Company · CIK 0001292519 · SIC 3841 — Surgical & Medical Instruments & Apparatus

INVIVO THERAPEUTICS HOLDINGS CORP. · NVIV

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $25k · 1sales $0 · 0net $25k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 18, 2019 FForm 4 →	Feb 20, 4:10 pm EST	Richard M. ToselliSee Remarks	95	$1.41	$134	10,850	—	plan?
Jan 18, 2019 FForm 4 →	Jan 22, 8:28 pm EST	Richard M. ToselliSee Remarks	94	$1.58	$149	10,945	—	plan?
Dec 18, 2018 AFForm 4 →	Dec 20, 3:03 pm EST	Richard M. ToselliSee Remarks	12,961	$1.69	$1,624	11,039	—	plan?
Apr 13, 2017 MForm 4 →	Apr 20, 6:19 pm EDT	Richard John RobertsDirector	30,984	$0.2904	$8,998	216,887	—	plan? late
Feb 16, 2017 MForm 4 →	Feb 17, 3:11 pm EST	Richard John RobertsDirector	58,403	$0.2904	$16,960	185,903	—	plan?
Aug 19, 2016 MForm 4 →	Aug 23, 4:28 pm EDT	Richard John RobertsDirector	70,000	$0.2904	$20,328	127,500	—	plan?
Dec 31, 2015 AForm 5 →	Jan 22, 2016, 7:36 pm EST	Mark D PerrinCHIEF EXECUTIVE OFFICER, Director	1,053	$6.12	$6,444	58,195	—	plan?
Dec 31, 2015 AForm 5 →	Jan 22, 2016, 7:35 pm EST	Tamara L JosephSVP, General Counsel	1,599	$6.12	$9,786	17,027	—	plan?
Dec 31, 2015 AForm 5 →	Jan 22, 2016, 7:35 pm EST	Steven F McAllisterChief Financial Officer	232	$6.12	$1,420	19,160	—	plan?
Dec 31, 2015 AForm 5 →	Jan 22, 2016, 7:34 pm EST	Thomas R UlichChief Scientific Officer	265	$6.12	$1,622	21,693	—	plan?
Dec 31, 2015 AForm 5 →	Jan 22, 2016, 7:34 pm EST	Masuoka K. LorianneChief Medical Officer	265	$6.12	$1,622	265	—	plan?
Dec 29, 2015 MForm 4 →	Mar 8, 2016, 5:36 pm EST	Richard John RobertsDirector	55,000	$0.2904	$15,972	65,000	—	plan? late
Aug 12, 2015 PForm 4 →	Aug 14, 4:29 pm EDT	C Ann MerrifieldDirector	2,000	$12.36	$24,718	2,000	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 14, 2019 AForm 4 →	Jan 16, 4:41 pm EST	Richard ChristopherCFO and Treasurer	90,000	—	—	90,000	—
Jan 19, 2018 AForm 4 →	Jan 23, 9:22 pm EST	Jeffrey S. HatfieldDirector	12,500	—	—	12,500	—
Jan 19, 2018 AForm 4 →	Jan 23, 7:23 pm EST	Christina MorrisonDirector	12,500	—	—	12,500	—
Jan 19, 2018 AForm 4 →	Jan 23, 7:23 pm EST	Richard John RobertsDirector	12,500	—	—	12,500	—
Jan 19, 2018 AForm 4 →	Jan 23, 7:23 pm EST	Daniel R MarshakDirector	12,500	—	—	12,500	—
Jan 19, 2018 AForm 4 →	Jan 23, 7:22 pm EST	C Ann MerrifieldDirector	12,500	—	—	12,500	—
Jan 19, 2018 AForm 4 →	Jan 23, 7:21 pm EST	Kenneth DiPietroDirector	12,500	—	—	12,500	—
Jul 5, 2017 AForm 4 →	Jul 7, 8:03 pm EDT	Richard M. ToselliChief Medical Officer	325,000	—	—	325,000	—
Apr 13, 2017 MForm 4 →	Apr 20, 6:19 pm EDT	Richard John RobertsDirector	30,984	—	—	0	—	late
Mar 29, 2017 AForm 4 →	Mar 31, 3:09 pm EDT	Christopher McNultyChief Financial Officer	29,973	—	—	29,973	—
Feb 16, 2017 MForm 4 →	Feb 17, 3:11 pm EST	Richard John RobertsDirector	58,403	—	—	0	—
Jan 18, 2017 AForm 4 →	Jan 23, 4:01 pm EST	Daniel R MarshakDirector	12,500	—	—	12,500	—	late
Jan 18, 2017 AForm 4 →	Jan 23, 4:01 pm EST	C Ann MerrifieldDirector	12,500	—	—	12,500	—	late
Jan 18, 2017 AForm 4 →	Jan 23, 4:01 pm EST	Christina MorrisonDirector	12,500	—	—	12,500	—	late
Jan 18, 2017 AForm 4 →	Jan 23, 4:00 pm EST	Richard John RobertsDirector	12,500	—	—	12,500	—	late
Jan 18, 2017 AForm 4 →	Jan 23, 4:00 pm EST	Kenneth DiPietroDirector	12,500	—	—	12,500	—	late
Jan 18, 2017 AForm 4 →	Jan 20, 2:05 pm EST	Tamara L JosephSVP, General Counsel	120,000	—	—	120,000	—
Jan 18, 2017 AForm 4 →	Jan 20, 2:04 pm EST	Pamela J StahlChief Commercial Officer	35,000	—	—	35,000	—
Jan 18, 2017 AForm 4 →	Jan 20, 2:04 pm EST	Mark D PerrinCHIEF EXECUTIVE OFFICER, Director	320,000	—	—	320,000	—
Jan 18, 2017 AForm 4 →	Jan 20, 2:03 pm EST	Thomas R UlichChief Scientific Officer	150,000	—	—	150,000	—
Nov 1, 2016 AForm 4 →	Nov 3, 7:13 pm EDT	Jeffrey S. HatfieldDirector	25,000	—	—	25,000	—
Sep 14, 2016 AForm 4 →	Sep 16, 4:09 pm EDT	Pamela J StahlChief Commercial Officer	188,200	—	—	188,200	—
Aug 19, 2016 MForm 4 →	Aug 23, 4:28 pm EDT	Richard John RobertsDirector	70,000	—	—	58,403	—
Jun 7, 2016 AForm 4 →	Jun 9, 3:30 pm EDT	Christina MorrisonDirector	25,000	—	—	25,000	—
Dec 29, 2015 MForm 4 →	Mar 8, 2016, 5:36 pm EST	Richard John RobertsDirector	55,000	—	—	128,403	—	late
Dec 10, 2015 AForm 4 →	Dec 11, 5:27 pm EST	Masuoka K. LorianneChief Medical Officer	115,050	—	—	115,050	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:24 pm EST	Tamara L JosephSVP, General Counsel	92,040	—	—	92,040	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:24 pm EST	Thomas R UlichChief Scientific Officer	115,050	—	—	115,050	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:24 pm EST	Steven F McAllisterChief Financial Officer	71,900	—	—	71,900	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:23 pm EST	Mark D PerrinCHIEF EXECUTIVE OFFICER, Director	172,570	—	—	172,570	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:23 pm EST	Richard John RobertsDirector	12,500	—	—	12,500	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:23 pm EST	John A McCarthy Jr.Director	12,500	—	—	12,500	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:22 pm EST	Daniel R MarshakDirector	12,500	—	—	12,500	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:22 pm EST	C Ann MerrifieldDirector	12,500	—	—	12,500	—
Dec 10, 2015 AForm 4 →	Dec 11, 5:21 pm EST	Kenneth DiPietroDirector	12,500	—	—	12,500	—
Jul 31, 2015 AForm 4 →	Aug 4, 4:48 pm EDT	Kenneth DiPietroDirector	12,500	—	—	12,500	—
Jul 31, 2015 AForm 4 →	Aug 4, 4:48 pm EDT	John A McCarthy Jr.Director	12,500	—	—	12,500	—
Jul 31, 2015 AForm 4 →	Aug 4, 4:47 pm EDT	Richard John RobertsDirector	12,500	—	—	12,500	—
Jul 31, 2015 AForm 4 →	Aug 4, 4:47 pm EDT	Tamara L JosephSVP, General Counsel	12,500	—	—	12,500	—
Mar 2, 2015 AForm 4 →	Mar 4, 4:43 pm EST	Masuoka K. LorianneChief Medical Officer	500,000	—	—	500,000	—