SEC Form 4 · accession 0001179110-15-011684
INVIVO THERAPEUTICS HOLDINGS CORP. · NVIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara L Joseph
Officer — SVP, General Counsel
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001292519
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $14.55 | Jul 31, 2015 | A | 12,500 | A | — | Jul 31, 2025 | COMMON STOCK | 12,500 | 12,500 | D |
Explanation of responses
- F1The option is exercisable as to 25% of the shares on the first anniversary of the date of grant, and the remaining shares vest thereafter on a monthly basis in 36 equal monthly installments.