Insider holders · CIK 0001399249
Pzena Investment Management, Inc. · PZN
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Richard Stanton PzenaChairman, CEO and Co-CIO | 106 | 17,947,719 | 17,947,825 | Mar 5, 2019 · 5:46 pm EST | Form 4/A |
| John Paul GoetzPresident & Co-CIO | 4,792,785 | 708,970 | 5,501,755 | May 1, 2018 · 4:20 pm EDT | Form 4 |
| William Louis LipseyPres, Marketing/Client Srvc | 4,058,428 | 1,271,420 | 5,329,848 | May 1, 2018 · 4:21 pm EDT | Form 4 |
| Michael D PetersonExecutive Vice President | 70,000 | 2,109,326 | 2,179,326 | Jan 4, 2017 · 5:03 pm EST | Form 5 |
| Chenyu Caroline CaiExecutive Vice President | 216,308 | 714,327 | 930,635 | Feb 15, 2019 · 4:21 pm EST | Form 3 |
| Richard P. MeyerowichDirector | 71,048 | — | 71,048 | Jan 5, 2015 · 4:45 pm EST | Form 4 |
| Gary J BachmanChief Operating Officer | 44,484 | 25,216 | 69,700 | Jan 3, 2019 · 5:48 pm EST | Form 4 |
| Charles D JohnstonDirector | 30,000 | — | 30,000 | May 26, 2017 · 4:37 pm EDT | Form 4 |
| Steven M GalbraithDirector | 23,460 | — | 23,460 | Jan 5, 2015 · 4:43 pm EST | Form 4 |
| Joel GreenblattDirector | 22,460 | — | 22,460 | Jan 5, 2015 · 4:48 pm EST | Form 4 |
| Jessica R DoranChief Financial Officer | — | 5,307 | 5,307 | Jul 1, 2016 · 4:22 pm EDT | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.