Insider · CIK 0001337003

Michael Adam Schwartz

Files at: NEWT. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $28k · 4sales $0 · 0net $28k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 30, 2018 PForm 5 →	Jan 24, 2019, 3:48 pm EST	Newtek Business Services Corp.NEWT	868	$18.81	$16,329	16,601	+5.52%	plan?
Feb 26, 2018 AForm 4 →	Feb 27, 8:11 am EST	Newtek Business Services Corp.NEWT	8,772	—	—	15,731	—	plan?
Aug 15, 2017 FGForm 5 →	Jan 16, 2018, 4:46 pm EST	Newtek Business Services Corp.NEWT	4,252	$17.04	$72,465	6,959	—	plan?
Mar 31, 2017 PForm 5 →	Jan 16, 2018, 4:46 pm EST	Newtek Business Services Corp.NEWT	323	$16.61	$5,356	6,959	+4.86%	plan?
Sep 30, 2016 JForm 5 →	Jan 3, 2017, 3:21 pm EST	Newtek Business Services Corp.NEWT	370	$15.02	$5,557	10,889	—	plan?
Aug 2, 2016 AForm 4 →	Aug 2, 10:14 am EDT	Newtek Business Services Corp.NEWT	6,600	—	—	10,519	—	plan?
Mar 10, 2016 PForm 4 →	Mar 11, 9:26 am EST	Newtek Business Services Corp.NEWT	200	$12.35	$2,470	3,919	+5.38%	plan?
Dec 31, 2015 JForm 5 →	Jan 4, 2016, 10:27 am EST	Newtek Business Services Corp.NEWT	449	$13.48	$6,053	3,719	—	plan?
May 12, 2015 PForm 4 →	May 12, 10:05 am EDT	Newtek Business Services Corp.NEWT	185	$18.41	$3,406	3,270	+6.00%	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.