |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:14 pm EST | Michael D PetersonExecutive Vice President | 76,775 | — | — | 2,055,924 | — | plan? |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:13 pm EST | William Louis LipseyPres, Marketing/Client Srvc | 191,938 | — | — | 4,058,428 | — | plan? |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:11 pm EST | John Paul GoetzPresident & Co-CIO | 100,000 | — | — | 4,792,785 | — | plan? |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:10 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 255,111 | — | — | 18,082,732 | — | plan? |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:08 pm EST | Gary J BachmanChief Financial Officer | 8,637 | — | — | 8,637 | — | plan? |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:49 am EST | John Paul GoetzPresident & Co-CIO, Director | 150,000 | — | — | 4,792,785 | — | plan? |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:49 am EST | William Louis LipseyPres, Marketing/Client Srvc | 125,000 | — | — | 4,058,428 | — | plan? |
| Jun 12, 2015 GJForm 5 → | Feb 12, 2016, 9:48 am EST | Michael D PetersonExecutive Vice President | 305,000 | — | — | 0 | — | plan? |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:47 am EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 200,000 | — | — | 18,082,732 | — | plan? |
| Mar 9, 2015 MForm 4 → | Mar 11, 4:11 pm EDT | William Louis LipseyPres, Marketing/Client Srvc | 200,000 | — | — | 3,991,490 | — | plan? |
| Mar 9, 2015 MForm 4 → | Mar 11, 4:09 pm EDT | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 200,000 | — | — | 18,027,621 | — | plan? |
| Jan 1, 2015 AForm 4 → | Jan 5, 4:44 pm EST | Gary J BachmanChief Financial Officer | 10,570 | $9.46 | $99,992 | 10,570 | — | plan? |
| Dec 31, 2014 AForm 4 → | Jan 2, 2015, 4:13 pm EST | Michael D PetersonExecutive Vice President | 49,244 | — | — | 2,054,463 | — | plan? |
| Feb 14, 2014 GForm 5 → | Jan 2, 2015, 4:21 pm EST | John Paul GoetzPresident & Co-CIO | 150,000 | — | — | 4,842,785 | — | plan? |
| Feb 14, 2014 GForm 5 → | Jan 2, 2015, 4:15 pm EST | William Louis LipseyPres, Marketing/Client Srvc | 125,000 | — | — | 3,791,490 | — | plan? |
| Feb 14, 2014 GForm 4 → | Jan 2, 2015, 4:09 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 221,141 | — | — | 17,827,621 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2019 AForm 4/A → | Mar 5, 5:46 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 322,837 | — | — | 17,947,719 | — | |
| Jan 1, 2019 AForm 4 → | Jan 3, 6:13 pm EST | Richard P. MeyerowichDirector | 10,982 | $8.65 | $94,994 | 128,284 | — | |
| Jan 1, 2019 AForm 4 → | Jan 3, 6:11 pm EST | Charles D JohnstonDirector | 10,404 | $8.65 | $89,995 | 57,539 | — | |
| Jan 1, 2019 AForm 4 → | Jan 3, 6:08 pm EST | Joel GreenblattDirector | 9,826 | $8.65 | $84,995 | 119,621 | — | |
| Jan 1, 2019 AForm 4 → | Jan 3, 6:06 pm EST | Steven M GalbraithDirector | 10,404 | $8.65 | $89,995 | 123,688 | — | |
| Jan 1, 2019 AForm 4 → | Jan 3, 6:04 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 322,827 | — | — | 17,947,709 | — | amended |
| Jan 1, 2019 AForm 4 → | Jan 3, 5:50 pm EST | Jessica R DoranChief Financial Officer | 157,480 | — | — | 157,480 | — | |
| Dec 31, 2018 AForm 4/A → | Feb 7, 2019, 5:35 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 60,301 | — | — | 129,285 | — | |
| Dec 31, 2018 AForm 4/A → | Feb 7, 2019, 5:33 pm EST | John Paul GoetzPresident & Co-CIO, Director | 77,541 | — | — | 210,456 | — | |
| Dec 31, 2018 AFForm 4 → | Jan 3, 2019, 5:48 pm EST | Gary J BachmanChief Operating Officer | 92,926 | — | — | 78,740 | — | |
| Dec 19, 2018 ADGForm 4 → | Jan 3, 2019, 6:01 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 315,285 | — | — | 4,165,974 | — | late amended |
| Dec 19, 2018 ADGForm 4 → | Jan 3, 2019, 5:56 pm EST | John Paul GoetzPresident & Co-CIO, Director | 346,779 | — | — | 4,846,285 | — | late amended |
| Apr 30, 2018 AForm 4 → | May 1, 4:22 pm EDT | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 289,654 | $5.78 | $1,674,200 | 17,624,882 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 4:21 pm EDT | William Louis LipseyPres, Marketing/Client Srvc, Director | 248,394 | $5.78 | $1,435,717 | 4,128,105 | — | |
| Apr 30, 2018 AForm 4 → | May 1, 4:20 pm EDT | John Paul GoetzPresident & Co-CIO, Director | 297,211 | $5.78 | $1,717,880 | 4,811,170 | — | |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:49 pm EST | Joel GreenblattDirector | 7,966 | $10.67 | $84,997 | 104,763 | — | |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:47 pm EST | Richard P. MeyerowichDirector | 8,903 | $10.67 | $94,995 | 111,925 | — | |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:40 pm EST | Charles D JohnstonDirector | 8,434 | $10.67 | $89,991 | 44,974 | — | |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:38 pm EST | Steven M GalbraithDirector | 8,434 | $10.67 | $89,991 | 108,091 | — | |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:37 pm EST | Gary J BachmanChief Operating Officer | 102,642 | — | — | 100,000 | — | |
| Jan 1, 2018 AForm 4 → | Jan 3, 4:36 pm EST | Jessica R DoranChief Financial Officer | 100,000 | — | — | 103,000 | — | |
| Sep 26, 2017 ADGForm 4 → | Jan 3, 2018, 4:44 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 324,750 | — | — | 118,859 | — | late amended |
| Sep 26, 2017 ADGForm 4 → | Jan 3, 2018, 4:39 pm EST | John Paul GoetzPresident & Co-CIO, Director | 463,103 | — | — | 184,278 | — | late |
| Sep 26, 2017 GForm 5 → | Jan 3, 2018, 4:32 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 500,000 | — | — | 17,335,228 | — | |
| Jan 1, 2017 AForm 4 → | Jan 5, 4:31 pm EST | Joel GreenblattDirector | 7,650 | $11.11 | $84,992 | 93,229 | — | late |
| Jan 1, 2017 AForm 4 → | Jan 4, 5:10 pm EST | Richard P. MeyerowichDirector | 8,550 | $11.11 | $94,991 | 99,225 | — | |
| Jan 1, 2017 AForm 4 → | Jan 4, 5:08 pm EST | Charles D JohnstonDirector | 8,100 | $11.11 | $89,991 | 35,192 | — | |
| Jan 1, 2017 AForm 4 → | Jan 4, 5:05 pm EST | Steven M GalbraithDirector | 8,100 | $11.11 | $89,991 | 95,984 | — | |
| Jan 1, 2017 AForm 4 → | Jan 4, 4:49 pm EST | Gary J BachmanChief Operating Officer | 9,674 | — | — | 20,953 | — | |
| Dec 31, 2016 AForm 4 → | Jan 4, 2017, 4:50 pm EST | John Paul GoetzPresident & Co-CIO, Director | 84,697 | — | — | 84,697 | — | |
| Apr 21, 2016 AFGForm 4 → | Jan 4, 2017, 5:03 pm EST | Michael D PetersonExecutive Vice President | 511,826 | — | — | 2,109,326 | — | late |
| Apr 21, 2016 AGForm 4 → | Jan 4, 2017, 4:53 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 422,858 | — | — | 4,054,836 | — | late |
| Apr 21, 2016 AGForm 4 → | Jan 4, 2017, 4:47 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 552,496 | — | — | 17,835,228 | — | late |
| Apr 21, 2016 GMForm 4 → | Dec 15, 4:33 pm EST | John Paul GoetzPresident & Co-CIO | 600,000 | — | — | 0 | — | late |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:12 pm EST | William Louis LipseyPres, Marketing/Client Srvc, Director | 123,046 | — | — | 123,046 | — | |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:09 pm EST | Gary J BachmanChief Financial Officer | 2,642 | — | — | 11,279 | — | |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:08 pm EST | Richard P. MeyerowichDirector | 11,046 | $8.60 | $94,996 | 85,449 | — | |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:07 pm EST | Charles D JohnstonDirector | 10,465 | $8.60 | $89,999 | 25,531 | — | |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:05 pm EST | Joel GreenblattDirector | 9,883 | $8.60 | $84,994 | 80,646 | — | |
| Jan 1, 2016 AForm 4 → | Jan 5, 6:03 pm EST | Steven M GalbraithDirector | 10,465 | $8.60 | $89,999 | 82,818 | — | |
| Dec 31, 2015 AForm 4 → | Jan 5, 2016, 6:13 pm EST | Michael D PetersonExecutive Vice President | 43,080 | — | — | 2,099,004 | — | |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:14 pm EST | Michael D PetersonExecutive Vice President | 76,775 | — | — | 2,055,924 | — | |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:13 pm EST | William Louis LipseyPres, Marketing/Client Srvc | 191,938 | — | — | 4,058,428 | — | |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:11 pm EST | John Paul GoetzPresident & Co-CIO | 100,000 | — | — | 4,792,785 | — | |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:10 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 255,111 | — | — | 18,082,732 | — | |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:08 pm EST | Gary J BachmanChief Financial Officer | 8,637 | — | — | 8,637 | — | |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:49 am EST | John Paul GoetzPresident & Co-CIO, Director | 150,000 | — | — | 4,792,785 | — | |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:49 am EST | William Louis LipseyPres, Marketing/Client Srvc | 125,000 | — | — | 4,058,428 | — | |
| Jun 12, 2015 GJForm 5 → | Feb 12, 2016, 9:48 am EST | Michael D PetersonExecutive Vice President | 235,000 | — | — | 0 | — | |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:47 am EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 200,000 | — | — | 18,082,732 | — | |
| Mar 9, 2015 MForm 4 → | Mar 11, 4:11 pm EDT | William Louis LipseyPres, Marketing/Client Srvc | 400,000 | — | — | 3,991,490 | — | |
| Mar 9, 2015 MForm 4 → | Mar 11, 4:09 pm EDT | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 400,000 | — | — | 18,027,621 | — | |
| Jan 1, 2015 AForm 4 → | Jan 5, 4:48 pm EST | Joel GreenblattDirector | 7,399 | $9.46 | $69,995 | 67,573 | — | |
| Jan 1, 2015 AForm 4 → | Jan 5, 4:46 pm EST | Charles D JohnstonDirector | 7,928 | $9.46 | $74,999 | 14,387 | — | |
| Jan 1, 2015 AForm 4 → | Jan 5, 4:45 pm EST | Richard P. MeyerowichDirector | 8,456 | $9.46 | $79,994 | 71,048 | — | |
| Jan 1, 2015 AForm 4 → | Jan 5, 4:44 pm EST | Gary J BachmanChief Financial Officer | 10,570 | $9.46 | $99,992 | 10,570 | — | |
| Jan 1, 2015 AForm 4 → | Jan 5, 4:43 pm EST | Steven M GalbraithDirector | 7,928 | $9.46 | $74,999 | 69,092 | — | |
| Dec 31, 2014 AForm 4 → | Jan 2, 2015, 4:13 pm EST | Michael D PetersonExecutive Vice President | 49,244 | — | — | 2,054,463 | — | |
| Feb 14, 2014 GForm 5 → | Jan 2, 2015, 4:21 pm EST | John Paul GoetzPresident & Co-CIO | 150,000 | — | — | 4,842,785 | — | |
| Feb 14, 2014 GForm 5 → | Jan 2, 2015, 4:15 pm EST | William Louis LipseyPres, Marketing/Client Srvc | 125,000 | — | — | 3,791,490 | — | |
| Feb 14, 2014 GForm 4 → | Jan 2, 2015, 4:09 pm EST | Richard Stanton PzenaChairman, CEO and Co-CIO, Director | 221,141 | — | — | 17,827,621 | — | late |