SEC Form 4/A · accession 0001311241-15-000016

INTERMOLECULAR INC · IMI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director · 10% Owner

Period of report

Mar 13, 2014

Accepted (ET)

Feb 17, 2015 · 3:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001311241

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.001 par value	Mar 13, 2014	J	4,021	$0.00	A	4,021	D
Common Stock, $0.001 par value	Mar 13, 2014	J	46	$0.00	A	4,067	D
Common Stock, $0.001 par value^F2	holding	—	—		—	4,376,913	I	See Footnote
Common Stock, $0.001 par value^F3	holding	—	—		—	104,342	I	See Footnote

No Table II lines on this filing.

F1Transfer of property with no change in the Reporting Person's pecuniary interest in the shares.
F2The shares are held by CMEA Ventures VI, L.P. ("CMEA Ventures VI"). Thomas R. Baruch, a member of Issuer's board of directors, was a general partner of CMEA Ventures VI Management, L.P. ("CMEA VI Management"), the general partner of CMEA Ventures VI, and had voting and investment power over the shares held by CMEA Ventures VI. Mr. Baruch disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein.
F3The shares are held by CMEA Ventures VI GmbH & Co. KG ("CMEA Ventures VI GmbH"). Thomas R. Baruch, a member of Issuer's board of directors, was a general partner of CMEA VI Management, the general partner of CMEA Ventures VI GmbH, and had voting and investment power over the shares held by CMEA VI GmbH. Mr. Baruch disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein.