Insider · CIK 0001410088
John Paul Goetz
Files at: PZN, USA. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2018 AGForm 4 → | Jan 3, 2019, 5:56 pm EST | Pzena Investment Management, Inc.PZN | 235,115 | — | — | 4,846,285 | — | plan? late amended |
| Apr 30, 2018 AForm 4 → | May 1, 4:20 pm EDT | Pzena Investment Management, Inc.PZN | 297,211 | — | — | 4,811,170 | — | plan? |
| Sep 26, 2017 AGForm 4 → | Jan 3, 2018, 4:39 pm EST | Pzena Investment Management, Inc.PZN | 321,174 | — | — | 4,513,959 | — | plan? late |
| Apr 21, 2016 GMForm 4 → | Dec 15, 4:33 pm EST | Pzena Investment Management, Inc.PZN | 400,000 | — | — | 4,792,785 | — | plan? late |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:11 pm EST | Pzena Investment Management, Inc.PZN | 100,000 | — | — | 4,792,785 | — | plan? |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:49 am EST | Pzena Investment Management, Inc.PZN | 150,000 | — | — | 4,792,785 | — | plan? |
| Feb 14, 2014 GForm 5 → | Jan 2, 2015, 4:21 pm EST | Pzena Investment Management, Inc.PZN | 150,000 | — | — | 4,842,785 | — | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2018 AForm 4/A → | Feb 7, 2019, 5:33 pm EST | Pzena Investment Management, Inc.PZN | 77,541 | — | — | 210,456 | — | |
| Dec 19, 2018 ADGForm 4 → | Jan 3, 2019, 5:56 pm EST | Pzena Investment Management, Inc.PZN | 346,779 | — | — | 4,846,285 | — | late amended |
| Apr 30, 2018 AForm 4 → | May 1, 4:20 pm EDT | Pzena Investment Management, Inc.PZN | 297,211 | $5.78 | $1,717,880 | 4,811,170 | — | |
| Sep 26, 2017 ADGForm 4 → | Jan 3, 2018, 4:39 pm EST | Pzena Investment Management, Inc.PZN | 463,103 | — | — | 184,278 | — | late |
| Dec 31, 2016 AForm 4 → | Jan 4, 2017, 4:50 pm EST | Pzena Investment Management, Inc.PZN | 84,697 | — | — | 84,697 | — | |
| Apr 21, 2016 GMForm 4 → | Dec 15, 4:33 pm EST | Pzena Investment Management, Inc.PZN | 600,000 | — | — | 0 | — | late |
| Dec 18, 2015 AForm 4 → | Dec 22, 9:11 pm EST | Pzena Investment Management, Inc.PZN | 100,000 | — | — | 4,792,785 | — | |
| Jun 12, 2015 GForm 5 → | Feb 12, 2016, 9:49 am EST | Pzena Investment Management, Inc.PZN | 150,000 | — | — | 4,792,785 | — | |
| Feb 14, 2014 GForm 5 → | Jan 2, 2015, 4:21 pm EST | Pzena Investment Management, Inc.PZN | 150,000 | — | — | 4,842,785 | — |