SEC Form 4 · accession 0001209191-16-107725
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Adam Schwartz
Officer — Chief Legal&Compliance Officer
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 10, 2016 | P | 200 | $12.35 | A | 3,919 | D |
Table II — derivative securities
No Table II lines on this filing.