Insider holders · CIK 0000081955
RAND CAPITAL CORP · RAND
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| User-Friendly Holding, LLC10% Owner | — | 1,455,993 | 1,455,993 | Jun 21, 2018 · 4:17 pm EDT | Form 3 |
| User-Friendly Phone Book, LLC10% Owner | — | 1,455,993 | 1,455,993 | Jun 21, 2018 · 4:17 pm EDT | Form 3 |
| Utility Service Holding Co., Inc.10% Owner | 1,165,946 | — | 1,165,946 | Jul 28, 2017 · 12:57 pm EDT | Form 4 |
| Robert S McLeeseDirector | — | 810,000 | 810,000 | Feb 3, 2015 · 10:05 am EST | Form 3 |
| Allen F GrumCEO | 148,642 | 173,642 | 322,284 | Dec 14, 2016 · 5:06 pm EST | Form 4 |
| Reginald B Newman IIDirector | 172,730 | — | 172,730 | Mar 28, 2018 · 5:31 pm EDT | Form 4 |
| Ross B KenzieDirector | 113,000 | — | 113,000 | Dec 14, 2016 · 5:01 pm EST | Form 4 |
| Robert M ZakDirector | 85,000 | — | 85,000 | Jun 16, 2017 · 5:05 pm EDT | Form 4 |
| Daniel P PenberthyEVP and CFO | 84,467 | — | 84,467 | Dec 14, 2016 · 5:03 pm EST | Form 4 |
| Erland E KailbourneDirector | 40,000 | — | 40,000 | Jan 18, 2017 · 4:14 pm EST | Form 4 |
| E Wycliffe Orr Jr.Director | 0 | — | 0 | Feb 2, 2015 · 7:53 pm EST | Form 3 |
| COLMAC HOLDINGS LTD10% Owner | — | 0 | 0 | Dec 14, 2016 · 5:08 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.