SEC Form 4 · accession 0001179110-15-012772
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Baruch
Director
Period of report
Aug 28, 2015
Accepted (ET)
Aug 31, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2015 | M | 50,000 | $1.50 | A | 54,067 | D | |
| Common Stock | Aug 28, 2015 | M | 75,000 | $1.50 | A | 129,067 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.50 | Aug 28, 2015 | M | 50,000 | A | — | Oct 26, 2016 | Common Stock | 50,000 | 0 | D |
| Stock Option (right to buy)F1 | $1.50 | Aug 28, 2015 | M | 75,000 | A | — | Oct 26, 2016 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1The option is fully vested as of the date hereof