SEC Form 4 · accession 0001209191-15-041409
NewtekOne, Inc. · NEWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Adam Schwartz
Officer — Chief Legal Officer, Secretary
Period of report
May 12, 2015
Accepted (ET)
May 12, 2015 · 10:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001587987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2015 | P | 185 | $18.41 | A | 3,270 | D |
Table II — derivative securities
No Table II lines on this filing.