Insider · CIK 0001005563

Thomas R Baruch

Files at: CDXS, IMI. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $1.5M · 4net −$1.5M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 27, 2018 SForm 4 →	Dec 31, 7:14 pm EST	CODEXIS INCCDXS	25,000	$16.03	$400,801	103,093	−19.5%	plan?
Sep 26, 2018 SForm 4 →	Sep 28, 7:42 pm EDT	CODEXIS INCCDXS	25,000	$18.54	$463,393	128,093	−16.3%	plan?
Jun 25, 2018 SForm 4 →	Jun 27, 6:01 pm EDT	CODEXIS INCCDXS	25,000	$14.93	$373,325	153,093	−14.0%	plan?
Jun 11, 2018 AForm 4 →	Jun 12, 9:04 pm EDT	CODEXIS INCCDXS	5,923	—	—	178,093	—	plan?
Mar 28, 2018 SForm 4 →	Mar 30, 11:56 am EDT	CODEXIS INCCDXS	25,000	$11.05	$276,318	172,170	−12.7%	plan?
Jun 14, 2017 AForm 4 →	Jun 16, 6:49 pm EDT	CODEXIS INCCDXS	17,894	—	—	197,170	—	plan?
Jun 15, 2016 AForm 4 →	Jun 17, 5:08 pm EDT	CODEXIS INCCDXS	20,094	—	—	179,276	—	plan?
Aug 28, 2015 MForm 4 →	Aug 31, 4:37 pm EDT	INTERMOLECULAR INCIMI	125,000	$1.50	$187,500	129,067	—	plan?
Jun 10, 2015 AForm 4 →	Jun 12, 4:40 pm EDT	CODEXIS INCCDXS	20,731	—	—	159,182	—	plan?
Nov 10, 2014 JForm 4 →	Jun 12, 2015, 4:37 pm EDT	CODEXIS INCCDXS	2,921,225	—	—	0	—	plan? late
Mar 13, 2014 JForm 4/A →	Feb 17, 2015, 3:47 pm EST	INTERMOLECULAR INCIMI	4,067	—	—	4,067	—	plan?
Jun 13, 2013 JForm 5 →	Feb 17, 2015, 2:33 pm EST	INTERMOLECULAR INCIMI	7,548,515	$2.20	$9,858,761	0	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 25, 2016 AForm 4 →	May 26, 4:41 pm EDT	INTERMOLECULAR INCIMI	25,000	—	—	25,000	—
Aug 28, 2015 MForm 4 →	Aug 31, 4:37 pm EDT	INTERMOLECULAR INCIMI	125,000	—	—	0	—
May 27, 2015 AForm 4 →	Jun 15, 4:44 pm EDT	INTERMOLECULAR INCIMI	25,000	—	—	25,000	—	late
May 28, 2014 AForm 4/A →	Feb 17, 2015, 3:52 pm EST	INTERMOLECULAR INCIMI	10,000	—	—	10,000	—